Current licenceholders of AAB893 CLSA Limited 中信里昂證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| YANG Junlin 楊均霖 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 October 2020 |
| JANG Jae Hee 張在喜 | RE | [1] (Dealing in Securities) | 19 October 2020 |
| ENG Karen Jane 伍倚華 | RO | [1] (Dealing in Securities) | 16 October 2020 |
| WEI Ziting 魏子婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 October 2020 |
| LI Tao 李陶 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 October 2020 |
| LI Zhongnan 李中楠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 October 2020 |
| WU Caojian 吴操健 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 October 2020 |
| RONG Xiaolong 荣晓龙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 September 2020 |
| PARK Edward | RO | [4] (Advising on Securities) | 24 September 2020 |
| WONG Lok Huai, Francis 黃樂懷 | RE | [4] (Advising on Securities) | 23 September 2020 |
| DONG Hang 董行 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 September 2020 |
| PU Ruihang 浦瑞航 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 September 2020 |
| SHEN Zhe 沈哲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2020 |
| SHI Guoping 石國平 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2020 |
| GONG Hongyu 龔洪與 | RE | [4] (Advising on Securities) | 18 September 2020 |
| YANG Zhenyi 楊臻怡 | RE | [4] (Advising on Securities) | 14 September 2020 |
| LI Chunbo 李春波 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) | 11 September 2020 |
| ZHAO Tianwei 赵天委 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 September 2020 |
| SHIN Joo Kyung 申珠炅 | RE | [1] (Dealing in Securities) | 08 September 2020 |
| SHEN Yiding 沈一丁 | RE | [1] (Dealing in Securities) | 04 September 2020 |
| XU Chenming 许晨鸣 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 August 2020 |
| XIONG Dong 熊冬 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 August 2020 |
| FAN Haishuo 范海爍 | RO | [4] (Advising on Securities) | 12 August 2020 |
| LIU Xin 劉欣 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 August 2020 |
| LI Zhongjie 李中杰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 August 2020 |
| LIN Xiaodong 林晓東 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 July 2020 |
| CHIN Lip Ting 陳立婷 | RE | [4] (Advising on Securities) | 27 July 2020 |
| NOBLE Lance | RE | [4] (Advising on Securities) | 27 July 2020 |
| LI Longfei 李龍飛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 July 2020 |
| MA Bofei 马博飞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 July 2020 |
| LIU Yicheng 劉亦誠 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 July 2020 |
| WANG Tianfang 王天放 | RE | [4] (Advising on Securities) | 23 June 2020 |
| LIM Colin | RE | [1] (Dealing in Securities) | 23 June 2020 |
| TIWARI Sudhir Kumar | RE | [1] (Dealing in Securities), [7] (Providing Automated Trading Services) | 16 June 2020 |
| LAU Chung Yan, Joanne 劉頌恩 | RE | [4] (Advising on Securities) | 05 June 2020 |
| LUO Ding 羅鼎 | RE | [4] (Advising on Securities) | 26 May 2020 |
| YOU Yang 尤揚 | RE | [4] (Advising on Securities) | 26 May 2020 |
| ZHANG Ziyao 張子嶢 | RE | [1] (Dealing in Securities) | 26 May 2020 |
| WANG Tianfang 王天放 | RE | [1] (Dealing in Securities) | 19 May 2020 |
| HE Jiaozi 何驕子 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 April 2020 |
| LEE Shon Kee, Kenneth 李崇基 | RE | [1] (Dealing in Securities) | 06 April 2020 |
| LIN Tawei, Joseph 林達崴 | RE | [1] (Dealing in Securities) | 30 March 2020 |
| XU Zhiwei 徐志偉 | RE | [1] (Dealing in Securities) | 26 March 2020 |
