Current licenceholders of AOK809 Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
TAN Wei 谈威 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 May 2020
LI Yao 李尧 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 May 2020
ZHANG Xinyi 章心怡 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 May 2020
CHUNG Chi Chuen Ryan 鍾志銓 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 May 2020
XU Wen 徐雯 RE [2] (Dealing in Futures Contracts) 19 May 2020
HOU Siqi 侯思琪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 08 May 2020
KWOK Marcus Chun Kue RE [2] (Dealing in Futures Contracts) 07 May 2020
XU Wen 徐雯 RE [1] (Dealing in Securities) 07 May 2020
NG Ting Chi 吳廷智 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 May 2020
QIU Hanxuan 邱瀚萱 RE [4] (Advising on Securities) 23 April 2020
YAO Xiangchen 姚翔晨 RE [4] (Advising on Securities) 23 April 2020
GONG Yihan 宮宜含 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 April 2020
WONG Yick 王奕 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 17 April 2020
LI Bin 李斌 RE [4] (Advising on Securities) 17 April 2020
SHEN Juan 沈娟 RE [4] (Advising on Securities) 17 April 2020
LI Jian 李健 RO [4] (Advising on Securities) 16 April 2020
HUANG Jiamin 黃嘉敏 RE [1] (Dealing in Securities) 16 April 2020
ZHU Yali 朱亞莉 RO [1] (Dealing in Securities), [4] (Advising on Securities) 15 April 2020
YUN Jing 雲晶 RE [4] (Advising on Securities) 09 April 2020
CAI Yi 蔡乙 RE [4] (Advising on Securities) 06 April 2020
HUANG Jiamin 黃嘉敏 RE [4] (Advising on Securities), [9] (Asset Management) 06 April 2020
WU Hao 鄔浩 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 March 2020
CAI Yi 蔡乙 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 24 March 2020
WONG Chi Ming 黃志明 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 March 2020
ZHANG Wei 張韋 RE [2] (Dealing in Futures Contracts) 11 March 2020
WANG Weijia 王瑋嘉 RE [4] (Advising on Securities) 09 March 2020
YUAN Ding 袁釘 RE [4] (Advising on Securities) 09 March 2020
WANG Jiawei 王佳瑋 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 March 2020
LIN Shanshan 林姍姍 RO [1] (Dealing in Securities), [4] (Advising on Securities) 04 March 2020
YUAN Zhongping 袁中平 RE [4] (Advising on Securities) 04 March 2020
ZENG Luhai 曾鹿海 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 February 2020
YAN Ke 顏克 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 February 2020
NG Chee Khoon RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 February 2020
TONG Tao 童韜 RO [6] (Advising on Corporate Finance) 07 February 2020
CHEN Xiaoyu 陳肖宇 RE [4] (Advising on Securities) 04 February 2020
ZHANG Jiqiang 張繼强 RE [4] (Advising on Securities) 03 February 2020
ZHANG Xiaofeng 張晓峰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 January 2020
CHEN Xiaoyu 陳肖宇 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 January 2020
LI Jiaqi 李佳琪 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 21 January 2020
ZHOU Yang 周漾 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 21 January 2020
FAN Wenchao 范文超 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 January 2020
WANG Shuai 王帥 RO [4] (Advising on Securities) 14 January 2020
LIU Zixiao 劉子瀟 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 January 2020
SHAN Yibo 單弋波 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 December 2019
PANG Ka Yin 彭嘉賢 RE [1] (Dealing in Securities) 19 December 2019
LIU Joseph RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 December 2019
YIN Ziwei 尹梓維 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 December 2019
LIANG Heye 梁鶴也 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 December 2019
YUE Meimei 岳梅梅 RE [4] (Advising on Securities) 17 December 2019
GU Hanyu 顧寒宇 RE [4] (Advising on Securities) 29 November 2019
LAI Yan 賴焉 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 November 2019
TONG Joseph Che 唐智仁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 November 2019
XU Guang 徐光 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 November 2019
GU Hanyu 顧寒宇 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 04 November 2019
CHIANG Pei-Ju 蔣佩儒 RE [4] (Advising on Securities) 28 October 2019
ZHU Yali 朱亞莉 RE [2] (Dealing in Futures Contracts) 28 October 2019
TONG Tao 童韜 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 October 2019
ZHANG Jinsong 張勁松 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 October 2019
