Current licenceholders of AAB893 CLSA Limited 中信里昂證券有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
SHEN Yuxing 沈宇星 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-09
WU Jingyu 吳敬瑜 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-09
WANG Zijiao 王子姣 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-04-09
SUN Qirong 孫琦蓉 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-09
LIU Dun 刘顿 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-04-08
LI Jinyuan 李金源 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-04-08
JU Pengfei 琚鹏飞 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-08
LIU Ying 刘莹 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-04-08
LIU Zijun 劉子郡 RE 4 (Advising on Securities) 2021-04-07
SIAMWALLA Kannika RE 4 (Advising on Securities) 2021-04-07
ZHANG Qinrui 張欽銳 RE 4 (Advising on Securities) 2021-04-01
OVERY Matthew James RE 4 (Advising on Securities) 2021-04-01
YANG Ying 杨莹 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-31
CHEN Yifei 陳伊菲 RE 4 (Advising on Securities) 2021-03-31
YANG Buyun 楊佈云 RE 1 (Dealing in Securities) 2021-03-29
ZHANG Ruohai 张若海 RE 4 (Advising on Securities) 2021-03-29
ZHOU Ning 周宁 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-25
WANG Zhidong 王治栋 RE 1 (Dealing in Securities) 2021-03-25
HO Purdy Pin Pin 何翩翩 RE 4 (Advising on Securities) 2021-03-24
LI Zijun 李子俊 RE 4 (Advising on Securities) 2021-03-24
OUYANG Haodi 欧阳颢頔 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-19
XUE Yuan 薛缘 RE 4 (Advising on Securities) 2021-03-17
LI Liangzi 李亮子 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-17
ZHOU Yue 周玥 RE 4 (Advising on Securities) 2021-03-17
WANG Jue 王珏 RE 1 (Dealing in Securities) 2021-03-15
ZHENG Yiming 鄭一鳴 RE 4 (Advising on Securities) 2021-03-15
LIU Zhe 刘哲 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-12
WANG Guoliang 王国梁 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-12
CHAN Che 陳哲 RE 4 (Advising on Securities) 2021-03-12
YANG Lingxiu 楊灵修 RE 4 (Advising on Securities) 2021-03-11
SONG Shuo 宋硕 RE 4 (Advising on Securities) 2021-03-11
ZHANG Jinglei 張京雷 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-11
LI Haoran 李浩然 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-10
CHAN Ka Chun, Edwin 陳家俊 RE 1 (Dealing in Securities) 2021-03-10
ZHANG Quanguo 张全国 RE 4 (Advising on Securities) 2021-03-10
WU Guoyuan 吳國源 RE 4 (Advising on Securities) 2021-03-08
XU Xiaofang 徐曉芳 RE 4 (Advising on Securities) 2021-03-08
HU An 胡桉 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-08
FANG Jike 方济科 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-05
LUO Ding 羅鼎 RO 4 (Advising on Securities) 2021-03-05
LU Xiaomeng 卢小萌 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-03-05
ZHANG Xiaoyu 張晓宇 RE 4 (Advising on Securities) 2021-03-04
HAN Zhen 韩朕 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-03
WONG Man Kwong 黃文廣 RE 4 (Advising on Securities) 2021-03-03
CUI Minhui 崔敏慧 RE 4 (Advising on Securities) 2021-03-03
MA Rong 馬榮 RE 1 (Dealing in Securities) 2021-03-03
LOW Kay Kham 劉家淦 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-03
SHAO Ziqin 邵子欽 RE 4 (Advising on Securities) 2021-03-02
