Current licenceholders of AOK809 Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LIU Zhao 劉昭 RE 2 (Dealing in Futures Contracts) 2021-04-12
ISKANDAR Boris 廖萬榮 RE 4 (Advising on Securities), 9 (Asset Management) 2021-04-12
LIU Lu 刘鹭 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-08
LI Dan 李丹 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-04-08
LIU Jun 刘骏 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2021-04-01
CHUNG Chi Chuen Ryan 鍾志銓 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-01
YIN Fangfei 尹芳菲 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2021-03-30
HUANG Xiaobin 黄晓彬 RE 4 (Advising on Securities) 2021-03-29
NG Yu Chung 吳汝忠 RE 9 (Asset Management) 2021-03-23
ISKANDAR Boris 廖萬榮 RE 1 (Dealing in Securities) 2021-03-19
LIU Zhao 劉昭 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-19
PAN Qiaochu 潘翹楚 RE 1 (Dealing in Securities) 2021-03-17
LI Jing 李晶 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-03-16
FU Wing Yan, Rebecca 傅穎欣 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-15
ZHAO Luming 趙路明 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2021-03-11
LIU Jiayi 刘嘉怡 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2021-03-10
LIU Bohua 柳柏桦 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-03-08
WU Junya 武俊雅 RE 9 (Asset Management) 2021-03-05
WANG Juan 王娟 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-05
YIN Li 尹力 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2021-03-05
LAI Yiu Kuen 黎耀權 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2021-03-05
ZHANG Xuan 张璇 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-02-25
LAM Ching Lok Gary 林清樂 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-02-23
LIU Ying 劉瑩 RE 9 (Asset Management) 2021-02-18
LIU Xi 刘曦 RE 4 (Advising on Securities) 2021-02-16
LIU Yitong 劉奕彤 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-02-16
DING Ding 丁丁 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2021-02-10
XU Zijian 徐子健 RE 9 (Asset Management) 2021-02-09
ZHANG Bingran 張冰然 RE 9 (Asset Management) 2021-02-09
CHAN Kai Tung, Clayton 陳啟東 RE 9 (Asset Management) 2021-02-09
ZHANG Shaoqing 張少卿 RE 9 (Asset Management) 2021-02-09
YANG Yang 杨阳 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2021-02-09
ZHANG Qianqian 張茜倩 RE 9 (Asset Management) 2021-02-09
HUANG Bo 黄波 RE 4 (Advising on Securities) 2021-02-03
GONG Runhua 龚润华 RE 4 (Advising on Securities) 2021-02-03
YAN Wenjun 閻雯君 RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2021-02-03
CHEN Shen 陳慎 RE 4 (Advising on Securities) 2021-01-29
WANG Zhengrui 王正睿 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-01-29
ZHANG Guangyao 张光耀 RO 4 (Advising on Securities) 2021-01-29
ZHOU Xin 周鑫 RE 4 (Advising on Securities) 2021-01-26
SUN Danyang 孙丹阳 RE 4 (Advising on Securities) 2021-01-26
CHAN Hon Kiu 陳侃翹 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-01-25
HUI Ka Hei Kenneth 許家晞 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-01-25
LI Xian 李晛 RE 4 (Advising on Securities) 2021-01-21
DENG Songjun 鄧松君 RE 4 (Advising on Securities) 2021-01-21
HU Xiaobei 胡晓貝 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2021-01-19
ZHAO Bowen 赵博闻 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-01-19
LI Yi Sum 李懿沁 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-01-07
TIAN Lei 田蕾 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2021-01-05
YAO Jack Hsin-Chou 姚信州 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-01-05
CHUNG Chi Chuen Ryan 鍾志銓 RE 9 (Asset Management) 2021-01-04
LU Wenyu 盧文煜 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2020-12-30
YAO Peirong 要佩蓉 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-30
CHEN Dong 陈栋 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-12-30
LIN Huanyu 林寰宇 RE 4 (Advising on Securities) 2020-12-30
TU Kehan 涂可涵 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-30
HU Jiazhi 胡嘉志 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-12-29
CHEN Wanqi 陳婉琪 RE 4 (Advising on Securities) 2020-12-28
WONG Isaac James RE 9 (Asset Management) 2020-12-28
SUN Boqian 孙博谦 RE 4 (Advising on Securities) 2020-12-18