| WANG Jingyuan 王景遠 | RE | [1] (Dealing in Securities) | 25 March 2020 |
| PARK Soo Bin | RE | [4] (Advising on Securities) | 23 March 2020 |
| RO Soong Chu | RE | [4] (Advising on Securities) | 04 March 2020 |
| CHIU Ngai Han 焦藝嫻 | RE | [4] (Advising on Securities) | 28 February 2020 |
| WON Sang Hoon 元相勳 | RE | [1] (Dealing in Securities) | 20 February 2020 |
| WAT Pui Lam 屈沛霖 | RE | [1] (Dealing in Securities) | 12 February 2020 |
| TONG Leo 唐震宇 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 January 2020 |
| HOPKINS Maxwell Ayers | RE | [4] (Advising on Securities) | 29 January 2020 |
| WOO Fong Fong, Janet 胡渢渢 | RE | [1] (Dealing in Securities) | 13 January 2020 |
| HU Baifeng 胡柏風 | RO | [1] (Dealing in Securities) | 08 January 2020 |
| SHEN Yue 沈越 | RO | [1] (Dealing in Securities) | 06 January 2020 |
| KWOK Sin Hung 郭倩紅 | RE | [4] (Advising on Securities) | 24 December 2019 |
| CHENG Xinlong 成欣龙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 December 2019 |
| BARDEN Jonathan Robert | RE | [4] (Advising on Securities) | 10 December 2019 |
| YUEN Sze Wing, Esther 袁詩穎 | RE | [1] (Dealing in Securities) | 29 November 2019 |
| HUANG Tiandang 黃天蕩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 November 2019 |
| XU Fanfei 許凡非 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 November 2019 |
| LEUNG Hiu Yi 梁曉怡 | RE | [4] (Advising on Securities) | 31 October 2019 |
| CHAN Samuel Sek Wei 陳惜偉 | RE | [1] (Dealing in Securities) | 30 October 2019 |
| YUNG Chi Yeung 容志揚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 October 2019 |
| TOTLA Vaibhav Vishnudas | RE | [1] (Dealing in Securities) | 28 October 2019 |
| KAUFMANN Kai | RE | [1] (Dealing in Securities) | 18 October 2019 |
| HOU Ming-Hsiao 侯明孝 | RE | [4] (Advising on Securities) | 15 October 2019 |
| TING Ka Shun 丁嘉淳 | RE | [4] (Advising on Securities) | 14 October 2019 |
| YUNG Lap Hang 容立恆 | RE | [1] (Dealing in Securities) | 30 September 2019 |
| CHEUNG Danny Tsz Chung 張子聰 | RE | [1] (Dealing in Securities) | 17 September 2019 |
| YIP Damon Manchun | RE | [1] (Dealing in Securities) | 06 September 2019 |
| MA Jiayun 馬佳韵 | RE | [1] (Dealing in Securities) | 04 September 2019 |
| CHAN Cheuk Wing, Andy 陳焯榮 | RE | [1] (Dealing in Securities) | 03 September 2019 |
| LEUNG Hiu Yi 梁曉怡 | RE | [1] (Dealing in Securities) | 02 September 2019 |
| GALLIGAN Jonathan Philip | RO | [4] (Advising on Securities) | 02 September 2019 |
| JIA Wei 賈暐 | RE | [1] (Dealing in Securities) | 28 August 2019 |
| LEOTTA Sebastian John | RE | [1] (Dealing in Securities) | 23 August 2019 |
| COCHRAN Shaun Donald | RO | [4] (Advising on Securities) | 21 August 2019 |
| ZHANG Youjun 張佑君 | RO | [1] (Dealing in Securities) | 20 August 2019 |
| YU Yang 于楊 | RO | [4] (Advising on Securities) | 19 August 2019 |
| FU Yuen Yeh 傅元冶 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 August 2019 |
| LIU Yewei 劉業偉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 August 2019 |
| FENG Shu 冯书 | RE | [1] (Dealing in Securities) | 07 August 2019 |
| REN Anthony W | RE | [4] (Advising on Securities) | 31 July 2019 |
| LIU Jingting 劉婧婷 | RE | [4] (Advising on Securities) | 23 July 2019 |
| HAN Siyu 韓思雨 | RE | [4] (Advising on Securities) | 23 July 2019 |
| GAO Song 高松 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 July 2019 |
| WONG Wing Sze 黃詠詩 | RO | [7] (Providing Automated Trading Services) | 18 July 2019 |
| FANG Kai 房凱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 July 2019 |