TIAN Liang 田良 RE 4 (Advising on Securities) 2021-03-02
LIU Jiandong 劉建東 RE 4 (Advising on Securities) 2021-03-01
CHOW Cheuk Wang 鄒卓宏 RE 4 (Advising on Securities) 2021-03-01
CHEN Shilei 陈石磊 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-03-01
YANG Guanya 楊冠雅 RE 4 (Advising on Securities) 2021-03-01
ZHAO Zhiwei 趙志威 RE 4 (Advising on Securities) 2021-03-01
YIN Xinchi 尹欣馳 RE 4 (Advising on Securities) 2021-02-24
XIAO Feifei 肖斐斐 RE 4 (Advising on Securities) 2021-02-24
XU Yingbo 許英博 RE 4 (Advising on Securities) 2021-02-19
SHANG Di 尚迪 RE 4 (Advising on Securities) 2021-02-11
DUAN Wei 段偉 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-02-11
ZHOU Shufan 周澍凡 RE 4 (Advising on Securities) 2021-02-11
GAO Xinye 高昕燁 RE 4 (Advising on Securities) 2021-02-09
HUANG Jialin 黃嘉林 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-02-09
JIANG Ya 姜娅 RE 4 (Advising on Securities) 2021-02-04
YANG Fan 楊帆 RE 4 (Advising on Securities) 2021-02-04
GUO Yuxiang 郭宇翔 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-29
SUN Jie 孫婕 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-27
WANG Jichao 王紀朝 RE 1 (Dealing in Securities) 2021-01-25
CHEN Haoxin 陳浩鑫 RE 4 (Advising on Securities) 2021-01-25
LAM Che Man, Louisa 林梓敏 RE 1 (Dealing in Securities) 2021-01-21
MA Yue Lung, Alan 馬裕龍 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-21
CHEN Yifei 陳伊菲 RE 1 (Dealing in Securities) 2021-01-18
LIU Fang 劉方 RE 4 (Advising on Securities) 2021-01-18
LIU Jiandong 劉建東 RE 1 (Dealing in Securities) 2021-01-15
ZHAO Zhiwei 趙志威 RE 1 (Dealing in Securities) 2021-01-15
ZHAO Jiaqi 趙佳琦 RE 4 (Advising on Securities) 2021-01-14
ZHOU Shufan 周澍凡 RE 1 (Dealing in Securities) 2021-01-11
MIAO Cheng Ying 繆政穎 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2021-01-11
LI Xiang 李想 RE 4 (Advising on Securities) 2021-01-05
LAI Siu Fung 黎少峯 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-04
LI Zhongying 李仲嬴 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-12-28
BAO Hong 鮑泓 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-12-21
SHEN Hui 沈卉 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-21
SHI Fengyuan 史丰源 RE 4 (Advising on Securities) 2020-12-21
FENG Chongguang 馮重光 RE 4 (Advising on Securities) 2020-12-18
ZU Guopeng 祖國鵬 RE 4 (Advising on Securities) 2020-12-18
ZHU Jianfang 諸建芳 RE 4 (Advising on Securities) 2020-12-18
CAI Linfeng 蔡林峰 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-12-16
LIU Boying 劉博英 RE 4 (Advising on Securities) 2020-12-11
ZHANG Ting 張婷 RE 1 (Dealing in Securities) 2020-12-09
XUE Jiao 薛姣 RE 4 (Advising on Securities) 2020-12-09
TONG Chengdun 童成墩 RE 4 (Advising on Securities) 2020-12-09
CHEN Cong 陳聰 RE 4 (Advising on Securities) 2020-12-09
YUNG Muk Tsz 翁木子 RE 4 (Advising on Securities) 2020-12-07
ZHANG Zongbao 张宗保 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-03
HU Weimin 胡为敏 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-03
CHIU Lon, Ronald 趙朗 RE 1 (Dealing in Securities) 2020-12-03
BAI Guangxin 白广鑫 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-03
XIA Gaofeng 夏高鋒 RE 4 (Advising on Securities) 2020-12-01
LI Mengyang 李夢暘 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-12-01
