SFC Licences of WONG Kai Leung, Tommy 王啟諒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gransing Securities Co., Limited 國投證券有限公司 | RO | 1 | 03 July 2008 | 06 October 2017 |
Gransing Securities Co., Limited 國投證券有限公司 | RE | 1 | 30 May 2008 | 03 July 2008 |
RaffAello Securities (HK) Limited | RO | 1 | 30 March 2005 | 15 May 2008 |
Welform Investors Company 惠成投資公司 | RE | 1 | 01 April 2003 | 30 March 2005 |
Welform Investors Company 惠成投資公司 | RE | 4 | 01 April 2003 | 03 March 2005 |
Welform Investors Company 惠成投資公司 | RE | 6 | 01 April 2003 | 03 March 2005 |
Welform Investors Company 惠成投資公司 | RE | 9 | 01 April 2003 | 03 March 2005 |