| WONG Chi Ming 黃智明 | RE | [4] (Advising on Securities) | 11 July 2019 |
| YUE Xiaowei 岳效巍 | RE | [1] (Dealing in Securities) | 05 July 2019 |
| WANG Mengting 王梦婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 July 2019 |
| CHIA Su Ying 謝舒莹 | RE | [1] (Dealing in Securities) | 05 July 2019 |
| XIANG Difei 相迪菲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 July 2019 |
| LIU Yikai 劉奕愷 | RE | [4] (Advising on Securities) | 28 June 2019 |
| LIU Jingting 劉婧婷 | RE | [1] (Dealing in Securities) | 24 June 2019 |
| WANG Ruizhi 王睿智 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 June 2019 |
| YUAN Ransi 袁然思 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 June 2019 |
| KHONGRUNGPHAKORN Supattra | RE | [1] (Dealing in Securities) | 29 May 2019 |
| KE Zicong 柯子聰 | RE | [4] (Advising on Securities) | 28 May 2019 |
| CHAN Ying Kwan 陳盈君 | RE | [4] (Advising on Securities) | 20 May 2019 |
| LA FABER Sean Michael | RE | [1] (Dealing in Securities) | 16 May 2019 |
| AMER HAMZAH Farahnaz Ireena Binti | RE | [1] (Dealing in Securities) | 16 May 2019 |
| LI Mao 李懋 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 May 2019 |
| PARK Edward | RO | [7] (Providing Automated Trading Services) | 24 April 2019 |
| XIAO Kaidi 肖愷弟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 April 2019 |
| WONK-URAI Weerapat | RE | [4] (Advising on Securities) | 17 April 2019 |
| TJIA Novita | RE | [1] (Dealing in Securities) | 10 April 2019 |
| ASVATHITANONTA Kamolwan | RE | [1] (Dealing in Securities) | 29 March 2019 |
| WIBOWO Matthew | RE | [1] (Dealing in Securities) | 27 March 2019 |
| SWARBRICK Andrew Jeremy | RE | [1] (Dealing in Securities) | 18 March 2019 |
| MADDOCK Warwick Curtis Lee | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 March 2019 |
| MARDJUKI Jonathan Steven | RE | [4] (Advising on Securities) | 13 March 2019 |
| LONGO Anthony | RE | [4] (Advising on Securities) | 11 March 2019 |
| TAN Lucas Adnan Soen Hwat | RE | [1] (Dealing in Securities) | 25 February 2019 |
| WINOTO Yusuf Ade | RE | [4] (Advising on Securities) | 13 February 2019 |
| CHOONG Loke Hung | RE | [4] (Advising on Securities) | 13 February 2019 |
| DINCER Ty | RE | [1] (Dealing in Securities) | 08 February 2019 |
| WANG Yushen 王雨申 | RE | [4] (Advising on Securities) | 14 January 2019 |
| XIA Yicong 夏弈聰 | RE | [4] (Advising on Securities) | 14 January 2019 |
| BARWICK Richard John | RE | [4] (Advising on Securities) | 24 December 2018 |
| THEODORUS Billy | RE | [1] (Dealing in Securities) | 10 December 2018 |
| FOO Wen Yun | RE | [1] (Dealing in Securities) | 10 December 2018 |
| TOKUMURA Kazue | RE | [4] (Advising on Securities) | 30 November 2018 |
| NOGRALES Marseille Navarro | RE | [1] (Dealing in Securities) | 19 November 2018 |
| HWANG Kyung Hyun | RE | [1] (Dealing in Securities) | 12 November 2018 |
| YU Hui 俞慧 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 October 2018 |
| YUNG Chun Woon, Louis 翁進煥 | RO | [1] (Dealing in Securities) | 23 October 2018 |
| LAM Steve Kwok Leung 林國樑 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 October 2018 |
| WANG Xuan 王瑄 | RE | [1] (Dealing in Securities) | 12 September 2018 |
| LIM Sue Lin | RE | [4] (Advising on Securities) | 06 September 2018 |
| KIM Warren Ho-Joong | RE | [1] (Dealing in Securities) | 05 September 2018 |
| WANG Xiance 王宪策 | RE | [4] (Advising on Securities) | 03 September 2018 |
| KONG Nien Sian | RE | [4] (Advising on Securities) | 24 August 2018 |
| LI Heung 李响 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 August 2018 |