WANG Zinian 汪子年 RE 4 (Advising on Securities) 2020-11-26
ZHAO Jiaqi 趙佳琦 RE 1 (Dealing in Securities) 2020-11-25
LI Chen 李晨 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-19
CHEN Weiqi 陳瑋齊 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-18
DING Jianxiong 丁健雄 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-18
SUN Xue 孫雪 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-16
WEI Ningning 韋宁宁 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-11
XI Mengmeng 奚萌萌 RE 4 (Advising on Securities) 2020-11-09
HUA Lining 华力宁 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-09
LIU Boying 劉博英 RE 1 (Dealing in Securities) 2020-11-05
XIA Gaofeng 夏高鋒 RE 1 (Dealing in Securities) 2020-11-04
CHEN Mingzhao 陳明昭 RE 4 (Advising on Securities) 2020-11-04
DU Ke 杜克 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-03
LIN Yuchen 林毓琛 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-10-30
YANG Chaozhong 楊朝中 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-29
CHEN Li 陈力 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-28
WANG Zinian 汪子年 RE 1 (Dealing in Securities) 2020-10-27
YANG Junlin 楊均霖 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-22
JANG Jae Hee 張在喜 RE 1 (Dealing in Securities) 2020-10-19
ENG Karen Jane 伍倚華 RO 1 (Dealing in Securities) 2020-10-16
LI Tao 李陶 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-10-12
WEI Ziting 魏子婷 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-10-12
WU Caojian 吴操健 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-08
LI Zhongnan 李中楠 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-08
RONG Xiaolong 荣晓龍 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-09-30
PARK Edward RO 4 (Advising on Securities) 2020-09-24
DONG Hang 董行 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-09-23
PU Ruihang 浦瑞航 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-09-23
WONG Lok Huai, Francis 黃樂懷 RE 4 (Advising on Securities) 2020-09-23
GONG Hongyu 龔洪與 RE 4 (Advising on Securities) 2020-09-18
SHEN Zhe 沈哲 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-09-18
SHI Guoping 石國平 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-09-18
YANG Zhenyi 楊臻怡 RE 4 (Advising on Securities) 2020-09-14
LI Chunbo 李春波 RE 4 (Advising on Securities), 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2020-09-11
ZHAO Tianwei 赵天委 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-09-09
SHIN Joo Kyung 申珠炅 RE 1 (Dealing in Securities) 2020-09-08
SHEN Yiding 沈一丁 RE 1 (Dealing in Securities) 2020-09-04
XU Chenming 许晨鸣 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-08-26
XIONG Dong 熊冬 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-26
FAN Haishuo 范海爍 RO 4 (Advising on Securities) 2020-08-12
LIU Xin 劉欣 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-11
LI Zhongjie 李中杰 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-11
YUAN Ye 袁也 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-03
LIN Xiaodong 林晓東 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-28
NOBLE Lance RE 4 (Advising on Securities) 2020-07-27
LI Longfei 李龍飛 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-27
CHIN Lip Ting 陳立婷 RE 4 (Advising on Securities) 2020-07-27
