Current licenceholders of AAB893 CLSA Limited 中信里昂證券有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LIN Tawei, Joseph 林達崴 RE [1] (Dealing in Securities) 30 March 2020
XU Zhiwei 徐志偉 RE [1] (Dealing in Securities) 26 March 2020
WANG Jingyuan 王景远 RE [1] (Dealing in Securities) 25 March 2020
PARK Soo Bin RE [4] (Advising on Securities) 23 March 2020
RO Soong Chu RE [4] (Advising on Securities) 04 March 2020
CHIU Ngai Han 焦藝嫻 RE [4] (Advising on Securities) 28 February 2020
WON Sang Hoon 元相勳 RE [1] (Dealing in Securities) 20 February 2020
WAT Pui Lam 屈沛霖 RE [1] (Dealing in Securities) 12 February 2020
TONG Leo 唐震宇 RO [1] (Dealing in Securities), [4] (Advising on Securities) 31 January 2020
HOPKINS Maxwell Ayers RE [4] (Advising on Securities) 29 January 2020
WOO Fong Fong, Janet 胡渢渢 RE [1] (Dealing in Securities) 13 January 2020
HU Baifeng 胡柏風 RO [1] (Dealing in Securities) 08 January 2020
SHEN Yue 沈越 RO [1] (Dealing in Securities) 06 January 2020
GOULD III Richard Gerardus RO [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 27 December 2019
KWOK Sin Hung 郭倩紅 RE [4] (Advising on Securities) 24 December 2019
CHENG Xinlong 成欣龙 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 December 2019
BARDEN Jonathan Robert RE [4] (Advising on Securities) 10 December 2019
YUEN Sze Wing, Esther 袁詩穎 RE [1] (Dealing in Securities) 29 November 2019
SHIH Ting Yu 史庭宇 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 November 2019
HUANG Tiandang 黃天蕩 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 November 2019
XU Fanfei 許凡非 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 November 2019
LEUNG Hiu Yi 梁曉怡 RE [4] (Advising on Securities) 31 October 2019
CHAN Samuel Sek Wei 陳惜偉 RE [1] (Dealing in Securities) 30 October 2019
YUNG Chi Yeung 容志揚 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 October 2019
TOTLA Vaibhav Vishnudas RE [1] (Dealing in Securities) 28 October 2019
KAUFMANN Kai RE [1] (Dealing in Securities) 18 October 2019
HOU Ming-Hsiao 侯明孝 RE [4] (Advising on Securities) 15 October 2019
TING Ka Shun 丁嘉淳 RE [4] (Advising on Securities) 14 October 2019
XU Jianqiang 許建強 RO [1] (Dealing in Securities) 09 October 2019
CHEN Yidan 陳藝丹 RE [1] (Dealing in Securities) 03 October 2019
YUNG Lap Hang 容立恆 RE [1] (Dealing in Securities) 30 September 2019
SUN Ruotian 孫若天 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 September 2019
CHEUNG Danny Tsz Chung 張子聰 RE [1] (Dealing in Securities) 17 September 2019
SHAO Tianyi 邵天一 RE [1] (Dealing in Securities) 13 September 2019
YIP Damon Manchun RE [1] (Dealing in Securities) 06 September 2019
MA Jiayun 馬佳韵 RE [1] (Dealing in Securities) 04 September 2019
CHAN Cheuk Wing, Andy 陳焯榮 RE [1] (Dealing in Securities) 03 September 2019
LEUNG Hiu Yi 梁曉怡 RE [1] (Dealing in Securities) 02 September 2019
GALLIGAN Jonathan Philip RO [4] (Advising on Securities) 02 September 2019
JIA Wei 賈暐 RE [1] (Dealing in Securities) 28 August 2019
FAN Haishuo 范海爍 RE [4] (Advising on Securities) 27 August 2019
LEOTTA Sebastian John RE [1] (Dealing in Securities) 23 August 2019
COCHRAN Shaun Donald RO [4] (Advising on Securities) 21 August 2019
ZHANG Youjun 張佑君 RO [1] (Dealing in Securities) 20 August 2019
YU Yang 于楊 RO [4] (Advising on Securities) 19 August 2019
FU Yuen Yeh 傅元冶 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 August 2019
