SFC Licences of SHIU Kai Ching 蕭啟正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 June 2017 | 02 October 2017 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 01 April 2003 | 15 June 2017 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 4 | 01 April 2003 | 28 February 2005 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 9 | 01 April 2003 | 25 November 2004 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 6 | 01 April 2003 | 25 November 2004 |