MA Bofei 马博飞 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-23
LIU Yicheng 劉亦誠 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-07-23
LIM Colin RE 1 (Dealing in Securities) 2020-06-23
WANG Tianfang 王天放 RE 4 (Advising on Securities) 2020-06-23
TIWARI Sudhir Kumar RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2020-06-16
LAU Chung Yan, Joanne 劉頌恩 RE 4 (Advising on Securities) 2020-06-05
ZHANG Ziyao 張子嶢 RE 1 (Dealing in Securities) 2020-05-26
YOU Yang 尤揚 RE 4 (Advising on Securities) 2020-05-26
WANG Tianfang 王天放 RE 1 (Dealing in Securities) 2020-05-19
LEE Shon Kee, Kenneth 李崇基 RE 1 (Dealing in Securities) 2020-04-06
LIN Tawei, Joseph 林達崴 RE 1 (Dealing in Securities) 2020-03-30
XU Zhiwei 徐志偉 RE 1 (Dealing in Securities) 2020-03-26
WANG Jingyuan 王景遠 RE 1 (Dealing in Securities) 2020-03-25
PARK Soo Bin RE 4 (Advising on Securities) 2020-03-23
RO Soong Chu RE 4 (Advising on Securities) 2020-03-04
CHIU Ngai Han 焦藝嫻 RE 4 (Advising on Securities) 2020-02-28
WON Sang Hoon 元相勳 RE 1 (Dealing in Securities) 2020-02-20
WAT Pui Lam 屈沛霖 RE 1 (Dealing in Securities) 2020-02-12
HOPKINS Maxwell Ayers RE 4 (Advising on Securities) 2020-01-29
HU Baifeng 胡柏風 RO 1 (Dealing in Securities) 2020-01-08
SHEN Yue 沈越 RO 1 (Dealing in Securities) 2020-01-06
KWOK Sin Hung 郭倩紅 RE 4 (Advising on Securities) 2019-12-24
CHENG Xinlong 成欣龙 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-12-11
BARDEN Jonathan Robert RE 4 (Advising on Securities) 2019-12-10
YUEN Sze Wing, Esther 袁詩穎 RE 1 (Dealing in Securities) 2019-11-29
HUANG Tiandang 黃天蕩 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-11-15
XU Fanfei 許凡非 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-11-01
LEUNG Hiu Yi 梁曉怡 RE 4 (Advising on Securities) 2019-10-31
YUNG Chi Yeung 容志揚 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-29
TOTLA Vaibhav Vishnudas RE 1 (Dealing in Securities) 2019-10-28
KAUFMANN Kai RE 1 (Dealing in Securities) 2019-10-18
HOU Ming-Hsiao 侯明孝 RE 4 (Advising on Securities) 2019-10-15
TING Ka Shun 丁嘉淳 RE 4 (Advising on Securities) 2019-10-14
CHEUNG Danny Tsz Chung 張子聰 RE 1 (Dealing in Securities) 2019-09-17
YIP Damon Manchun RE 1 (Dealing in Securities) 2019-09-06
CHAN Cheuk Wing, Andy 陳焯榮 RE 1 (Dealing in Securities) 2019-09-03
LEUNG Hiu Yi 梁曉怡 RE 1 (Dealing in Securities) 2019-09-02
GALLIGAN Jonathan Philip RO 4 (Advising on Securities) 2019-09-02
JIA Wei 賈暐 RE 1 (Dealing in Securities) 2019-08-28
COCHRAN Shaun Donald RO 4 (Advising on Securities) 2019-08-21
ZHANG Youjun 張佑君 RO 1 (Dealing in Securities) 2019-08-20
FU Yuen Yeh 傅元冶 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-19
YU Yang 于楊 RO 4 (Advising on Securities) 2019-08-19
LIU Yewei 劉業偉 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-09
FENG Shu 冯书 RE 1 (Dealing in Securities) 2019-08-07
REN Anthony W RE 4 (Advising on Securities) 2019-07-31
HAN Siyu 韓思雨 RE 4 (Advising on Securities) 2019-07-23
GAO Song 高松 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-07-22
WONG Wing Sze 黃詠詩 RO 7 (Providing Automated Trading Services) 2019-07-18
WONG Chi Ming 黃智明 RE 4 (Advising on Securities) 2019-07-11
MCCULLOCH Cale O'Yeah RE 1 (Dealing in Securities) 2019-07-08