| DAI Chao 戴超 | RE | [4] (Advising on Securities) | 10 August 2018 |
| CHAN Yick Kei 陳奕祺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 July 2018 |
| LIU Hiu Lau 廖曉柳 | RE | [4] (Advising on Securities) | 23 July 2018 |
| YANG Yi 楊逸 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 July 2018 |
| ZHUANG Yiyang 庄亦洋 | RE | [4] (Advising on Securities) | 05 July 2018 |
| CHEN Yali 陳雅俐 | RE | [4] (Advising on Securities) | 05 July 2018 |
| HUI Ka Lok, Carl 許嘉諾 | RE | [4] (Advising on Securities) | 03 July 2018 |
| HUI Bosco Tien Ruey 許天瑞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 June 2018 |
| LAM Pak Fung 林柏鋒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 June 2018 |
| ZHUANG Yiyang 庄亦洋 | RE | [1] (Dealing in Securities) | 27 June 2018 |
| WEN Zhongjie 文仲杰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 25 June 2018 |
| TSE Yan Kei 謝欣冀 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 June 2018 |
| CHEUNG Kai Ming 張啟銘 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 June 2018 |
| WANG Gan 王干 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 June 2018 |
| LIN David Ping 林平 | RE | [1] (Dealing in Securities) | 15 June 2018 |
| JIANG Yi 蔣藝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 June 2018 |
| LEE Ching Man 李正文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 June 2018 |
| HUANG Zihang 黃子航 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 May 2018 |
| ZHAO Long 趙龍 | RE | [4] (Advising on Securities) | 23 May 2018 |
| YAO Xinjian 姚欣健 | RE | [4] (Advising on Securities) | 21 May 2018 |
| YAO Xinjian 姚欣健 | RE | [1] (Dealing in Securities) | 11 May 2018 |
| HE Hao 何浩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 May 2018 |
| TU Lingfei 涂凌飛 | RE | [4] (Advising on Securities) | 25 April 2018 |
| ZHOU Tianhao 周天灝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 April 2018 |
| ZHOU Minlu 周敏鷺 | RE | [4] (Advising on Securities) | 19 April 2018 |
| ZHAO Long 趙龍 | RE | [1] (Dealing in Securities) | 17 April 2018 |
| WANG Wei 王為 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 April 2018 |
| TU Lingfei 涂凌飛 | RE | [1] (Dealing in Securities) | 26 March 2018 |
| VED Premal Gopaldas | RE | [1] (Dealing in Securities) | 07 March 2018 |
| ZENG Zhuo 曾卓 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 March 2018 |
| FISCHER Richard Eric Marshall | RE | [1] (Dealing in Securities) | 01 March 2018 |
| SILVANO Randa Bangun | RE | [1] (Dealing in Securities) | 01 March 2018 |
| NURYANTI Yuyun Aisyah | RE | [1] (Dealing in Securities) | 01 March 2018 |
| LI Hang 李航 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 February 2018 |
| TSOI Geoffrey Wai Yip 蔡偉業 | RE | [1] (Dealing in Securities) | 14 February 2018 |
| WANG Xinyi 王心怡 | RE | [4] (Advising on Securities) | 09 February 2018 |
| BURNS John Patrick | RE | [1] (Dealing in Securities) | 06 February 2018 |
| MCMURTRAY Nathan Noel | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 February 2018 |
| MA Sirui 馬思睿 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 January 2018 |
| CHAN Chun Hei 陳俊曦 | RE | [4] (Advising on Securities) | 15 January 2018 |
| PARK Edward | RO | [1] (Dealing in Securities) | 12 January 2018 |
| YU Yang 于楊 | RO | [1] (Dealing in Securities) | 10 January 2018 |
| TOMISAWA Shotaro | RE | [1] (Dealing in Securities) | 02 January 2018 |
| NG Chung Kwong 吳松光 | RE | [1] (Dealing in Securities) | 07 December 2017 |
| SHAH Chirag Chandrakant | RE | [4] (Advising on Securities) | 07 December 2017 |
