SFC Licences of YAO Kuo Yi, Patterson 姚國儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 RO 9 06 August 2020 30 November 2022
New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 RO 4 06 August 2020 30 November 2022
New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 RE 9 24 June 2020 06 August 2020
New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 RE 4 24 June 2020 06 August 2020
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 9 20 August 2019 01 February 2020
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 4 20 August 2019 01 February 2020
Fenghua Asset Management Limited 豐華資產管理有限公司 RO 9 13 February 2018 01 June 2019
Fenghua Asset Management Limited 豐華資產管理有限公司 RO 4 13 February 2018 01 June 2019
Hao Tian Asset Management Limited 昊天資產管理有限公司 RO 9 13 June 2017 17 January 2018
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 9 23 May 2017 13 June 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 9 30 December 2016 17 March 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 4 30 December 2016 17 March 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RE 9 09 November 2016 30 December 2016
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RE 4 09 November 2016 30 December 2016
Formax Securities Limited 福億證券有限公司 RE 2 06 November 2015 16 November 2015
Formax Securities Limited 福億證券有限公司 RE 1 06 November 2015 16 November 2015
Formax Asset Management Limited 福億資產管理有限公司 RE 9 06 November 2015 16 November 2015