TSE Man Yin, Jason 謝文硯 RE [1] (Dealing in Securities) 15 August 2019
LIU Yewei 劉業偉 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 August 2019
FENG Shu 冯书 RE [1] (Dealing in Securities) 07 August 2019
REN Anthony W RE [4] (Advising on Securities) 31 July 2019
LIU Jingting 劉婧婷 RE [4] (Advising on Securities) 23 July 2019
HAN Siyu 韓思雨 RE [4] (Advising on Securities) 23 July 2019
GAO Song 高松 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 July 2019
WONG Wing Sze 黃詠詩 RO [7] (Providing Automated Trading Services) 18 July 2019
FANG Kai 房凱 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 July 2019
WONG Chi Ming 黃智明 RE [4] (Advising on Securities) 11 July 2019
HOU Yueyang 侯越洋 RE [1] (Dealing in Securities) 11 July 2019
LAU Cheong 劉暢 RE [1] (Dealing in Securities) 11 July 2019
YUE Xiaowei 岳效巍 RE [1] (Dealing in Securities) 05 July 2019
WANG Mengting 王梦婷 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 July 2019
CHIA Su Ying 謝舒莹 RE [1] (Dealing in Securities) 05 July 2019
XIANG Difei 相迪菲 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 July 2019
LIU Yikai 劉奕愷 RE [4] (Advising on Securities) 28 June 2019
LIU Jingting 劉婧婷 RE [1] (Dealing in Securities) 24 June 2019
CHOE Jang Ho RE [1] (Dealing in Securities) 24 June 2019
WANG Ruizhi 王睿智 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 June 2019
SUN Jia 孫佳 RE [4] (Advising on Securities) 11 June 2019
YUAN Ransi 袁然思 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 June 2019
KHONGRUNGPHAKORN Supattra RE [1] (Dealing in Securities) 29 May 2019
KE Zicong 柯子聰 RE [4] (Advising on Securities) 28 May 2019
CHAN Ying Kwan 陳盈君 RE [4] (Advising on Securities) 20 May 2019
LA FABER Sean Michael RE [1] (Dealing in Securities) 16 May 2019
AMER HAMZAH Farahnaz Ireena Binti RE [1] (Dealing in Securities) 16 May 2019
LI Mao 李懋 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 May 2019
LIANG Shuming 梁書銘 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 April 2019
PARK Edward RO [7] (Providing Automated Trading Services) 24 April 2019
HAO Xingzhou 郝行舟 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 April 2019
XIAO Kaidi 肖愷弟 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 April 2019
WONK-URAI Weerapat RE [4] (Advising on Securities) 17 April 2019
HADIWIDJOJO Pramadwiandika RE [1] (Dealing in Securities) 10 April 2019
TJIA Novita RE [1] (Dealing in Securities) 10 April 2019
WONG Ming Yeung, Anthony 黃銘揚 RE [1] (Dealing in Securities) 01 April 2019
ASVATHITANONTA Kamolwan RE [1] (Dealing in Securities) 29 March 2019
WIBOWO Matthew RE [1] (Dealing in Securities) 27 March 2019
CHEUNG Tsun Hei, Keith 張俊禧 RE [1] (Dealing in Securities) 22 March 2019
SWARBRICK Andrew Jeremy RE [1] (Dealing in Securities) 18 March 2019
MADDOCK Warwick Curtis Lee RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 March 2019
MARDJUKI Jonathan Steven RE [4] (Advising on Securities) 13 March 2019
LONGO Anthony RE [4] (Advising on Securities) 11 March 2019
TAN Lucas Adnan Soen Hwat RE [1] (Dealing in Securities) 25 February 2019
WINOTO Yusuf Ade RE [4] (Advising on Securities) 13 February 2019
CHOONG Loke Hung RE [4] (Advising on Securities) 13 February 2019
XU Wenyun 徐雯雲 RE [4] (Advising on Securities) 12 February 2019
DINCER Ty RE [1] (Dealing in Securities) 08 February 2019
MACKENZIE Alistair Mel Arthurs RE [4] (Advising on Securities) 28 January 2019