| KAMAI Takeo | RE | [1] (Dealing in Securities) | 07 December 2017 |
| LO Chi Yin, Patrick 盧至言 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 December 2017 |
| LI Kun Yuen 李貫源 | RE | [4] (Advising on Securities) | 29 November 2017 |
| WONG Wing Sze 黃詠詩 | RO | [1] (Dealing in Securities) | 20 November 2017 |
| CHONG Yeu Liong | RE | [1] (Dealing in Securities) | 20 November 2017 |
| KIYOZUKA Megumi | RE | [1] (Dealing in Securities) | 13 November 2017 |
| CHAN Chi Chuen 陳志銓 | RO | [4] (Advising on Securities) | 06 November 2017 |
| PARK Carol Lee | RE | [1] (Dealing in Securities) | 31 October 2017 |
| MIN Peter Jae Sun | RE | [1] (Dealing in Securities) | 31 October 2017 |
| UCHIYAMA Hirotaka | RE | [1] (Dealing in Securities) | 31 October 2017 |
| KUWAKI Shota | RE | [1] (Dealing in Securities) | 31 October 2017 |
| ZHENG Kai 鄭凱 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 October 2017 |
| TOH Kah Yong, Jeremy 卓家揚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 October 2017 |
| XU Pengzi 許蓬子 | RE | [1] (Dealing in Securities) | 18 October 2017 |
| PARK Gregory | RE | [1] (Dealing in Securities) | 11 October 2017 |
| LI On Ki 李安琪 | RE | [1] (Dealing in Securities) | 11 October 2017 |
| YE Peilin 叶佩琳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 October 2017 |
| ZHAO Geoffrey Li 趙力 | RO | [1] (Dealing in Securities) | 27 September 2017 |
| ZHONG Wei 鍾威 | RE | [1] (Dealing in Securities) | 25 September 2017 |
| RAMOS Joyce Anne Jose | RE | [4] (Advising on Securities) | 20 September 2017 |
| CHEN Weiwei 陳衛煒 | RE | [1] (Dealing in Securities) | 20 September 2017 |
| HO Kam Kai 何錦佳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 September 2017 |
| DALAL Alok Mukul | RE | [4] (Advising on Securities) | 12 September 2017 |
| GU Shiyi 顧詩意 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 September 2017 |
| IP Man Ka 葉文嘉 | RE | [4] (Advising on Securities) | 08 September 2017 |
| DY Andre Mikael Lu | RE | [1] (Dealing in Securities) | 07 September 2017 |
| SIBAL Maria Elisa Andrea Pamandanan | RE | [1] (Dealing in Securities) | 07 September 2017 |
| ESPINO Marc Christopher Jison | RE | [4] (Advising on Securities) | 31 August 2017 |
| FAJARDO Bennette Edward John | RE | [4] (Advising on Securities) | 15 August 2017 |
| TAM Ho Yin, Jude 譚顥賢 | RE | [1] (Dealing in Securities) | 04 August 2017 |
| NODA Hideo | RE | [4] (Advising on Securities) | 22 June 2017 |
| LI Ran 李然 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 June 2017 |
| KANEVSKY Eugene | RO | [1] (Dealing in Securities) | 16 May 2017 |
| AGOSTINI John Edward Cobcroft | RE | [1] (Dealing in Securities) | 12 May 2017 |
| ZHU Feifei 朱霏霏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 April 2017 |
| LEUNG Yvonne Tsang Yin 梁政欣 | RE | [1] (Dealing in Securities) | 21 March 2017 |
| LIU Jisheng 劉基晟 | RE | [4] (Advising on Securities) | 24 February 2017 |
| FONTANILLA Jose-Paolo Cuyegkeng | RE | [4] (Advising on Securities) | 13 February 2017 |
| SUN Ziyi 孫子易 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 December 2016 |
| LAU Tin Pui 劉天珮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 November 2016 |
| HALLAM Nicholas | RE | [1] (Dealing in Securities) | 03 November 2016 |
| NG Kai Him 吳啟謙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 October 2016 |
| KATO Jun | RE | [4] (Advising on Securities) | 21 September 2016 |
| PAREKH Bharat Nalinkant | RE | [4] (Advising on Securities) | 01 September 2016 |
| WANG Xiao 王瀟 | RO | [1] (Dealing in Securities) | 05 August 2016 |