ZHAO Lu 赵璐 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-12-16
DENG Songjun 鄧松君 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-16
TONG Joseph Che 唐智仁 RE 9 (Asset Management) 2020-12-09
WU Lin Sheng 吳林聲 RE 9 (Asset Management) 2020-12-09
QI Sihan 齊思涵 RE 9 (Asset Management) 2020-12-09
LAO Peiwen 勞沛雯 RE 9 (Asset Management) 2020-12-09
LEUNG Hei Man 梁義珉 RE 9 (Asset Management) 2020-12-09
TANG Chun Chung 鄧駿聰 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-08
ZHANG Mo 张墨 RE 4 (Advising on Securities) 2020-12-04
XIAO Jie 肖杰 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-04
WANG Lin 王林 RE 4 (Advising on Securities) 2020-12-03
ZHANG Jinsong 張勁松 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2020-12-02
GONG Yuanyue 龚源月 RE 4 (Advising on Securities) 2020-12-01
SUN Boqian 孙博谦 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-11-25
CHANG Huili 常慧麗 RE 4 (Advising on Securities) 2020-11-24
LU Wentao 陆文韬 RE 4 (Advising on Securities) 2020-11-23
BAI Xiaopu 白效溥 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-11-23
HAN Mingfei 韓鳴飛 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-11-20
MA Zhiying 馬稚穎 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-20
CHEN Lingshan 陳凌珊 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-20
XIE Mali 謝瑪麗 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2020-11-19
FENG He 冯鹤 RE 4 (Advising on Securities) 2020-11-17
HUANG Fanyang 黄凡洋 RE 4 (Advising on Securities) 2020-11-17
ZHU Xun 朱洵 RE 4 (Advising on Securities) 2020-11-17
CHI Cheng 遲騁 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-11-13
LIANG Heye 梁鶴也 RE 2 (Dealing in Futures Contracts) 2020-11-11
TAO Shengyu 陶圣禹 RE 4 (Advising on Securities) 2020-11-10
CHEN Jiaqi 陳嘉琦 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2020-11-06
YANG Xu 楊旭 RE 4 (Advising on Securities) 2020-11-05
GUAN Dongqilai 关东奇来 RE 4 (Advising on Securities) 2020-11-05
QIAN Fangzheng 錢方正 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-11-05
CHAU Kong San 周港新 RE 2 (Dealing in Futures Contracts) 2020-11-05
YU Ge 余歌 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-04
CHEUNG Wai Lik 張偉力 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-11-02
LI Yanping 李艷萍 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-30
LU Kebin 盧可彬 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-30
WANG Bei 王蓓 RO 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-23
CHAU Kong San 周港新 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-10-23
YANG Xu 楊旭 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-10-22
GUO Jiawei 郭佳偉 RE 2 (Dealing in Futures Contracts) 2020-10-20
ZHANG Xinyi 章心怡 RE 2 (Dealing in Futures Contracts) 2020-10-20
LI Ran 李然 RE 2 (Dealing in Futures Contracts) 2020-10-19
ZHOU Jialiang 周嘉梁 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-19
ZHANG Xuanci 張軒慈 RE 2 (Dealing in Futures Contracts) 2020-10-16
XIONG Shiping 熊士平 RE 2 (Dealing in Futures Contracts) 2020-10-16
LAU Yik Ting 劉奕霆 RO 1 (Dealing in Securities) 2020-10-15
YE Xiao 叶晓 RE 4 (Advising on Securities) 2020-10-15
LIANG Yu 梁瑜 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-14
LI Ran 李然 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-14
HE Rui 何睿 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-10-09
LAN Tianyu 藍天宇 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2020-10-09
MA Zhiying 馬稚穎 RE 6 (Advising on Corporate Finance) 2020-10-09
LIU Wenqi 劉雯琪 RE 4 (Advising on Securities) 2020-10-08
YI Huan 易峘 RE 4 (Advising on Securities) 2020-10-08
MEI Xin 梅昕 RE 4 (Advising on Securities) 2020-10-06
QIU Tong 邱彤 RE 2 (Dealing in Futures Contracts) 2020-10-06
SHAO Yunxiao 邵云霄 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-06
ZHANG Yanchuan 張岩川 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-06
HUANG Xiaoyi 黃晓以 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-06
LIAO Zezhou 廖澤州 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-10-06
YANG Zhou 楊洲 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-06
HUNG Tsun Hay 洪浚曦 RE 2 (Dealing in Futures Contracts) 2020-10-06
JIANG Haiyuan 江海源 RE 2 (Dealing in Futures Contracts) 2020-10-06