WANG Yushen 王雨申 RE [4] (Advising on Securities) 14 January 2019
XIA Yicong 夏弈聰 RE [4] (Advising on Securities) 14 January 2019
BARWICK Richard John RE [4] (Advising on Securities) 24 December 2018
THEODORUS Billy RE [1] (Dealing in Securities) 10 December 2018
FOO Wen Yun RE [1] (Dealing in Securities) 10 December 2018
TOKUMURA Kazue RE [4] (Advising on Securities) 30 November 2018
NOGRALES Marseille Navarro RE [1] (Dealing in Securities) 19 November 2018
HWANG Kyung Hyun RE [1] (Dealing in Securities) 12 November 2018
CLISSOLD Samuel Dane RE [4] (Advising on Securities) 12 November 2018
YU Hui 俞慧 RO [1] (Dealing in Securities), [4] (Advising on Securities) 26 October 2018
XU Mengyang 徐夢陽 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 October 2018
YUNG Chun Woon, Louis 翁進煥 RO [1] (Dealing in Securities) 23 October 2018
CHEN Naiyuan 陳迺遠 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 October 2018
LAM Steve Kwok Leung 林國樑 RO [1] (Dealing in Securities), [4] (Advising on Securities) 04 October 2018
TIAN Ge 田鴿 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 September 2018
WANG Luoduan 王犖端 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 September 2018
WANG Xuan 王瑄 RE [1] (Dealing in Securities) 12 September 2018
LIM Sue Lin RE [4] (Advising on Securities) 06 September 2018
KIM Warren Ho-Joong RE [1] (Dealing in Securities) 05 September 2018
SMITH Adam Alexander RE [1] (Dealing in Securities) 03 September 2018
WANG Xiance 王宪策 RE [4] (Advising on Securities) 03 September 2018
KONG Nien Sian RE [4] (Advising on Securities) 24 August 2018
LI Heung 李响 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 August 2018
GAO Mengyang 高夢洋 RE [1] (Dealing in Securities) 14 August 2018
DAI Chao 戴超 RE [4] (Advising on Securities) 10 August 2018
ZHOU Yang 周洋 RE [4] (Advising on Securities) 06 August 2018
ZHOU Haote 周浩特 RE [1] (Dealing in Securities) 02 August 2018
QI Jiali 齊家立 RE [4] (Advising on Securities) 02 August 2018
ZHOU Haote 周浩特 RE [4] (Advising on Securities) 30 July 2018
CHAN Yick Kei 陳奕祺 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 July 2018
KWONG Ho Kei, Emily 鄺可琪 RO [1] (Dealing in Securities), [4] (Advising on Securities) 24 July 2018
LIU Hiu Lau 廖曉柳 RE [4] (Advising on Securities) 23 July 2018
YANG Yi 楊逸 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 July 2018
ZHUANG Yiyang 庄亦洋 RE [4] (Advising on Securities) 05 July 2018
CHEN Yali 陳雅俐 RE [4] (Advising on Securities) 05 July 2018
HUI Ka Lok, Carl 許嘉諾 RE [4] (Advising on Securities) 03 July 2018
HUI Bosco Tien Ruey 許天瑞 RE [1] (Dealing in Securities), [4] (Advising on Securities) 27 June 2018
LAM Pak Fung 林柏鋒 RE [1] (Dealing in Securities), [4] (Advising on Securities) 27 June 2018
ZHUANG Yiyang 庄亦洋 RE [1] (Dealing in Securities) 27 June 2018
WEN Zhongjie 文仲杰 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 June 2018
TSE Yan Kei 謝欣冀 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 June 2018
CHEUNG Kai Ming 張啟銘 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 June 2018
WANG Gan 王干 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 June 2018
LIN David Ping 林平 RE [1] (Dealing in Securities) 15 June 2018
JIANG Yi 蔣藝 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 June 2018
LEE Ching Man 李正文 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 June 2018
HUANG Zihang 黃子航 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 May 2018