WANG Zhi Yu RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 October 2019
MA Rui 馬蕊 RE [4] (Advising on Securities) 16 October 2019
CHEN Enshi 陳恩石 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 October 2019
CHIANG Pei-Ju 蔣佩儒 RE [1] (Dealing in Securities) 10 October 2019
DENG Dian 鄧典 RE [4] (Advising on Securities) 09 October 2019
CHENG Patricia Pan 鄭彬 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2019
WU Hao 鄔浩 RE [4] (Advising on Securities) 27 September 2019
LI Hualin 黎華麟 RE [9] (Asset Management) 27 September 2019
XIE Hongbin 謝洪彬 RE [4] (Advising on Securities) 25 September 2019
WONG Shui 王帥 RE [4] (Advising on Securities) 25 September 2019
DENG Dian 鄧典 RE [1] (Dealing in Securities) 20 September 2019
LI Chun Kit, Joseph 李駿傑 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 September 2019
LIU Zhanpeng 劉展鵬 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 August 2019
WANG Yiqi 王一棋 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 August 2019
SHEN Ao 沈奧 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 August 2019
YUAN Xinyi 袁新熠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 August 2019
LI Shuo 李碩 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 August 2019
YANG Liang 杨亮 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 August 2019
DUAN Yefei 段曄斐 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 August 2019
XU Houze 徐厚澤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 August 2019
WANG Shasha 王莎莎 RE [4] (Advising on Securities) 15 August 2019
CHEN Shanshan 陳姍姍 RE [2] (Dealing in Futures Contracts) 14 August 2019
ZHANG Qianqian 張茜倩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2019
CHEN Shanshan 陳姍姍 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 July 2019
CHEN Cheng 陳誠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 July 2019
NG Yu Chung 吳汝忠 RE [4] (Advising on Securities) 11 July 2019
QIAO Wei 喬煒 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 June 2019
SU Yang 宿陽 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 20 June 2019
LI Xiaomin 李笑旻 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 June 2019
DING Jiawen 丁嘉文 RE [4] (Advising on Securities) 13 June 2019
MENG Zhanchen 蒙占辰 RE [4] (Advising on Securities) 11 June 2019
MENG Zhanchen 蒙占辰 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 22 May 2019
YUAN Xi 袁茜 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 May 2019
GUO Ziqi 郭子綺 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 May 2019
WANG Yanni 王燕妮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 April 2019
WU Yaguang 吳亞光 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2019
LI Hualin 黎華麟 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 April 2019
CHAN Kai Tung, Clayton 陳啟東 RE [4] (Advising on Securities) 16 April 2019
XU Zijian 徐子健 RE [4] (Advising on Securities) 16 April 2019
ZHOU Jingdong 周敬東 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 April 2019
GAO Xu 高旭 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 April 2019
WANG Tian 王田 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 April 2019
YANG Yingqiu 楊影秋 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 April 2019
GUO Jiawei 郭佳偉 RO [1] (Dealing in Securities), [4] (Advising on Securities) 01 April 2019
ZHU Minyue 朱旻月 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 26 March 2019
ZHAN Ni 詹妮 RE [4] (Advising on Securities) 26 March 2019
CHAN Hoi Yan 陳凱欣 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 March 2019
ZHANG Shaoqing 張少卿 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 March 2019
YANG Buyun 楊佈云 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 March 2019
WANG Dien 王迪恩 RE [4] (Advising on Securities) 11 March 2019
LOK Chun Kit 駱俊傑 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 February 2019
HO Pui Lam 何沛霖 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 February 2019
YI Chen 易琛 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 February 2019
TANG Wenchang 湯文昶 RE [4] (Advising on Securities) 31 January 2019
HU Yuzhou 胡宇舟 RE [4] (Advising on Securities) 28 January 2019
DONG Chunchun 董淳淳 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 January 2019
ZHANG Fan 張帆 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 January 2019
WU Yilin 吳亦琳 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 January 2019