| LOW Horng Han | RE | [4] (Advising on Securities) | 08 July 2016 |
| HUANG Cunchen 黃存晨 | RE | [4] (Advising on Securities) | 20 June 2016 |
| TAN Xuan | RE | [4] (Advising on Securities) | 02 June 2016 |
| PONG David Juyoung | RE | [1] (Dealing in Securities) | 24 May 2016 |
| REDBOURN James Robert | RE | [1] (Dealing in Securities) | 16 March 2016 |
| CHIU Sze Lai 趙施麗 | RE | [1] (Dealing in Securities) | 21 December 2015 |
| SO King Pui 蘇敬培 | RE | [4] (Advising on Securities) | 14 December 2015 |
| SHARMA Rohit | RE | [1] (Dealing in Securities) | 08 December 2015 |
| NA Mufu 那木夫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 October 2015 |
| LIN Zhongheng 林仲衡 | RE | [4] (Advising on Securities) | 31 August 2015 |
| WU Sitao 吳思燾 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 August 2015 |
| ZHANG Yuanning 張遠寧 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 July 2015 |
| KIANG Jeffrey Ming Jie 江明傑 | RE | [4] (Advising on Securities) | 23 July 2015 |
| LEE Wai Kit Patrick 李煒傑 | RE | [1] (Dealing in Securities) | 16 July 2015 |
| LIU Tong 劉彤 | RE | [4] (Advising on Securities) | 08 July 2015 |
| XU Yuanzhou 徐遠舟 | RE | [4] (Advising on Securities) | 03 July 2015 |
| ZHANG Jie 章婕 | RE | [1] (Dealing in Securities) | 01 June 2015 |
| HE Haotian 何昊天 | RE | [1] (Dealing in Securities) | 01 June 2015 |
| TANG Zhongzhi 唐中植 | RE | [1] (Dealing in Securities) | 19 May 2015 |
| CHAN Wai Hung, Edmund 陳偉雄 | RO | [1] (Dealing in Securities) | 30 April 2015 |
| ZHOU Zuyu 周祖禹 | RE | [1] (Dealing in Securities) | 24 April 2015 |
| BAZZONI Federico | RE | [1] (Dealing in Securities) | 23 April 2015 |
| CHEUNG Ho Ming 張可明 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 January 2015 |
| LEOW Siok Ling 廖淑玲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 January 2015 |
| LEACH Francis Hugh Magnus | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 January 2015 |
| SIN Ka Yiu 冼嘉耀 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 January 2015 |
| GRIBBIN Ian Michael | RE | [1] (Dealing in Securities) | 10 September 2014 |
| LEE Bing Cai Ryan 李秉財 | RE | [1] (Dealing in Securities) | 08 September 2014 |
| LEVINE Robert Peter | RO | [1] (Dealing in Securities) | 01 September 2014 |
| KANEVSKY Eugene | RO | [7] (Providing Automated Trading Services) | 13 August 2014 |
| CHEUK Siu Bun, Alexander 卓兆斌 | RO | [1] (Dealing in Securities) | 30 July 2014 |
| LAU Ka Yeung 劉嘉陽 | RE | [4] (Advising on Securities) | 08 May 2014 |
| TAN Jessica Margarida 陳曉彤 | RE | [1] (Dealing in Securities) | 28 April 2014 |
| TANG Weiguo 唐維國 | RE | [1] (Dealing in Securities) | 10 February 2014 |
| TECHAPOSAI Suchart | RE | [4] (Advising on Securities) | 24 January 2014 |
| LEE Kam Chiu 李錦超 | RE | [4] (Advising on Securities) | 02 October 2013 |
| CODRON Edward Alexander | RE | [1] (Dealing in Securities) | 23 September 2013 |
| SHIN Dong-Wook | RE | [1] (Dealing in Securities) | 18 September 2013 |
| SHIN YOON SIK | RE | [4] (Advising on Securities) | 16 September 2013 |
| GOLDIE Benjamin James | RE | [1] (Dealing in Securities) | 09 September 2013 |
| DEFIBAUGH Jay Loren | RE | [4] (Advising on Securities) | 02 September 2013 |
| AGARWAL Anurag | RE | [4] (Advising on Securities) | 19 August 2013 |
| LAI Norman 黎樂仁 | RE | [1] (Dealing in Securities) | 24 May 2013 |
| LESMINA Sarina | RE | [4] (Advising on Securities) | 31 December 2012 |
| PANPIEMRAS Soraphob | RE | [4] (Advising on Securities) | 31 December 2012 |
| WONG Yew Kiang | RE | [4] (Advising on Securities) | 31 December 2012 |
