SFC Licences of KWOK CHAN Yuen Kwan, Serena 郭陳宛筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RO | 9 | 21 June 2013 | 01 May 2017 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RO | 4 | 21 June 2013 | 01 May 2017 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 9 | 03 July 2007 | 21 June 2013 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 4 | 03 July 2007 | 21 June 2013 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 9 | 02 May 2007 | 21 May 2007 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 15 March 2005 | 21 May 2007 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 | RO | 9 | 01 April 2003 | 30 June 2003 |
| Franklin Templeton Institutional Asia Limited 富蘭克林鄧普頓機構投資亞洲有限公司 | RO | 4 | 01 April 2003 | 30 June 2003 |