SFC Licences of LO Kwok Sun 盧國新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 05 September 2022 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 07 January 2013 | 29 July 2022 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 01 April 2003 | 01 January 2013 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 6 | 01 April 2003 | 06 October 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 9 | 01 April 2003 | 06 October 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 4 | 01 April 2003 | 06 October 2003 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 7 | 01 April 2003 | 03 July 2003 |