ZHAO Long 趙龍 RE [4] (Advising on Securities) 23 May 2018
YAO Xinjian 姚欣健 RE [4] (Advising on Securities) 21 May 2018
YAO Xinjian 姚欣健 RE [1] (Dealing in Securities) 11 May 2018
YANG Lingxiu 楊灵修 RE [4] (Advising on Securities) 07 May 2018
ZHANG Tianqing 張天擎 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 May 2018
HE Hao 何浩 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 May 2018
TU Lingfei 涂凌飛 RE [4] (Advising on Securities) 25 April 2018
TAYLOR Richard Kirby RO [1] (Dealing in Securities), [4] (Advising on Securities) 23 April 2018
ZHOU Tianhao 周天灝 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 April 2018
ZHOU Minlu 周敏鷺 RE [4] (Advising on Securities) 19 April 2018
ZHAO Long 趙龍 RE [1] (Dealing in Securities) 17 April 2018
WANG Wei 王為 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 April 2018
TU Lingfei 涂凌飛 RE [1] (Dealing in Securities) 26 March 2018
CUI Shuo 崔碩 RE [4] (Advising on Securities) 07 March 2018
VED Premal Gopaldas RE [1] (Dealing in Securities) 07 March 2018
ZENG Zhuo 曾卓 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 March 2018
FISCHER Richard Eric Marshall RE [1] (Dealing in Securities) 01 March 2018
SILVANO Randa Bangun RE [1] (Dealing in Securities) 01 March 2018
NURYANTI Yuyun Aisyah RE [1] (Dealing in Securities) 01 March 2018
LI Hang 李航 RO [1] (Dealing in Securities), [4] (Advising on Securities) 23 February 2018
CHAN Chun Chiu 陳俊超 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 February 2018
TSOI Geoffrey Wai Yip 蔡偉業 RE [1] (Dealing in Securities) 14 February 2018
WANG Xinyi 王心怡 RE [4] (Advising on Securities) 09 February 2018
BURNS John Patrick RE [1] (Dealing in Securities) 06 February 2018
MCMURTRAY Nathan Noel RO [1] (Dealing in Securities), [4] (Advising on Securities) 02 February 2018
WANG Meng 王梦 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 February 2018
MA Sirui 馬思睿 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 January 2018
CHAN Chun Hei 陳俊曦 RE [4] (Advising on Securities) 15 January 2018
PARK Edward RO [1] (Dealing in Securities) 12 January 2018
YU Yang 于楊 RO [1] (Dealing in Securities) 10 January 2018
TOMISAWA Shotaro RE [1] (Dealing in Securities) 02 January 2018
HUA Zhenyu 華震宇 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 December 2017
NG Chung Kwong 吳松光 RE [1] (Dealing in Securities) 07 December 2017
SHAH Chirag Chandrakant RE [4] (Advising on Securities) 07 December 2017
KAMAI Takeo RE [1] (Dealing in Securities) 07 December 2017
LO Chi Yin, Patrick 盧至言 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 December 2017
CAI Yingwei 蔡英煒 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 December 2017
SONG Ting 宋婷 RE [4] (Advising on Securities) 01 December 2017
LI Kun Yuen 李貫源 RE [4] (Advising on Securities) 29 November 2017
SUN Zhe 孫哲 RE [4] (Advising on Securities) 23 November 2017
WONG Wing Sze 黃詠詩 RO [1] (Dealing in Securities) 20 November 2017
CHONG Yeu Liong RE [1] (Dealing in Securities) 20 November 2017
KIYOZUKA Megumi RE [1] (Dealing in Securities) 13 November 2017
SONG Ziyi 宋子一 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 November 2017
CHAN Chi Chuen 陳志銓 RO [4] (Advising on Securities) 06 November 2017
KENNEDY Peter Joseph RE [1] (Dealing in Securities) 01 November 2017
PARK Carol Lee RE [1] (Dealing in Securities) 31 October 2017
MIN Peter Jae Sun RE [1] (Dealing in Securities) 31 October 2017
