SFC Licences of LUCAS Edwin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 March 2005 | 31 December 2008 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 March 2005 | 31 December 2008 |
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 21 May 2004 | 22 February 2005 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 21 May 2004 | 22 February 2005 |