HUNG Tsun Hay 洪浚曦 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 December 2018
YEUNG Tsui Yan 楊翠茵 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 December 2018
TIAN Ce 田策 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 07 December 2018
FAN Zhongzhe 樊仲哲 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 December 2018
BAI Jintao 白金濤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 December 2018
ZHANG Dan 張丹 RO [6] (Advising on Corporate Finance) 04 December 2018
LAO Peiwen 勞沛雯 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 December 2018
CHEN Li 陳莉 RO [1] (Dealing in Securities), [4] (Advising on Securities) 26 November 2018
DONG Jizhou 董季舟 RE [4] (Advising on Securities) 21 November 2018
CAO Yu 曹愚 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 November 2018
LIU Ying 劉瑩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 November 2018
XIANG Peipei 向沛沛 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 16 October 2018
XIE Shengsi 謝聖思 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 11 October 2018
WONG Isaac James RE [6] (Advising on Corporate Finance) 09 October 2018
HO Pui Lam 何沛霖 RE [4] (Advising on Securities) 03 October 2018
LIU Tianjiao 劉天姣 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 October 2018
CHAN Kar Yin, Gabriel 陳嘉賢 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 26 September 2018
RU Tao 茹濤 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 13 September 2018
YANG Bojun 楊博俊 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 13 September 2018
SHAO Yi 邵熠 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 September 2018
LIAO Yixing 廖逸星 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 September 2018
ZHUANG Dong 莊東 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 September 2018
CHENG Liu 成柳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 06 September 2018
LIU Zhenghao 劉征昊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 September 2018
PENG Kuijian 彭魁建 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 September 2018
XING Chongyang 邢重陽 RE [4] (Advising on Securities) 03 September 2018
SHEN Luqing 沈盧慶 RE [4] (Advising on Securities) 27 August 2018
ZHANG Hua 張華 RE [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 23 August 2018
WU Lin Sheng 吳林聲 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 August 2018
HU Xisha 胡錫莎 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 August 2018
WU Junya 武俊雅 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 13 August 2018
WU Junya 武俊雅 RE [4] (Advising on Securities) 30 July 2018
CHAN Kai Tung, Clayton 陳啟東 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 23 July 2018
XIA Danning 夏丹宁 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 July 2018
HE Yanwei 何彥瑋 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 July 2018
WANG Bei 王蓓 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 18 July 2018
DU Dan 杜丹 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 16 July 2018
LUO Yixin 羅藝鑫 RE [4] (Advising on Securities) 06 July 2018
MOK Chun Tung 莫振東 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 July 2018
MOK Chun Tung 莫振東 RE [6] (Advising on Corporate Finance) 27 June 2018
YU Yi 余熠 RE [4] (Advising on Securities) 27 June 2018
LI Qian 李乾 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 19 June 2018
XU Zijian 徐子健 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 08 June 2018
LI Xiaofan 李晓凡 RE [2] (Dealing in Futures Contracts) 31 May 2018
REN Jia 任佳 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 May 2018
QIU Tong 邱彤 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 May 2018
TAO Ye 陶冶 RE [4] (Advising on Securities) 17 May 2018
FENG Xing 馮星 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 16 May 2018
NG Yu Chung 吳汝忠 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 03 May 2018
CHEN Jing 陳靜 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 20 April 2018
LI Xiaofan 李晓凡 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 April 2018
LIU Zhenghao 劉征昊 RE [4] (Advising on Securities) 09 April 2018
WANG Yi 王以 RE [4] (Advising on Securities) 27 March 2018
ZHANG Wei 張韋 RE [1] (Dealing in Securities) 21 March 2018
SHI Jing 施静 RE [4] (Advising on Securities) 15 March 2018
JIANG Xin 蔣欣 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 March 2018