UCHIYAMA Hirotaka RE [1] (Dealing in Securities) 31 October 2017
KUWAKI Shota RE [1] (Dealing in Securities) 31 October 2017
ZOU Mengtao 鄒夢濤 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 October 2017
ZHENG Kai 鄭凱 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 October 2017
FANG Yuan 方元 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 October 2017
TOH Kah Yong, Jeremy 卓家揚 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 October 2017
XU Pengzi 許蓬子 RE [1] (Dealing in Securities) 18 October 2017
CHEUNG Siu Fung 張兆峰 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 October 2017
PARK Gregory RE [1] (Dealing in Securities) 11 October 2017
LI On Ki 李安琪 RE [1] (Dealing in Securities) 11 October 2017
YE Peilin 叶佩琳 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 October 2017
CAO Sihui 曹思慧 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 October 2017
ZHAO Geoffrey Li 趙力 RO [1] (Dealing in Securities) 27 September 2017
ZHONG Wei 鍾威 RE [1] (Dealing in Securities) 25 September 2017
RAMOS Joyce Anne Jose RE [4] (Advising on Securities) 20 September 2017
CHAN Shu Ting 陳舒婷 RE [4] (Advising on Securities) 20 September 2017
CHEN Weiwei 陳衛煒 RE [1] (Dealing in Securities) 20 September 2017
HO Kam Kai 何錦佳 RE [1] (Dealing in Securities), [4] (Advising on Securities) 12 September 2017
DALAL Alok Mukul RE [4] (Advising on Securities) 12 September 2017
LI Bo 李博 RE [4] (Advising on Securities) 11 September 2017
GU Shiyi 顧詩意 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 September 2017
IP Man Ka 葉文嘉 RE [4] (Advising on Securities) 08 September 2017
DY Andre Mikael Lu RE [1] (Dealing in Securities) 07 September 2017
SIBAL Maria Elisa Andrea Pamandanan RE [1] (Dealing in Securities) 07 September 2017
ESPINO Marc Christopher Jison RE [4] (Advising on Securities) 31 August 2017
FAJARDO Bennette Edward John RE [4] (Advising on Securities) 15 August 2017
ZHOU Caobin 周曹賦 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 August 2017
TAM Ho Yin, Jude 譚顥賢 RE [1] (Dealing in Securities) 04 August 2017
LUK Pui Chi 陸佩芝 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 July 2017
NODA Hideo RE [4] (Advising on Securities) 22 June 2017
LI Ran 李然 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 June 2017
KANEVSKY Eugene RO [1] (Dealing in Securities) 16 May 2017
AGOSTINI John Edward Cobcroft RE [1] (Dealing in Securities) 12 May 2017
ZHU Feifei 朱霏霏 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 April 2017
LEUNG Yvonne Tsang Yin 梁政欣 RE [1] (Dealing in Securities) 21 March 2017
LIU Jisheng 劉基晟 RE [4] (Advising on Securities) 24 February 2017
FONTANILLA Jose-Paolo Cuyegkeng RE [4] (Advising on Securities) 13 February 2017
NGAN Yu Huen 顏宇翾 RE [4] (Advising on Securities) 11 January 2017
SUN Ziyi 孫子易 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 December 2016
ZHANG Jingyan 張景妍 RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 December 2016
CHUNG Nicholas 鍾傲南 RE [1] (Dealing in Securities) 25 November 2016
LAU Tin Pui 劉天珮 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 November 2016
HALLAM Nicholas RE [1] (Dealing in Securities) 03 November 2016
NG Kai Him 吳啟謙 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 October 2016
KATO Jun RE [4] (Advising on Securities) 21 September 2016
LEE Koon Ting Victor RE [4] (Advising on Securities) 19 September 2016