RAN Ziyue 冉紫玥 RE 2 (Dealing in Futures Contracts) 2020-10-06
ZHANG Jinsong 張勁松 RE 2 (Dealing in Futures Contracts) 2020-09-29
CHEN Xiaoyu 陳肖宇 RO 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-29
CHIANG Pei-Ju 蔣佩儒 RE 2 (Dealing in Futures Contracts) 2020-09-29
KWOK Ka Shing 郭家誠 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-29
WANG Edwin Meng Bai 王孟柏 RE 2 (Dealing in Futures Contracts) 2020-09-29
DONG Chunchun 董淳淳 RE 2 (Dealing in Futures Contracts) 2020-09-29
HUANG Yuqiang 黃裕强 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-28
SU Shiyu 蘇施羽 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-28
LI Shiqiang 李仕强 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-28
WONG Mabel 王霈榕 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-28
LIU Liujun 劉柳君 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-09-14
LIU Qianlin 刘千琳 RE 4 (Advising on Securities) 2020-09-11
ZHANG Xuanci 張軒慈 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-09-11
LIAO Zezhou 廖澤州 RE 1 (Dealing in Securities) 2020-09-11
RAN Ziyue 冉紫玥 RE 1 (Dealing in Securities) 2020-09-11
XIONG Shiping 熊士平 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-09-11
XIE Yuhong 謝雨泓 RE 2 (Dealing in Futures Contracts) 2020-09-04
LI Shuo 李碩 RO 2 (Dealing in Futures Contracts) 2020-09-03
FAN Wenchao 范文超 RO 2 (Dealing in Futures Contracts) 2020-09-03
SHANG Xiao 尚笑 RE 4 (Advising on Securities) 2020-09-02
GUO Yali 郭雅丽 RE 4 (Advising on Securities) 2020-09-01
ZHOU Zhao 周钊 RE 4 (Advising on Securities) 2020-09-01
QIU Leyuan 邱乐园 RE 4 (Advising on Securities) 2020-08-31
HAN Xiao 韩笑 RE 4 (Advising on Securities) 2020-08-31
ZHANG Bingran 張冰然 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-27
HUANG Bin 黄斌 RE 4 (Advising on Securities) 2020-08-26
XIE Yuhong 謝雨泓 RE 1 (Dealing in Securities) 2020-08-24
ZOU Mengtao 鄒夢濤 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-24
LI Hua 李驊 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-20
WANG Jie 王捷 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-20
LIN Xiaoming 林晓明 RE 4 (Advising on Securities) 2020-08-14
SHANG Xiao 尚笑 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-08-13
JIANG Haiyuan 江海源 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-08-12
HU Jian 胡剑 RE 4 (Advising on Securities) 2020-08-12
CHEN Yufeng 陈羽锋 RE 4 (Advising on Securities) 2020-08-04
ZHU Jun 朱珺 RE 4 (Advising on Securities) 2020-08-04
ZHANG Pengtao 張澎濤 RE 4 (Advising on Securities) 2020-08-03
CHENG Sze Man 鄭詩敏 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-03
WANG Senquan 王森泉 RE 4 (Advising on Securities) 2020-07-28
LEUNG Hei Man 梁義珉 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-07-24
ZHANG Pengtao 張澎濤 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-22
ZHANG Xinyuan 张馨元 RE 4 (Advising on Securities) 2020-07-17
FANG Yanhe 方晏荷 RE 4 (Advising on Securities) 2020-07-17
SUN Lida 孫力達 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-16
CHEN Cheng 陳誠 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-07-16
LAU Yik Ting 劉奕霆 RE 2 (Dealing in Futures Contracts) 2020-07-16
NG Chee Khoon RE 2 (Dealing in Futures Contracts) 2020-07-16
ZHOU Jin 周瑾 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-15
LAU Yik Ting 劉奕霆 RE 4 (Advising on Securities) 2020-07-13
QI Sihan 齊思涵 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-13
WANG Edwin Meng Bai 王孟柏 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-08
JIANG Xiongxiao 蔣熊孝 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-06-30
PENG Bo 彭波 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-06-30
ZENG Luhai 曾鹿海 RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-06-18
YU Botao 于博韜 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-18
CHENG Chen 程晨 RE 4 (Advising on Securities) 2020-06-11
TAN Wei 谈威 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-05-26
LI Yao 李尧 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-05-22
ZHANG Xinyi 章心怡 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-05-21
XU Wen 徐雯 RE 2 (Dealing in Futures Contracts) 2020-05-19
HOU Siqi 侯思琪 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2020-05-08