WANG Mengting 王梦婷 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-07-05
CHIA Su Ying 謝舒莹 RE 1 (Dealing in Securities) 2019-07-05
KIM Young Rin RE 4 (Advising on Securities) 2019-07-03
XIANG Difei 相迪菲 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-07-03
LIU Yikai 劉奕愷 RE 4 (Advising on Securities) 2019-06-28
YUAN Ransi 袁然思 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-06-05
KHONGRUNGPHAKORN Supattra RE 1 (Dealing in Securities) 2019-05-29
KE Zicong 柯子聰 RE 4 (Advising on Securities) 2019-05-28
CHAN Ying Kwan 陳盈君 RE 4 (Advising on Securities) 2019-05-20
LA FABER Sean Michael RE 1 (Dealing in Securities) 2019-05-16
LIM Kit Yng RE 1 (Dealing in Securities) 2019-05-16
AMER HAMZAH Farahnaz Ireena Binti RE 1 (Dealing in Securities) 2019-05-16
PARK Edward RO 7 (Providing Automated Trading Services) 2019-04-24
XIAO Kaidi 肖愷弟 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-23
WONK-URAI Weerapat RE 4 (Advising on Securities) 2019-04-17
TJIA Novita RE 1 (Dealing in Securities) 2019-04-10
ASVATHITANONTA Kamolwan RE 1 (Dealing in Securities) 2019-03-29
WIBOWO Matthew RE 1 (Dealing in Securities) 2019-03-27
SWARBRICK Andrew Jeremy RE 1 (Dealing in Securities) 2019-03-18
MADDOCK Warwick Curtis Lee RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-15
MARDJUKI Jonathan Steven RE 4 (Advising on Securities) 2019-03-13
LONGO Anthony RE 4 (Advising on Securities) 2019-03-11
TRISNO Merlissa Paramitha RE 4 (Advising on Securities) 2019-03-07
TAN Lucas Adnan Soen Hwat RE 1 (Dealing in Securities) 2019-02-25
CHOONG Loke Hung RE 4 (Advising on Securities) 2019-02-13
WINOTO Yusuf Ade RE 4 (Advising on Securities) 2019-02-13
DINCER Ty RE 1 (Dealing in Securities) 2019-02-08
WANG Yushen 王雨申 RE 4 (Advising on Securities) 2019-01-14
BARWICK Richard John RE 4 (Advising on Securities) 2018-12-24
FOO Wen Yun RE 1 (Dealing in Securities) 2018-12-10
THEODORUS Billy RE 1 (Dealing in Securities) 2018-12-10
TOKUMURA Kazue RE 4 (Advising on Securities) 2018-11-30
OLDFIELD Alexander Toby RE 1 (Dealing in Securities) 2018-11-27
NOGRALES Marseille Navarro RE 1 (Dealing in Securities) 2018-11-19
HWANG Kyung Hyun RE 1 (Dealing in Securities) 2018-11-12
YUNG Chun Woon, Louis 翁進煥 RO 1 (Dealing in Securities) 2018-10-23
LAM Steve Kwok Leung 林國樑 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2018-10-04
WANG Xuan 王瑄 RE 1 (Dealing in Securities) 2018-09-12
LIM Sue Lin RE 4 (Advising on Securities) 2018-09-06
KIM Warren Ho-Joong RE 1 (Dealing in Securities) 2018-09-05
WANG Xiance 王宪策 RE 4 (Advising on Securities) 2018-09-03
KONG Nien Sian RE 4 (Advising on Securities) 2018-08-24
LI Heung 李响 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-08-15
CHAN Yick Kei 陳奕祺 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-07-25
LIU Hiu Lau 廖曉柳 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-07-23
ZHUANG Yiyang 庄亦洋 RE 4 (Advising on Securities) 2018-07-05
CHEN Yali 陳雅俐 RE 4 (Advising on Securities) 2018-07-05
HUI Ka Lok, Carl 許嘉諾 RE 4 (Advising on Securities) 2018-07-03
ZHUANG Yiyang 庄亦洋 RE 1 (Dealing in Securities) 2018-06-27
HUI Bosco Tien Ruey 許天瑞 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-27
