SFC Licences of MAN Leung Yan, Lumen 萬亮人
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 November 2009 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 November 2009 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 07 March 2007 | 19 November 2009 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 05 July 2006 | 19 November 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 05 July 2006 | 19 November 2009 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 29 June 2006 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 29 June 2006 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 02 March 2004 |