XU Wen 徐雯 RE 1 (Dealing in Securities) 2020-05-07
KWOK Marcus Chun Kue RE 2 (Dealing in Futures Contracts) 2020-05-07
NG Ting Chi 吳廷智 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-05-06
YAO Xiangchen 姚翔晨 RE 4 (Advising on Securities) 2020-04-23
QIU Hanxuan 邱瀚萱 RE 4 (Advising on Securities) 2020-04-23
LI Bin 李斌 RE 4 (Advising on Securities) 2020-04-17
SHEN Juan 沈娟 RE 4 (Advising on Securities) 2020-04-17
WONG Yick 王奕 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-04-17
GONG Yihan 宮宜含 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-04-17
LI Jian 李健 RO 4 (Advising on Securities) 2020-04-16
HUANG Jiamin 黃嘉敏 RE 1 (Dealing in Securities) 2020-04-16
ZHU Yali 朱亞莉 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2020-04-15
YUN Jing 雲晶 RE 4 (Advising on Securities) 2020-04-09
HUANG Jiamin 黃嘉敏 RE 4 (Advising on Securities), 9 (Asset Management) 2020-04-06
CAI Yi 蔡乙 RE 4 (Advising on Securities) 2020-04-06
WU Hao 鄔浩 RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-03-25
CAI Yi 蔡乙 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-03-24
WONG Chi Ming 黃志明 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-03-23
ZHANG Wei 張韋 RE 2 (Dealing in Futures Contracts) 2020-03-11
YUAN Ding 袁釘 RE 4 (Advising on Securities) 2020-03-09
WANG Weijia 王瑋嘉 RE 4 (Advising on Securities) 2020-03-09
WANG Jiawei 王佳瑋 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-03-04
YUAN Zhongping 袁中平 RE 4 (Advising on Securities) 2020-03-04
LIN Shanshan 林姍姍 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2020-03-04
ZENG Luhai 曾鹿海 RE 4 (Advising on Securities) 2020-02-28
NG Chee Khoon RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-02-17
TONG Tao 童韜 RO 6 (Advising on Corporate Finance) 2020-02-07
ZHANG Jiqiang 張繼强 RE 4 (Advising on Securities) 2020-02-03
ZHANG Xiaofeng 張晓峰 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-01-22
ZHOU Yang 周漾 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-01-21
LI Jiaqi 李佳琪 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-01-21
FAN Wenchao 范文超 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-01-16
WANG Shuai 王帥 RO 4 (Advising on Securities) 2020-01-14
LIU Zixiao 劉子瀟 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-01-08
SHAN Yibo 單弋波 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-12-23
PANG Ka Yin 彭嘉賢 RE 1 (Dealing in Securities) 2019-12-19
YIN Ziwei 尹梓維 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-12-19
LIU Joseph RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-12-19
LIANG Heye 梁鶴也 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-12-17
YUE Meimei 岳梅梅 RE 4 (Advising on Securities) 2019-12-17
MA Yuanjing 馬源璟 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-11-29
GU Hanyu 顧寒宇 RE 4 (Advising on Securities) 2019-11-29
LAI Yan 賴焉 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-11-18
TONG Joseph Che 唐智仁 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-11-18
GU Hanyu 顧寒宇 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-11-04
MA Yuanjing 馬源璟 RE 6 (Advising on Corporate Finance) 2019-11-01
CHIANG Pei-Ju 蔣佩儒 RE 4 (Advising on Securities) 2019-10-28
ZHU Yali 朱亞莉 RE 2 (Dealing in Futures Contracts) 2019-10-28
TONG Tao 童韜 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-24
WANG Zhi Yu RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-10-17
CHEN Enshi 陳恩石 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-10-16
CHIANG Pei-Ju 蔣佩儒 RE 1 (Dealing in Securities) 2019-10-10
CHENG Patricia Pan 鄭彬 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-10-08
WU Hao 鄔浩 RE 4 (Advising on Securities) 2019-09-27
WONG Shui 王帥 RE 4 (Advising on Securities) 2019-09-25
XIE Hongbin 謝洪彬 RE 4 (Advising on Securities) 2019-09-25
LIU Zhanpeng 劉展鵬 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-26
YUAN Xinyi 袁新熠 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-26
SHEN Ao 沈奧 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-26
LI Shuo 李碩 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-26
YANG Liang 杨亮 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-26
WANG Yiqi 王一棋 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-08-26
