Current licenceholders of AAB893 CLSA Limited 中信里昂證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
SHEN Yuxing 沈宇星 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-04-09 |
WU Jingyu 吳敬瑜 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-04-09 |
WANG Zijiao 王子姣 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-04-09 |
SUN Qirong 孫琦蓉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-04-09 |
LIU Dun 刘顿 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-04-08 |
LI Jinyuan 李金源 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-04-08 |
JU Pengfei 琚鹏飞 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-04-08 |
LIU Ying 刘莹 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-04-08 |
LIU Zijun 劉子郡 | RE | 4 (Advising on Securities) | 2021-04-07 |
SIAMWALLA Kannika | RE | 4 (Advising on Securities) | 2021-04-07 |
ZHANG Qinrui 張欽銳 | RE | 4 (Advising on Securities) | 2021-04-01 |
OVERY Matthew James | RE | 4 (Advising on Securities) | 2021-04-01 |
YANG Ying 杨莹 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-31 |
CHEN Yifei 陳伊菲 | RE | 4 (Advising on Securities) | 2021-03-31 |
YANG Buyun 楊佈云 | RE | 1 (Dealing in Securities) | 2021-03-29 |
ZHANG Ruohai 张若海 | RE | 4 (Advising on Securities) | 2021-03-29 |
ZHOU Ning 周宁 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-25 |
WANG Zhidong 王治栋 | RE | 1 (Dealing in Securities) | 2021-03-25 |
HO Purdy Pin Pin 何翩翩 | RE | 4 (Advising on Securities) | 2021-03-24 |
LI Zijun 李子俊 | RE | 4 (Advising on Securities) | 2021-03-24 |
OUYANG Haodi 欧阳颢頔 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-19 |
XUE Yuan 薛缘 | RE | 4 (Advising on Securities) | 2021-03-17 |
LI Liangzi 李亮子 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-17 |
ZHOU Yue 周玥 | RE | 4 (Advising on Securities) | 2021-03-17 |
WANG Jue 王珏 | RE | 1 (Dealing in Securities) | 2021-03-15 |
ZHENG Yiming 鄭一鳴 | RE | 4 (Advising on Securities) | 2021-03-15 |
LIU Zhe 刘哲 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-12 |
WANG Guoliang 王国梁 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-12 |
CHAN Che 陳哲 | RE | 4 (Advising on Securities) | 2021-03-12 |
YANG Lingxiu 楊灵修 | RE | 4 (Advising on Securities) | 2021-03-11 |
SONG Shuo 宋硕 | RE | 4 (Advising on Securities) | 2021-03-11 |
ZHANG Jinglei 張京雷 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-11 |
LI Haoran 李浩然 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-10 |
CHAN Ka Chun, Edwin 陳家俊 | RE | 1 (Dealing in Securities) | 2021-03-10 |
ZHANG Quanguo 张全国 | RE | 4 (Advising on Securities) | 2021-03-10 |
WU Guoyuan 吳國源 | RE | 4 (Advising on Securities) | 2021-03-08 |
XU Xiaofang 徐曉芳 | RE | 4 (Advising on Securities) | 2021-03-08 |
HU An 胡桉 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-08 |
FANG Jike 方济科 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-05 |
LUO Ding 羅鼎 | RO | 4 (Advising on Securities) | 2021-03-05 |
LU Xiaomeng 卢小萌 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-03-05 |
ZHANG Xiaoyu 張晓宇 | RE | 4 (Advising on Securities) | 2021-03-04 |
HAN Zhen 韩朕 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-03 |
WONG Man Kwong 黃文廣 | RE | 4 (Advising on Securities) | 2021-03-03 |
CUI Minhui 崔敏慧 | RE | 4 (Advising on Securities) | 2021-03-03 |
MA Rong 馬榮 | RE | 1 (Dealing in Securities) | 2021-03-03 |
LOW Kay Kham 劉家淦 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-03 |
SHAO Ziqin 邵子欽 | RE | 4 (Advising on Securities) | 2021-03-02 |
TIAN Liang 田良 | RE | 4 (Advising on Securities) | 2021-03-02 |
LIU Jiandong 劉建東 | RE | 4 (Advising on Securities) | 2021-03-01 |
CHOW Cheuk Wang 鄒卓宏 | RE | 4 (Advising on Securities) | 2021-03-01 |
CHEN Shilei 陈石磊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-03-01 |
YANG Guanya 楊冠雅 | RE | 4 (Advising on Securities) | 2021-03-01 |
ZHAO Zhiwei 趙志威 | RE | 4 (Advising on Securities) | 2021-03-01 |
YIN Xinchi 尹欣馳 | RE | 4 (Advising on Securities) | 2021-02-24 |
XIAO Feifei 肖斐斐 | RE | 4 (Advising on Securities) | 2021-02-24 |
XU Yingbo 許英博 | RE | 4 (Advising on Securities) | 2021-02-19 |
SHANG Di 尚迪 | RE | 4 (Advising on Securities) | 2021-02-11 |
DUAN Wei 段偉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-02-11 |
ZHOU Shufan 周澍凡 | RE | 4 (Advising on Securities) | 2021-02-11 |
