SFC Licences of TAM Woon Kong 譚煥江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 January 2006 | 01 April 2006 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 September 2004 | 01 December 2004 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 05 March 2004 | 04 August 2004 |