LAM Pak Fung 林柏鋒 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-27
WEN Zhongjie 文仲杰 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-25
WANG Gan 王干 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-21
CHEUNG Kai Ming 張啟銘 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-21
TSE Yan Kei 謝欣冀 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-21
LIN David Ping 林平 RE 1 (Dealing in Securities) 2018-06-15
JIANG Yi 蔣藝 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-04
LEE Ching Man 李正文 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-04
HUANG Zihang 黃子航 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-28
ZHAO Long 趙龍 RE 4 (Advising on Securities) 2018-05-23
YAO Xinjian 姚欣健 RE 4 (Advising on Securities) 2018-05-21
YAO Xinjian 姚欣健 RE 1 (Dealing in Securities) 2018-05-11
HE Hao 何浩 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-02
ZHOU Minlu 周敏鷺 RE 4 (Advising on Securities) 2018-04-19
ZHAO Long 趙龍 RE 1 (Dealing in Securities) 2018-04-17
WANG Wei 王為 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-04-17
ZENG Zhuo 曾卓 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-03-05
NURYANTI Yuyun Aisyah RE 1 (Dealing in Securities) 2018-03-01
FISCHER Richard Eric Marshall RE 1 (Dealing in Securities) 2018-03-01
LI Hang 李航 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2018-02-23
TSOI Geoffrey Wai Yip 蔡偉業 RE 1 (Dealing in Securities) 2018-02-14
WANG Xinyi 王心怡 RE 4 (Advising on Securities) 2018-02-09
BURNS John Patrick RE 1 (Dealing in Securities) 2018-02-06
MCMURTRAY Nathan Noel RO 1 (Dealing in Securities), 4 (Advising on Securities) 2018-02-02
MA Sirui 馬思睿 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-01-22
CHAN Chun Hei 陳俊曦 RE 4 (Advising on Securities) 2018-01-15
PARK Edward RO 1 (Dealing in Securities) 2018-01-12
YU Yang 于楊 RO 1 (Dealing in Securities) 2018-01-10
TOMISAWA Shotaro RE 1 (Dealing in Securities) 2018-01-02
LO Chi Yin, Patrick 盧至言 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-12-07
KAMAI Takeo RE 1 (Dealing in Securities) 2017-12-07
SHAH Chirag Chandrakant RE 4 (Advising on Securities) 2017-12-07
NG Chung Kwong 吳松光 RE 1 (Dealing in Securities) 2017-12-07
CHONG Yeu Liong RE 1 (Dealing in Securities) 2017-11-20
WONG Wing Sze 黃詠詩 RO 1 (Dealing in Securities) 2017-11-20
KIYOZUKA Megumi RE 1 (Dealing in Securities) 2017-11-13
CHAN Chi Chuen 陳志銓 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2017-11-06
KUWAKI Shota RE 1 (Dealing in Securities) 2017-10-31
PARK Carol Lee RE 1 (Dealing in Securities) 2017-10-31
MIN Peter Jae Sun RE 1 (Dealing in Securities) 2017-10-31
TOH Kah Yong, Jeremy 卓家揚 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-10-20
PARK Gregory RE 1 (Dealing in Securities) 2017-10-11
LI On Ki 李安琪 RE 1 (Dealing in Securities) 2017-10-11
YE Peilin 叶佩琳 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-10-04
ZHAO Geoffrey Li 趙力 RO 1 (Dealing in Securities) 2017-09-27
ZHONG Wei 鍾威 RE 1 (Dealing in Securities) 2017-09-25
RAMOS Joyce Anne Jose RE 4 (Advising on Securities) 2017-09-20
CHEN Weiwei 陳衛煒 RE 1 (Dealing in Securities) 2017-09-20
HO Kam Kai 何錦佳 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-09-12
DALAL Alok Mukul RE 4 (Advising on Securities) 2017-09-12
