SFC Licences of YIP Tai Yuen 葉泰源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Imperial Capital Limited 盛世投資(香港)有限公司 RO 9 07 April 2014 31 May 2019
Fair Capital Management Limited 富銀資產管理有限公司 RO 9 14 June 2013 24 March 2014
Fair Capital Management Limited 富銀資產管理有限公司 RE 9 15 May 2013 14 June 2013
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RO 4 05 July 2007 24 November 2012
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RO 9 20 October 2006 24 November 2012
Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 RE 9 04 April 2006 20 October 2006
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 9 11 June 2004 31 May 2005
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 5 11 June 2004 31 May 2005
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 4 11 June 2004 31 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 5 01 April 2003 31 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 1 01 April 2003 31 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 9 01 April 2003 31 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 4 01 April 2003 31 May 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 6 01 April 2003 09 June 2004