SFC Licences of LEE Kai Ming 李啟明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 07 January 2011 | 30 April 2014 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 07 January 2011 | 30 April 2014 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 11 May 2010 | 25 November 2010 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 | RE | 3 | 05 January 2010 | 25 November 2010 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 08 July 2009 | 25 November 2010 |
| Peace Town Forex Limited 平和外匯有限公司 | RE | 3 | 08 March 2005 | 18 April 2007 |
| Peace Town Forex Limited 平和外匯有限公司 | RE | 3 | 01 April 2003 | 15 February 2005 |