IP Man Ka 葉文嘉 RE 4 (Advising on Securities) 2017-09-08
SIBAL Maria Elisa Andrea Pamandanan RE 1 (Dealing in Securities) 2017-09-07
DY Andre Mikael Lu RE 1 (Dealing in Securities) 2017-09-07
ESPINO Marc Christopher Jison RE 4 (Advising on Securities) 2017-08-31
FAJARDO Bennette Edward John RE 4 (Advising on Securities) 2017-08-15
TAM Ho Yin, Jude 譚顥賢 RE 1 (Dealing in Securities) 2017-08-04
NODA Hideo RE 4 (Advising on Securities) 2017-06-22
LI Ran 李然 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-06-02
KANEVSKY Eugene RO 1 (Dealing in Securities) 2017-05-16
ZHU Feifei 朱霏霏 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-04-21
LEUNG Yvonne Tsang Yin 梁政欣 RE 1 (Dealing in Securities) 2017-03-21
FONTANILLA Jose-Paolo Cuyegkeng RE 4 (Advising on Securities) 2017-02-13
LAU Tin Pui 劉天珮 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-11-15
HALLAM Nicholas RE 1 (Dealing in Securities) 2016-11-03
NG Kai Him 吳啟謙 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-10-28
KATO Jun RE 4 (Advising on Securities) 2016-09-21
PAREKH Bharat Nalinkant RE 4 (Advising on Securities) 2016-09-01
WANG Xiao 王瀟 RO 1 (Dealing in Securities) 2016-08-05
PANG Lei Kan 彭麗勤 RE 1 (Dealing in Securities) 2016-07-20
LOW Horng Han RE 4 (Advising on Securities) 2016-07-08
HUANG Cunchen 黃存晨 RE 4 (Advising on Securities) 2016-06-20
REDBOURN James Robert RE 1 (Dealing in Securities) 2016-03-16
CHIU Sze Lai 趙施麗 RE 1 (Dealing in Securities) 2015-12-21
SO King Pui 蘇敬培 RE 4 (Advising on Securities) 2015-12-14
SHARMA Rohit RE 1 (Dealing in Securities) 2015-12-08
NA Mufu 那木夫 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-10-19
WU Sitao 吳思燾 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-08-03
ZHANG Yuanning 張遠寧 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-07-30
KIANG Jeffrey Ming Jie 江明傑 RE 4 (Advising on Securities) 2015-07-23
LEE Wai Kit Patrick 李煒傑 RE 1 (Dealing in Securities) 2015-07-16
LIU Tong 劉彤 RE 4 (Advising on Securities) 2015-07-08
HE Haotian 何昊天 RE 1 (Dealing in Securities) 2015-06-01
ZHANG Jie 章婕 RE 1 (Dealing in Securities) 2015-06-01
TANG Zhongzhi 唐中植 RE 1 (Dealing in Securities) 2015-05-19
CHAN Wai Hung, Edmund 陳偉雄 RO 1 (Dealing in Securities) 2015-04-30
ZHOU Zuyu 周祖禹 RE 1 (Dealing in Securities) 2015-04-24
BAZZONI Federico RE 1 (Dealing in Securities) 2015-04-23
CHEUNG Ho Ming 張可明 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-01-21
LEOW Siok Ling 廖淑玲 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-01-16
SIN Ka Yiu 冼嘉耀 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-01-06
LEACH Francis Hugh Magnus RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-01-06
LEE Bing Cai Ryan 李秉財 RE 1 (Dealing in Securities) 2014-09-08
LEVINE Robert Peter RO 1 (Dealing in Securities) 2014-09-01
KANEVSKY Eugene RO 7 (Providing Automated Trading Services) 2014-08-13
CHEUK Siu Bun, Alexander 卓兆斌 RO 1 (Dealing in Securities) 2014-07-30
LAU Ka Yeung 劉嘉陽 RE 4 (Advising on Securities) 2014-05-08
TAN Jessica Margarida 陳曉彤 RE 1 (Dealing in Securities) 2014-04-28
TANG Weiguo 唐維國 RE 1 (Dealing in Securities) 2014-02-10
TECHAPOSAI Suchart RE 4 (Advising on Securities) 2014-01-24
