SFC Licences of AU Kim Fung 區劍峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 | RO | 9 | 04 January 2017 | 05 June 2020 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RO | 9 | 05 December 2013 | |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RO | 4 | 25 June 2012 | |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RO | 2 | 06 February 2012 | |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RO | 1 | 06 February 2012 | |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 20 October 2005 | 15 November 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 1 | 07 September 2005 | 15 November 2011 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 01 September 2005 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 1 | 01 April 2003 | 01 September 2005 |