XU Houze 徐厚澤 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-20
WANG Shasha 王莎莎 RE 4 (Advising on Securities) 2019-08-15
CHEN Shanshan 陳姍姍 RE 2 (Dealing in Futures Contracts) 2019-08-14
ZHANG Qianqian 張茜倩 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-08
CHEN Shanshan 陳姍姍 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-07-29
NG Yu Chung 吳汝忠 RE 4 (Advising on Securities) 2019-07-11
QIAO Wei 喬煒 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-06-24
SU Yang 宿陽 RO 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-06-20
LI Xiaomin 李笑旻 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-06-19
MENG Zhanchen 蒙占辰 RE 4 (Advising on Securities) 2019-06-11
YUAN Xi 袁茜 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-05-22
MENG Zhanchen 蒙占辰 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-05-22
GUO Ziqi 郭子綺 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-05-20
WU Yaguang 吳亞光 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-04-23
XU Zijian 徐子健 RE 4 (Advising on Securities) 2019-04-16
ZHOU Jingdong 周敬東 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-16
CHAN Kai Tung, Clayton 陳啟東 RE 4 (Advising on Securities) 2019-04-16
WANG Tian 王田 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-04
YANG Yingqiu 楊影秋 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-04-02
GUO Jiawei 郭佳偉 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-01
ZHAN Ni 詹妮 RE 4 (Advising on Securities) 2019-03-26
CHAN Hoi Yan 陳凱欣 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-03-18
ZHANG Shaoqing 張少卿 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-03-13
LOK Chun Kit 駱俊傑 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-02-12
YI Chen 易琛 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-02-08
HU Yuzhou 胡宇舟 RE 4 (Advising on Securities) 2019-01-28
DONG Chunchun 董淳淳 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-01-24
ZHANG Fan 張帆 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-01-21
HUNG Tsun Hay 洪浚曦 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-12-28
YEUNG Tsui Yan 楊翠茵 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-12-07
FAN Zhongzhe 樊仲哲 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-12-05
BAI Jintao 白金濤 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-12-05
ZHANG Dan 張丹 RO 6 (Advising on Corporate Finance) 2018-12-04
LAO Peiwen 勞沛雯 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-12-03
CHEN Li 陳莉 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2018-11-26
DONG Jizhou 董季舟 RE 4 (Advising on Securities) 2018-11-21
LIU Ying 劉瑩 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-11-08
XIANG Peipei 向沛沛 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-10-16
XIE Shengsi 謝聖思 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-10-11
LIU Tianjiao 劉天姣 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-10-03
YANG Bojun 楊博俊 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-09-13
RU Tao 茹濤 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-09-13
ZHUANG Dong 莊東 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-09-11
SHAO Yi 邵熠 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-09-11
LIAO Yixing 廖逸星 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-09-11
CHENG Liu 成柳 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2018-09-06
PENG Kuijian 彭魁建 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-03
XING Chongyang 邢重陽 RE 4 (Advising on Securities) 2018-09-03
LIU Zhenghao 劉征昊 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-03
SHEN Luqing 沈盧慶 RE 4 (Advising on Securities) 2018-08-27
ZHANG Hua 張華 RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-08-23
WU Lin Sheng 吳林聲 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-08-16
HU Xisha 胡錫莎 RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-13
WU Junya 武俊雅 RO 1 (Dealing in Securities) 2018-08-13
WU Junya 武俊雅 RE 4 (Advising on Securities) 2018-07-30
CHAN Kai Tung, Clayton 陳啟東 RE 1 (Dealing in Securities) 2018-07-23
XIA Danning 夏丹宁 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-07-23
HE Yanwei 何彥瑋 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-07-23