LEE Kam Chiu 李錦超 RE 4 (Advising on Securities) 2013-10-02
SHIN Dong-Wook RE 1 (Dealing in Securities) 2013-09-18
SHIN Yoon Sik RE 4 (Advising on Securities) 2013-09-16
GOLDIE Benjamin James RE 1 (Dealing in Securities) 2013-09-09
DEFIBAUGH Jay Loren RE 4 (Advising on Securities) 2013-09-02
AGARWAL Anurag RE 4 (Advising on Securities) 2013-08-19
LAI Norman 黎樂仁 RE 1 (Dealing in Securities) 2013-05-24
LESMINA Sarina RE 4 (Advising on Securities) 2012-12-31
WONG Yew Kiang RE 4 (Advising on Securities) 2012-12-31
CHUNG Yong Ho RE 4 (Advising on Securities) 2012-12-31
PHUTELA Shantnu RE 4 (Advising on Securities) 2012-12-31
PANPIEMRAS Soraphob RE 4 (Advising on Securities) 2012-12-31
MUSTON Nigel Peter RE 4 (Advising on Securities) 2012-12-24
MATTHEW Oliver James Gray RE 4 (Advising on Securities) 2012-12-24
PAULSEN Morten RE 4 (Advising on Securities) 2012-12-17
LEUNG Heung Yik 梁向奕 RE 4 (Advising on Securities) 2012-12-10
YUSUI (BOURLET) Edward Kai RE 4 (Advising on Securities) 2012-12-03
RICHTER Christopher John RE 4 (Advising on Securities) 2012-12-03
CHATURVEDI Deepti RE 4 (Advising on Securities) 2012-12-03
GARG Amit RE 4 (Advising on Securities) 2012-11-01
DY Alfred Olmedo RE 4 (Advising on Securities) 2012-11-01
TAN Gee Meng RE 1 (Dealing in Securities) 2012-09-11
SMITH Nicholas David Paul RE 4 (Advising on Securities) 2012-09-06
JAIN Vikash Kumar RE 4 (Advising on Securities) 2012-07-16
WONG King Wai, Gilbert 黃景威 RE 1 (Dealing in Securities) 2011-09-15
LIM Hsu An RE 1 (Dealing in Securities) 2011-09-09
CITAKU Shpendi Norman RE 1 (Dealing in Securities) 2011-08-31
WONG Peter Pui To 黃沛濤 RE 1 (Dealing in Securities) 2011-08-10
TSANG Tsz Mei 曾紫微 RE 1 (Dealing in Securities) 2011-07-04
PARK Sang Eun RE 1 (Dealing in Securities) 2011-02-14
SHEK Po Wan, Winnie 石寶雲 RE 1 (Dealing in Securities) 2011-01-03
LEE Yuna RE 1 (Dealing in Securities) 2010-09-09
MEHTA Viraf Dinshaw RE 1 (Dealing in Securities) 2010-09-03
LAO Ruby Margaret Tan RE 1 (Dealing in Securities) 2010-05-03
KIM Jongmin RE 1 (Dealing in Securities) 2010-04-08
FROST Michael RE 1 (Dealing in Securities) 2010-03-23
TAVEERATANASILP Nuntana RE 1 (Dealing in Securities) 2010-03-08
BISWAS Swagatam RE 1 (Dealing in Securities) 2009-09-17
OEN Daniel Thian Liong RE 1 (Dealing in Securities) 2009-09-17
SOMANI Anirudh RE 1 (Dealing in Securities) 2009-09-17
KAMATH Sujay Anthony Derrick RE 1 (Dealing in Securities) 2009-09-17
CHONG Yu, Carmen 莊瑜 RE 1 (Dealing in Securities) 2009-05-13
BALANCO Laurence RE 4 (Advising on Securities) 2009-02-16
JAIN Sonal RE 1 (Dealing in Securities) 2008-09-22
YIP Cheng Kwok 葉振國 RE 1 (Dealing in Securities) 2007-11-28
JAEGER Christian John RE 1 (Dealing in Securities) 2007-07-03
DE DIOS Maria Martha Araullo RE 1 (Dealing in Securities) 2007-06-25
WANG Yinan 王軼楠 RE 1 (Dealing in Securities) 2007-04-10
GAN Tanya Li Phing RE 1 (Dealing in Securities) 2007-02-21
WIJAYA Annie RE 1 (Dealing in Securities) 2006-05-29
DEL PAPA Massimiliano RE 1 (Dealing in Securities) 2006-02-20
ZIEGLER Richard Paul RE 1 (Dealing in Securities) 2005-11-29
FISHWICK Eric James RE 4 (Advising on Securities) 2003-04-01
ONG So Po, Polly 王素寶 RE 1 (Dealing in Securities) 2003-04-01