WANG Dige 王笛歌 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 February 2018
HUANG Yue 黃玥 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 February 2018
ZHANG Dan 張丹 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 February 2018
LIU Shanshan 劉珊珊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 26 January 2018
JIANG Hao 姜浩 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 17 January 2018
CHEN Liang 陳靚 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 15 January 2018
KOK Tung Wa, Cathy 郝冬樺 RO [9] (Asset Management) 29 December 2017
CHEN Yujia 陳宇佳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 December 2017
CHAN Tammy 陳嘉琪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 December 2017
LI Jingshu 李京書 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 November 2017
HAN Kexiong 韓克雄 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 November 2017
WANG Lei 王磊 RO [2] (Dealing in Futures Contracts), [9] (Asset Management) 16 November 2017
KWOK Marcus Chun Kue RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 November 2017
LIN Haiping 林海萍 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 November 2017
DAI Yihang 戴一航 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 26 October 2017
SUN Xiangxiao 孫祥霄 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 October 2017
XU Peizhi 徐培智 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 October 2017
LIU Ye 劉葉 RE [4] (Advising on Securities) 06 September 2017
KOK Tung Wa, Cathy 郝冬樺 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 04 August 2017
LU Cheng 呂程 RE [4] (Advising on Securities) 31 July 2017
SUN Shangyun 孫上雲 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 July 2017
YANG Ye 楊燁 RE [4] (Advising on Securities) 06 July 2017
LIU Ying 劉穎 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 June 2017
YAO Shijia 姚世佳 RE [4] (Advising on Securities) 26 June 2017
LIAO Shunrui 廖順睿 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 June 2017
HE Saiyi 賀賽一 RE [4] (Advising on Securities) 17 May 2017
ZHU Shirong 朱世融 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 May 2017
WANG Lei 王磊 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 April 2017
DAI Wen 代雯 RE [4] (Advising on Securities) 28 April 2017
SHI Xiaofeng 史晓峰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 April 2017
LEUNG Tat Pui 梁達培 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 March 2017
FU Wing Yan, Rebecca 傅穎欣 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 09 February 2017
LIN Zhixuan 林志軒 RE [4] (Advising on Securities) 27 January 2017
LIU Taojiang 劉濤江 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 January 2017
LIN Xiaying 林霞穎 RE [4] (Advising on Securities) 16 January 2017
SHEN Xiaofeng 沈曉峰 RE [4] (Advising on Securities) 09 January 2017
LI Yun 李沄 RE [4] (Advising on Securities) 16 December 2016
LIN Shan 林珊 RE [4] (Advising on Securities) 29 November 2016
XU Zhan 徐湛 RE [4] (Advising on Securities) 22 November 2016
XU Zhan 徐湛 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 22 November 2016
LIU Xutong 劉旭彤 RE [4] (Advising on Securities) 11 November 2016
YANG Xuan RE [4] (Advising on Securities) 06 July 2016
HO May Sam 何美心 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 17 June 2016
LI Ka Yiu 李家耀 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 June 2016
HUI Shan 許珊 RE [1] (Dealing in Securities) 09 May 2016
GONG Jie 龚劼 RE [4] (Advising on Securities) 07 April 2016
ZHU Ping 祝萍 RE [4] (Advising on Securities) 22 March 2016
CHAN Cham Pong, Cedric 陳湛邦 RE [1] (Dealing in Securities) 24 November 2015
CHEUNG Hoi Shan 張海珊 RO [1] (Dealing in Securities), [4] (Advising on Securities) 23 November 2015
SUM Hing Man 岑慶文 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 28 August 2015
POON Joseph Chi Ho 潘之豪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 June 2015
WONG Isaac James RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 April 2015
FAN Yunfeng 范云凤 RO [4] (Advising on Securities) 27 August 2014
WANG Qian 王茜 RE [6] (Advising on Corporate Finance) 20 August 2014
DING Er 丁爾 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 August 2014
GUAN Haiyan 關海燕 RE [4] (Advising on Securities) 16 September 2013
YIP Lee Na 葉莉娜 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 May 2013
WANG Qian 王茜 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 January 2013