GAO Xinye 高昕燁 | RE | 4 (Advising on Securities) | 2021-02-09 |
HUANG Jialin 黃嘉林 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-02-09 |
JIANG Ya 姜娅 | RE | 4 (Advising on Securities) | 2021-02-04 |
YANG Fan 楊帆 | RE | 4 (Advising on Securities) | 2021-02-04 |
GUO Yuxiang 郭宇翔 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-29 |
SUN Jie 孫婕 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-27 |
WANG Jichao 王紀朝 | RE | 1 (Dealing in Securities) | 2021-01-25 |
CHEN Haoxin 陳浩鑫 | RE | 4 (Advising on Securities) | 2021-01-25 |
LAM Che Man, Louisa 林梓敏 | RE | 1 (Dealing in Securities) | 2021-01-21 |
MA Yue Lung, Alan 馬裕龍 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-21 |
CHEN Yifei 陳伊菲 | RE | 1 (Dealing in Securities) | 2021-01-18 |
LIU Fang 劉方 | RE | 4 (Advising on Securities) | 2021-01-18 |
LIU Jiandong 劉建東 | RE | 1 (Dealing in Securities) | 2021-01-15 |
ZHAO Zhiwei 趙志威 | RE | 1 (Dealing in Securities) | 2021-01-15 |
ZHAO Jiaqi 趙佳琦 | RE | 4 (Advising on Securities) | 2021-01-14 |
ZHOU Shufan 周澍凡 | RE | 1 (Dealing in Securities) | 2021-01-11 |
MIAO Cheng Ying 繆政穎 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-01-11 |
LI Xiang 李想 | RE | 4 (Advising on Securities) | 2021-01-05 |
LAI Siu Fung 黎少峯 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-04 |
LI Zhongying 李仲嬴 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-28 |
BAO Hong 鮑泓 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-21 |
SHEN Hui 沈卉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-21 |
SHI Fengyuan 史丰源 | RE | 4 (Advising on Securities) | 2020-12-21 |
FENG Chongguang 馮重光 | RE | 4 (Advising on Securities) | 2020-12-18 |
ZU Guopeng 祖國鵬 | RE | 4 (Advising on Securities) | 2020-12-18 |
ZHU Jianfang 諸建芳 | RE | 4 (Advising on Securities) | 2020-12-18 |
CAI Linfeng 蔡林峰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-16 |
LIU Boying 劉博英 | RE | 4 (Advising on Securities) | 2020-12-11 |
ZHANG Ting 張婷 | RE | 1 (Dealing in Securities) | 2020-12-09 |
XUE Jiao 薛姣 | RE | 4 (Advising on Securities) | 2020-12-09 |
TONG Chengdun 童成墩 | RE | 4 (Advising on Securities) | 2020-12-09 |
CHEN Cong 陳聰 | RE | 4 (Advising on Securities) | 2020-12-09 |
YUNG Muk Tsz 翁木子 | RE | 4 (Advising on Securities) | 2020-12-07 |
ZHANG Zongbao 张宗保 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-03 |
HU Weimin 胡为敏 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-03 |
CHIU Lon, Ronald 趙朗 | RE | 1 (Dealing in Securities) | 2020-12-03 |
BAI Guangxin 白广鑫 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-03 |
XIA Gaofeng 夏高鋒 | RE | 4 (Advising on Securities) | 2020-12-01 |
LI Mengyang 李夢暘 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-01 |
WANG Zinian 汪子年 | RE | 4 (Advising on Securities) | 2020-11-26 |
ZHAO Jiaqi 趙佳琦 | RE | 1 (Dealing in Securities) | 2020-11-25 |
LI Chen 李晨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-19 |
CHEN Weiqi 陳瑋齊 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-18 |
DING Jianxiong 丁健雄 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-18 |
SUN Xue 孫雪 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-16 |
WEI Ningning 韋宁宁 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-11 |
XI Mengmeng 奚萌萌 | RE | 4 (Advising on Securities) | 2020-11-09 |
HUA Lining 华力宁 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-09 |
LIU Boying 劉博英 | RE | 1 (Dealing in Securities) | 2020-11-05 |
XIA Gaofeng 夏高鋒 | RE | 1 (Dealing in Securities) | 2020-11-04 |
CHEN Mingzhao 陳明昭 | RE | 4 (Advising on Securities) | 2020-11-04 |
DU Ke 杜克 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-03 |
LIN Yuchen 林毓琛 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-30 |
YANG Chaozhong 楊朝中 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-29 |
CHEN Li 陈力 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-28 |
WANG Zinian 汪子年 | RE | 1 (Dealing in Securities) | 2020-10-27 |
YANG Junlin 楊均霖 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-22 |
JANG Jae Hee 張在喜 | RE | 1 (Dealing in Securities) | 2020-10-19 |
ENG Karen Jane 伍倚華 | RO | 1 (Dealing in Securities) | 2020-10-16 |
LI Tao 李陶 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-12 |
WEI Ziting 魏子婷 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-12 |
