SFC Licenceholders of Shacom Securities Limited 上銀證券有限公司
- shacomsec@shacombank.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chi Wai 陳志偉 | RO | 4 | 12 April 2021 | 05 September 2023 |
| CHAN Chi Wai 陳志偉 | RO | 1 | 12 April 2021 | 05 September 2023 |
| CHAN Fung Cheung 陳鳳翔 | RO | 4 | 02 June 2009 | 31 January 2011 |
| CHAN Fung Cheung 陳鳳翔 | RO | 1 | 02 June 2009 | 31 January 2011 |
| CHAN Kit Yan 陳潔恩 | RE | 1 | 12 November 2004 | 22 May 2017 |
| CHAN Ming Yip 陳銘業 | RE | 1 | 18 March 2004 | 17 May 2010 |
| CHAN Pak Cheung 陳伯昌 | RO | 1 | 01 April 2003 | 01 January 2018 |
| CHAN Pak Cheung 陳伯昌 | RO | 4 | 01 April 2003 | 01 January 2018 |
| CHAN Pak Cheung 陳伯昌 | RO | 9 | 01 April 2003 | 25 November 2004 |
| CHAN Pak Cheung 陳伯昌 | RO | 6 | 01 April 2003 | 25 November 2004 |
| CHAN Siu Lun 陳肇倫 | RE | 1 | 19 September 2017 | 11 March 2019 |
| CHAN Siu Lun 陳肇倫 | RE | 4 | 19 September 2017 | 11 March 2019 |
| CHENG Chi Kin, Roger 鄭志堅 | RE | 6 | 01 April 2003 | 25 November 2004 |
| CHENG Chi Kin, Roger 鄭志堅 | RE | 4 | 01 April 2003 | 28 February 2005 |
| CHENG Chi Kin, Roger 鄭志堅 | RE | 9 | 01 April 2003 | 25 November 2004 |
| CHENG Chi Kin, Roger 鄭志堅 | RE | 1 | 01 April 2003 | |
| CHEUNG Kit Ying 張潔瑩 | RE | 1 | 15 January 2018 | |
| CHEUNG Kit Ying 張潔瑩 | RE | 4 | 15 January 2018 | |
| CHONG Hey 莊希 | RO | 1 | 18 September 2018 | 21 October 2020 |
| CHONG Hey 莊希 | RO | 4 | 18 September 2018 | 21 October 2020 |
| CHU Kawah Edward 朱嘉華 | RO | 4 | 19 January 2012 | 08 May 2014 |
| CHU Kawah Edward 朱嘉華 | RO | 1 | 19 January 2012 | 08 May 2014 |
| CHU Suk Nga 朱淑雅 | RE | 4 | 10 June 2021 | |
| CHU Suk Nga 朱淑雅 | RE | 1 | 10 June 2021 | |
| CHUNG Sheung Hei 鍾尚熹 | RE | 4 | 17 January 2024 | |
| CHUNG Sheung Hei 鍾尚熹 | RE | 1 | 17 January 2024 | |
| CHUNG Yue Fai, Wilison 鍾裕輝 | RE | 1 | 26 May 2006 | 18 August 2017 |
| FONG Yat Man 方逸敏 | RE | 1 | 05 November 2004 | 11 September 2007 |
| FUNG Sing Yui 馮勝銳 | RO | 9 | 01 April 2003 | 25 November 2004 |
| FUNG Sing Yui 馮勝銳 | RO | 1 | 01 April 2003 | 13 March 2009 |
| FUNG Sing Yui 馮勝銳 | RO | 6 | 01 April 2003 | 25 November 2004 |
| FUNG Sing Yui 馮勝銳 | RO | 4 | 01 April 2003 | 13 March 2009 |
| FUNG Yung 馮蓉 | RE | 1 | 14 June 2022 | |
| KAN Ngai Him 簡毅謙 | RE | 1 | 17 August 2017 | 10 April 2023 |
| KO Oi Na 高愛娜 | RO | 4 | 06 April 2009 | 01 November 2016 |
| KO Oi Na 高愛娜 | RO | 1 | 06 April 2009 | 01 November 2016 |
| KO Oi Na 高愛娜 | RE | 1 | 05 November 2004 | 06 April 2009 |
| KWOK Yui Fai 郭睿輝 | RE | 4 | 20 December 2018 | |
| KWOK Yui Fai 郭睿輝 | RE | 1 | 20 December 2018 | |
| LAI Yiu Ting 黎耀庭 | RE | 4 | 17 April 2019 | |
| LAI Yiu Ting 黎耀庭 | RE | 1 | 29 March 2019 | |
| LAM Man Wai, Candy 林文慧 | RE | 1 | 05 July 2007 | 25 August 2017 |
| LAU Cham Yu 劉湛榆 | RE | 1 | 30 November 2017 | |
| LAU Cham Yu 劉湛榆 | RE | 4 | 30 November 2017 | |
| LAU Ho Man Joey 柳浩文 | RO | 4 | 28 October 2022 | |
| LAU Ho Man Joey 柳浩文 | RO | 1 | 28 October 2022 | |
| LAU Ho Man Joey 柳浩文 | RE | 4 | 19 August 2019 | 28 October 2022 |
| LAU Ho Man Joey 柳浩文 | RE | 1 | 19 August 2019 | 28 October 2022 |
| LAU Yau Lee, Stephen 劉有利 | RE | 1 | 01 April 2003 | 17 January 2014 |
| LAU Yau Lee, Stephen 劉有利 | RE | 6 | 01 April 2003 | 25 November 2004 |
