SFC Licences of CHU Andrew 朱立年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Roofer Securities Limited 路華證券有限公司	RE	1	05 May 2014	22 November 2021
BOCI Securities Limited 中銀國際證券有限公司	RE	3	03 December 2012	01 April 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	2	03 December 2012	01 April 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	1	03 December 2012	01 April 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	01 April 2003	01 November 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	01 November 2012
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	01 November 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	04 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	04 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003