PAREKH Bharat Nalinkant RE [4] (Advising on Securities) 01 September 2016
CHU Weijia 初維嘉 RE [4] (Advising on Securities) 12 August 2016
WANG Xiao 王瀟 RO [1] (Dealing in Securities) 05 August 2016
LOW Horng Han RE [4] (Advising on Securities) 08 July 2016
MCGEOCH Angus Hamilton RE [1] (Dealing in Securities) 22 June 2016
HUANG Cunchen 黃存晨 RE [4] (Advising on Securities) 20 June 2016
TAN Xuan RE [4] (Advising on Securities) 02 June 2016
PONG David Juyoung RE [1] (Dealing in Securities) 24 May 2016
REDBOURN James Robert RE [1] (Dealing in Securities) 16 March 2016
CHIU Sze Lai 趙施麗 RE [1] (Dealing in Securities) 21 December 2015
SO King Pui 蘇敬培 RE [4] (Advising on Securities) 14 December 2015
SHARMA Rohit RE [1] (Dealing in Securities) 08 December 2015
NA Mufu 那木夫 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 October 2015
LIN Zhongheng 林仲衡 RE [4] (Advising on Securities) 31 August 2015
WU Sitao 吳思燾 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 August 2015
ZHANG Yuanning 張遠寧 RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 July 2015
KIANG Jeffrey Ming Jie 江明傑 RE [4] (Advising on Securities) 23 July 2015
LEE Wai Kit Patrick 李煒傑 RE [1] (Dealing in Securities) 16 July 2015
LIU Tong 劉彤 RE [4] (Advising on Securities) 08 July 2015
XU Yuanzhou 徐遠舟 RE [4] (Advising on Securities) 03 July 2015
ZHANG Jie 章婕 RE [1] (Dealing in Securities) 01 June 2015
HE Haotian 何昊天 RE [1] (Dealing in Securities) 01 June 2015
TANG Zhongzhi 唐中植 RE [1] (Dealing in Securities) 19 May 2015
CHAN Wai Hung, Edmund 陳偉雄 RO [1] (Dealing in Securities) 30 April 2015
XU Ping 徐娉 RE [1] (Dealing in Securities) 24 April 2015
ZHOU Zuyu 周祖禹 RE [1] (Dealing in Securities) 24 April 2015
BAZZONI Federico RE [1] (Dealing in Securities) 23 April 2015
CHEUNG Ho Ming 張可明 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 January 2015
LEOW Siok Ling 廖淑玲 RE [1] (Dealing in Securities), [4] (Advising on Securities) 16 January 2015
CHIU Jone Yin 趙仲賢 RE [1] (Dealing in Securities) 12 January 2015
LEACH Francis Hugh Magnus RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 January 2015
SIN Ka Yiu 冼嘉耀 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 January 2015
GRIBBIN Ian Michael RE [1] (Dealing in Securities) 10 September 2014
LEE Bing Cai Ryan 李秉財 RE [1] (Dealing in Securities) 08 September 2014
LEVINE Robert Peter RO [1] (Dealing in Securities) 01 September 2014
KANEVSKY Eugene RO [7] (Providing Automated Trading Services) 13 August 2014
MCQUEEN Lee Michael RE [1] (Dealing in Securities) 04 August 2014
CHEUK Siu Bun, Alexander 卓兆斌 RO [1] (Dealing in Securities) 30 July 2014
LAU Ka Yeung 劉嘉陽 RE [4] (Advising on Securities) 08 May 2014
TAN Jessica Margarida 陳曉彤 RE [1] (Dealing in Securities) 28 April 2014
TANG Weiguo 唐維國 RE [1] (Dealing in Securities) 10 February 2014
TECHAPOSAI Suchart RE [4] (Advising on Securities) 24 January 2014
LEE Kam Chiu 李錦超 RE [4] (Advising on Securities) 02 October 2013
CODRON Edward Alexander RE [1] (Dealing in Securities) 23 September 2013
SHIN Dong-Wook RE [1] (Dealing in Securities) 18 September 2013
SHIN YOON SIK RE [4] (Advising on Securities) 16 September 2013
GOLDIE Benjamin James RE [1] (Dealing in Securities) 09 September 2013
DEFIBAUGH Jay Loren RE [4] (Advising on Securities) 02 September 2013
AGARWAL Anurag RE [4] (Advising on Securities) 19 August 2013