| LAU Yau Lee, Stephen 劉有利 | RE | 9 | 01 April 2003 | 25 November 2004 |
| LAU Yau Lee, Stephen 劉有利 | RE | 4 | 01 April 2003 | 28 February 2005 |
| LAW Wai Hung 羅偉雄 | RO | 4 | 19 June 2014 | 02 October 2018 |
| LAW Wai Hung 羅偉雄 | RO | 1 | 19 June 2014 | 02 October 2018 |
| LEE Hok Kan 李學勤 | RE | 4 | 29 December 2017 | 15 April 2019 |
| LEE Hok Kan 李學勤 | RE | 1 | 29 December 2017 | 15 April 2019 |
| LEE Ka Lim 李嘉廉 | RE | 4 | 25 October 2022 | |
| LEE Ka Lim 李嘉廉 | RE | 1 | 25 October 2022 | |
| LEE Mau Tai 李懋泰 | RE | 4 | 04 December 2018 | |
| LEE Mau Tai 李懋泰 | RE | 1 | 26 May 2006 | |
| LEUNG Hing Chuen 梁慶全 | RE | 1 | 05 November 2004 | |
| LEUNG Pui Chi 梁佩芝 | RE | 1 | 25 March 2019 | |
| LEUNG Pui Chi 梁佩芝 | RE | 4 | 25 March 2019 | |
| LIN Ka Chun 連家雋 | RE | 1 | 05 July 2007 | 15 October 2009 |
| LO Wai Lung 盧偉龍 | RE | 1 | 29 December 2017 | 14 July 2018 |
| LO Wai Lung 盧偉龍 | RE | 4 | 29 December 2017 | 14 July 2018 |
| LOCK Kwok Piu 駱國標 | RO | 1 | 31 January 2019 | |
| LOCK Kwok Piu 駱國標 | RO | 4 | 31 January 2019 | |
| LOCK Kwok Piu 駱國標 | RE | 1 | 01 April 2003 | 31 January 2019 |
| LOCK Kwok Piu 駱國標 | RE | 4 | 01 April 2003 | 28 February 2005 |
| LOCK Kwok Piu 駱國標 | RE | 6 | 01 April 2003 | 25 November 2004 |
| LOCK Kwok Piu 駱國標 | RE | 9 | 01 April 2003 | 25 November 2004 |
| LUK Wai Man 陸慧敏 | RE | 1 | 25 March 2019 | |
| LUK Wai Man 陸慧敏 | RE | 4 | 25 March 2019 | |
| NG Kai Ni 吳佳妮 | RE | 1 | 05 November 2004 | 04 May 2007 |
| NG Sai Wing 吳世榮 | RE | 1 | 17 August 2017 | 18 August 2017 |
| NG Wing Name 吳穎嵐 | RE | 4 | 10 June 2021 | 04 July 2023 |
| NG Wing Name 吳穎嵐 | RE | 1 | 10 June 2021 | 04 July 2023 |
| SHIU Kai Ching 蕭啟正 | RE | 1 | 01 April 2003 | 15 June 2017 |
| SHIU Kai Ching 蕭啟正 | RE | 6 | 01 April 2003 | 25 November 2004 |
| SHIU Kai Ching 蕭啟正 | RE | 9 | 01 April 2003 | 25 November 2004 |
| SHIU Kai Ching 蕭啟正 | RE | 4 | 01 April 2003 | 28 February 2005 |
| TSANG Ka Kin 曾家健 | RE | 1 | 29 December 2017 | 24 April 2019 |
| TSANG Ka Kin 曾家健 | RE | 4 | 29 December 2017 | 24 April 2019 |
| TSANG Shuk Mei 曾淑媚 | RE | 1 | 17 December 2018 | 31 August 2020 |
| TSANG Shuk Mei 曾淑媚 | RE | 4 | 17 December 2018 | 31 August 2020 |
| WONG Chun Yu, Roger 黃振宇 | RO | 4 | 28 November 2017 | 14 August 2018 |
| WONG Chun Yu, Roger 黃振宇 | RO | 1 | 28 November 2017 | 14 August 2018 |
| WONG Kam Keung 黃錦強 | RE | 1 | 14 June 2022 | |
| WONG Kam Wing 黃錦榮 | RO | 4 | 17 August 2017 | |
| WONG Kam Wing 黃錦榮 | RO | 1 | 17 August 2017 | |
| WONG Mei Wah 王美華 | RE | 1 | 12 November 2004 | |
| WONG Wai Leung 黃緯量 | RE | 4 | 21 February 2019 | |
| WONG Wai Leung 黃緯量 | RE | 1 | 21 February 2019 | |
| YUEN Chiu Wing, Felix 袁超榮 | RE | 4 | 01 April 2003 | 28 February 2005 |
| YUEN Chiu Wing, Felix 袁超榮 | RE | 6 | 01 April 2003 | 25 November 2004 |
| YUEN Chiu Wing, Felix 袁超榮 | RE | 9 | 01 April 2003 | 25 November 2004 |
| YUEN Chiu Wing, Felix 袁超榮 | RE | 1 | 01 April 2003 | |
| YUEN Sui Yin 阮瑞賢 | RE | 4 | 01 April 2003 | 28 February 2005 |
| YUEN Sui Yin 阮瑞賢 | RE | 1 | 01 April 2003 | 11 September 2007 |
| YUEN Sui Yin 阮瑞賢 | RE | 9 | 01 April 2003 | 25 November 2004 |
| YUEN Sui Yin 阮瑞賢 | RE | 6 | 01 April 2003 | 25 November 2004 |
| YUNG Chor Ming 翁楚明 | RE | 1 | 03 May 2023 | |
| YUNG Chor Ming 翁楚明 | RE | 4 | 03 May 2023 |