| CHUNG Yong Ho | RE | [4] (Advising on Securities) | 31 December 2012 |
| PHUTELA Shantnu | RE | [4] (Advising on Securities) | 31 December 2012 |
| WONG Yim 王艷 | RE | [4] (Advising on Securities) | 24 December 2012 |
| MUSTON Nigel Peter | RE | [4] (Advising on Securities) | 24 December 2012 |
| MATTHEW Oliver James Gray | RE | [4] (Advising on Securities) | 24 December 2012 |
| PAULSEN Morten | RE | [4] (Advising on Securities) | 17 December 2012 |
| LEUNG Heung Yik 梁向奕 | RE | [4] (Advising on Securities) | 10 December 2012 |
| RICHTER Christopher John | RE | [4] (Advising on Securities) | 03 December 2012 |
| CHATURVEDI Deepti | RE | [4] (Advising on Securities) | 03 December 2012 |
| YUSUI (BOURLET) Edward Kai | RE | [4] (Advising on Securities) | 03 December 2012 |
| DY Alfred Olmedo | RE | [4] (Advising on Securities) | 01 November 2012 |
| GARG Amit | RE | [4] (Advising on Securities) | 01 November 2012 |
| TAN Gee Meng | RE | [1] (Dealing in Securities) | 11 September 2012 |
| SMITH Nicholas David Paul | RE | [4] (Advising on Securities) | 06 September 2012 |
| JAIN Vikash Kumar | RE | [4] (Advising on Securities) | 16 July 2012 |
| WONG King Wai, Gilbert 黃景威 | RE | [1] (Dealing in Securities) | 15 September 2011 |
| LIM Hsu An | RE | [1] (Dealing in Securities) | 09 September 2011 |
| CITAKU Shpendi Norman | RE | [1] (Dealing in Securities) | 31 August 2011 |
| WONG Peter Pui To 黃沛濤 | RE | [1] (Dealing in Securities) | 10 August 2011 |
| TSANG Tsz Mei 曾紫微 | RE | [1] (Dealing in Securities) | 04 July 2011 |
| PARK Sang Eun | RE | [1] (Dealing in Securities) | 14 February 2011 |
| SHEK Po Wan, Winnie 石寶雲 | RE | [1] (Dealing in Securities) | 03 January 2011 |
| LEE Yuna | RE | [1] (Dealing in Securities) | 09 September 2010 |
| MEHTA Viraf Dinshaw | RE | [1] (Dealing in Securities) | 03 September 2010 |
| LAO Ruby Margaret Tan | RE | [1] (Dealing in Securities) | 03 May 2010 |
| KIM Jongmin | RE | [1] (Dealing in Securities) | 08 April 2010 |
| FROST Michael | RE | [1] (Dealing in Securities) | 23 March 2010 |
| TAVEERATANASILP Nuntana | RE | [1] (Dealing in Securities) | 08 March 2010 |
| KAMATH Sujay Anthony Derrick | RE | [1] (Dealing in Securities) | 17 September 2009 |
| BISWAS Swagatam | RE | [1] (Dealing in Securities) | 17 September 2009 |
| SOMANI Anirudh | RE | [1] (Dealing in Securities) | 17 September 2009 |
| OEN Daniel Thian Liong | RE | [1] (Dealing in Securities) | 17 September 2009 |
| CHONG Yu, Carmen 莊瑜 | RE | [1] (Dealing in Securities) | 13 May 2009 |
| BALANCO Laurence | RE | [4] (Advising on Securities) | 16 February 2009 |
| JAIN Sonal | RE | [1] (Dealing in Securities) | 22 September 2008 |
| GALLIGAN Jonathan Philip | RE | [1] (Dealing in Securities) | 14 February 2008 |
| YIP Cheng Kwok 葉振國 | RE | [1] (Dealing in Securities) | 28 November 2007 |
| JAEGER Christian John | RE | [1] (Dealing in Securities) | 03 July 2007 |
| DE DIOS Maria Martha Araullo | RE | [1] (Dealing in Securities) | 25 June 2007 |
| WANG Yinan 王軼楠 | RE | [1] (Dealing in Securities) | 10 April 2007 |
| GAN Tanya Li Phing | RE | [1] (Dealing in Securities) | 21 February 2007 |
| WIJAYA Annie | RE | [1] (Dealing in Securities) | 29 May 2006 |
| DEL PAPA Massimiliano | RE | [1] (Dealing in Securities) | 20 February 2006 |
| ZIEGLER Richard Paul | RE | [1] (Dealing in Securities) | 29 November 2005 |
| ONG So Po, Polly 王素寶 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| FISHWICK Eric James | RE | [4] (Advising on Securities) | 01 April 2003 |