LAI Norman 黎樂仁 RE [1] (Dealing in Securities) 24 May 2013
LESMINA Sarina RE [4] (Advising on Securities) 31 December 2012
PANPIEMRAS Soraphob RE [4] (Advising on Securities) 31 December 2012
WONG Yew Kiang RE [4] (Advising on Securities) 31 December 2012
CHUNG Yong Ho RE [4] (Advising on Securities) 31 December 2012
PHUTELA Shantnu RE [4] (Advising on Securities) 31 December 2012
WONG Yim 王艷 RE [4] (Advising on Securities) 24 December 2012
MUSTON Nigel Peter RE [4] (Advising on Securities) 24 December 2012
MATTHEW Oliver James Gray RE [4] (Advising on Securities) 24 December 2012
PAULSEN Morten RE [4] (Advising on Securities) 17 December 2012
LEUNG Heung Yik 梁向奕 RE [4] (Advising on Securities) 10 December 2012
RICHTER Christopher John RE [4] (Advising on Securities) 03 December 2012
CHATURVEDI Deepti RE [4] (Advising on Securities) 03 December 2012
YUSUI (BOURLET) Edward Kai RE [4] (Advising on Securities) 03 December 2012
DY Alfred Olmedo RE [4] (Advising on Securities) 01 November 2012
GARG Amit RE [4] (Advising on Securities) 01 November 2012
TAN Gee Meng RE [1] (Dealing in Securities) 11 September 2012
SMITH Nicholas David Paul RE [4] (Advising on Securities) 06 September 2012
JAIN Vikash Kumar RE [4] (Advising on Securities) 16 July 2012
WONG King Wai, Gilbert 黃景威 RE [1] (Dealing in Securities) 15 September 2011
LIM Hsu An RE [1] (Dealing in Securities) 09 September 2011
CITAKU Shpendi Norman RE [1] (Dealing in Securities) 31 August 2011
WONG Peter Pui To 黃沛濤 RE [1] (Dealing in Securities) 10 August 2011
TSANG Tsz Mei 曾紫微 RE [1] (Dealing in Securities) 04 July 2011
PARK Sang Eun RE [1] (Dealing in Securities) 14 February 2011
SHEK Po Wan, Winnie 石寶雲 RE [1] (Dealing in Securities) 03 January 2011
LEE Yuna RE [1] (Dealing in Securities) 09 September 2010
MEHTA Viraf Dinshaw RE [1] (Dealing in Securities) 03 September 2010
LAO Ruby Margaret Tan RE [1] (Dealing in Securities) 03 May 2010
KIM Jongmin RE [1] (Dealing in Securities) 08 April 2010
FROST Michael RE [1] (Dealing in Securities) 23 March 2010
TAVEERATANASILP Nuntana RE [1] (Dealing in Securities) 08 March 2010
KAMATH Sujay Anthony Derrick RE [1] (Dealing in Securities) 17 September 2009
BISWAS Swagatam RE [1] (Dealing in Securities) 17 September 2009
SOMANI Anirudh RE [1] (Dealing in Securities) 17 September 2009
OEN Daniel Thian Liong RE [1] (Dealing in Securities) 17 September 2009
CHONG Yu, Carmen 莊瑜 RE [1] (Dealing in Securities) 13 May 2009
BALANCO Laurence RE [4] (Advising on Securities) 16 February 2009
JAIN Sonal RE [1] (Dealing in Securities) 22 September 2008
GALLIGAN Jonathan Philip RE [1] (Dealing in Securities) 14 February 2008
YIP Cheng Kwok 葉振國 RE [1] (Dealing in Securities) 28 November 2007
JAEGER Christian John RE [1] (Dealing in Securities) 03 July 2007
DE DIOS Maria Martha Araullo RE [1] (Dealing in Securities) 25 June 2007
WANG Yinan 王軼楠 RE [1] (Dealing in Securities) 10 April 2007
GAN Tanya Li Phing RE [1] (Dealing in Securities) 21 February 2007
WIJAYA Annie RE [1] (Dealing in Securities) 29 May 2006
DEL PAPA Massimiliano RE [1] (Dealing in Securities) 20 February 2006
ZIEGLER Richard Paul RE [1] (Dealing in Securities) 29 November 2005
ENG Karen Jane 伍倚华 RE [1] (Dealing in Securities) 03 August 2004
ONG So Po, Polly 王素寶 RE [1] (Dealing in Securities) 01 April 2003
FISHWICK Eric James RE [4] (Advising on Securities) 01 April 2003