DU Dan 杜丹 RO 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-07-16
LUO Yixin 羅藝鑫 RE 4 (Advising on Securities) 2018-07-06
YU Yi 余熠 RE 4 (Advising on Securities) 2018-06-27
XU Zijian 徐子健 RE 1 (Dealing in Securities) 2018-06-08
REN Jia 任佳 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-28
QIU Tong 邱彤 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-25
TAO Ye 陶冶 RE 4 (Advising on Securities) 2018-05-17
NG Yu Chung 吳汝忠 RE 1 (Dealing in Securities) 2018-05-03
CHEN Jing 陳靜 RO 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-04-20
LIU Zhenghao 劉征昊 RE 4 (Advising on Securities) 2018-04-09
WANG Yi 王以 RE 4 (Advising on Securities) 2018-03-27
ZHANG Wei 張韋 RE 1 (Dealing in Securities) 2018-03-21
JIANG Xin 蔣欣 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-03-14
HUANG Yue 黃玥 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-02-05
ZHANG Dan 張丹 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-02-01
JIANG Hao 姜浩 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-01-17
CHEN Liang 陳靚 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2018-01-15
KOK Tung Wa, Cathy 郝冬樺 RO 9 (Asset Management) 2017-12-29
LI Jingshu 李京書 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-11-22
WANG Lei 王磊 RO 2 (Dealing in Futures Contracts), 9 (Asset Management) 2017-11-16
KWOK Marcus Chun Kue RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-11-08
DAI Yihang 戴一航 RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2017-10-26
SUN Xiangxiao 孫祥霄 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-10-18
XU Peizhi 徐培智 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-10-09
LIU Ye 劉葉 RE 4 (Advising on Securities) 2017-09-06
KOK Tung Wa, Cathy 郝冬樺 RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-04
LU Cheng 呂程 RE 4 (Advising on Securities) 2017-07-31
SUN Shangyun 孫上雲 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-07-06
YANG Ye 楊燁 RE 4 (Advising on Securities) 2017-07-06
LIU Ying 劉穎 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-06-28
LIAO Shunrui 廖順睿 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-06-02
HE Saiyi 賀賽一 RE 4 (Advising on Securities) 2017-05-17
ZHU Shirong 朱世融 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-05-11
WANG Lei 王磊 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-04-28
DAI Wen 代雯 RE 4 (Advising on Securities) 2017-04-28
SHI Xiaofeng 史晓峰 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-04-26
LEUNG Tat Pui 梁達培 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-03-09
FU Wing Yan, Rebecca 傅穎欣 RE 2 (Dealing in Futures Contracts) 2017-02-09
LIN Zhixuan 林志軒 RE 4 (Advising on Securities) 2017-01-27
LIU Taojiang 劉濤江 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-01-26
LIN Xiaying 林霞穎 RE 4 (Advising on Securities) 2017-01-16
SHEN Xiaofeng 沈曉峰 RE 4 (Advising on Securities) 2017-01-09
LIN Shan 林珊 RE 4 (Advising on Securities) 2016-11-29
XU Zhan 徐湛 RE 4 (Advising on Securities) 2016-11-22
XU Zhan 徐湛 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2016-11-22
YANG Xuan RE 4 (Advising on Securities) 2016-07-06
HO May Sam 何美心 RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-06-17
LI Ka Yiu 李家耀 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-06-06
HUI Shan 許珊 RE 1 (Dealing in Securities) 2016-05-09
GONG Jie 龚劼 RE 4 (Advising on Securities) 2016-04-07
ZHU Ping 祝萍 RE 4 (Advising on Securities) 2016-03-22
CHAN Cham Pong, Cedric 陳湛邦 RE 1 (Dealing in Securities) 2015-11-24
CHEUNG Hoi Shan 張海珊 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2015-11-23
POON Joseph Chi Ho 潘之豪 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-06-22
WONG Isaac James RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-04-02
FAN Yunfeng 范云凤 RO 4 (Advising on Securities) 2014-08-27
WANG Qian 王茜 RE 6 (Advising on Corporate Finance) 2014-08-20
DING Er 丁爾 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-08-15
DING Er 丁爾 RE 1 (Dealing in Securities) 2014-04-15
GUAN Haiyan 關海燕 RE 4 (Advising on Securities) 2013-09-16
YIP Lee Na 葉莉娜 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-05-30
WANG Qian 王茜 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2013-01-24