SFC Licences of CHAN Kin Ming 陳建明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CVP Securities Limited 星火證券有限公司 | RE | 1 | 06 September 2006 | 13 August 2014 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 03 June 2005 | 01 September 2006 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 05 November 2004 | 01 June 2005 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 25 August 2003 | 05 November 2004 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 01 April 2003 | 22 August 2003 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 01 April 2003 | 22 August 2003 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 6 | 01 April 2003 | 22 August 2003 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 01 April 2003 | 22 August 2003 |