WU Caojian 吴操健 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-08 |
LI Zhongnan 李中楠 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-08 |
RONG Xiaolong 荣晓龍 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-30 |
PARK Edward | RO | 4 (Advising on Securities) | 2020-09-24 |
DONG Hang 董行 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-23 |
PU Ruihang 浦瑞航 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-23 |
WONG Lok Huai, Francis 黃樂懷 | RE | 4 (Advising on Securities) | 2020-09-23 |
GONG Hongyu 龔洪與 | RE | 4 (Advising on Securities) | 2020-09-18 |
SHEN Zhe 沈哲 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-18 |
SHI Guoping 石國平 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-18 |
YANG Zhenyi 楊臻怡 | RE | 4 (Advising on Securities) | 2020-09-14 |
LI Chunbo 李春波 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-09-11 |
ZHAO Tianwei 赵天委 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-09 |
SHIN Joo Kyung 申珠炅 | RE | 1 (Dealing in Securities) | 2020-09-08 |
SHEN Yiding 沈一丁 | RE | 1 (Dealing in Securities) | 2020-09-04 |
XU Chenming 许晨鸣 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-26 |
XIONG Dong 熊冬 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-26 |
FAN Haishuo 范海爍 | RO | 4 (Advising on Securities) | 2020-08-12 |
LIU Xin 劉欣 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-11 |
LI Zhongjie 李中杰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-11 |
YUAN Ye 袁也 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-03 |
LIN Xiaodong 林晓東 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-28 |
NOBLE Lance | RE | 4 (Advising on Securities) | 2020-07-27 |
LI Longfei 李龍飛 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-27 |
CHIN Lip Ting 陳立婷 | RE | 4 (Advising on Securities) | 2020-07-27 |
MA Bofei 马博飞 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-23 |
LIU Yicheng 劉亦誠 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-07-23 |
LIM Colin | RE | 1 (Dealing in Securities) | 2020-06-23 |
WANG Tianfang 王天放 | RE | 4 (Advising on Securities) | 2020-06-23 |
TIWARI Sudhir Kumar | RE | 1 (Dealing in Securities), 7 (Providing Automated Trading Services) | 2020-06-16 |
LAU Chung Yan, Joanne 劉頌恩 | RE | 4 (Advising on Securities) | 2020-06-05 |
ZHANG Ziyao 張子嶢 | RE | 1 (Dealing in Securities) | 2020-05-26 |
YOU Yang 尤揚 | RE | 4 (Advising on Securities) | 2020-05-26 |
WANG Tianfang 王天放 | RE | 1 (Dealing in Securities) | 2020-05-19 |
LEE Shon Kee, Kenneth 李崇基 | RE | 1 (Dealing in Securities) | 2020-04-06 |
LIN Tawei, Joseph 林達崴 | RE | 1 (Dealing in Securities) | 2020-03-30 |
XU Zhiwei 徐志偉 | RE | 1 (Dealing in Securities) | 2020-03-26 |
WANG Jingyuan 王景遠 | RE | 1 (Dealing in Securities) | 2020-03-25 |
PARK Soo Bin | RE | 4 (Advising on Securities) | 2020-03-23 |
RO Soong Chu | RE | 4 (Advising on Securities) | 2020-03-04 |
CHIU Ngai Han 焦藝嫻 | RE | 4 (Advising on Securities) | 2020-02-28 |
WON Sang Hoon 元相勳 | RE | 1 (Dealing in Securities) | 2020-02-20 |
WAT Pui Lam 屈沛霖 | RE | 1 (Dealing in Securities) | 2020-02-12 |
HOPKINS Maxwell Ayers | RE | 4 (Advising on Securities) | 2020-01-29 |
HU Baifeng 胡柏風 | RO | 1 (Dealing in Securities) | 2020-01-08 |
SHEN Yue 沈越 | RO | 1 (Dealing in Securities) | 2020-01-06 |
KWOK Sin Hung 郭倩紅 | RE | 4 (Advising on Securities) | 2019-12-24 |
CHENG Xinlong 成欣龙 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-12-11 |
BARDEN Jonathan Robert | RE | 4 (Advising on Securities) | 2019-12-10 |
YUEN Sze Wing, Esther 袁詩穎 | RE | 1 (Dealing in Securities) | 2019-11-29 |
HUANG Tiandang 黃天蕩 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-11-15 |
XU Fanfei 許凡非 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-11-01 |
LEUNG Hiu Yi 梁曉怡 | RE | 4 (Advising on Securities) | 2019-10-31 |
YUNG Chi Yeung 容志揚 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-10-29 |
TOTLA Vaibhav Vishnudas | RE | 1 (Dealing in Securities) | 2019-10-28 |
KAUFMANN Kai | RE | 1 (Dealing in Securities) | 2019-10-18 |
HOU Ming-Hsiao 侯明孝 | RE | 4 (Advising on Securities) | 2019-10-15 |
TING Ka Shun 丁嘉淳 | RE | 4 (Advising on Securities) | 2019-10-14 |
CHEUNG Danny Tsz Chung 張子聰 | RE | 1 (Dealing in Securities) | 2019-09-17 |
YIP Damon Manchun | RE | 1 (Dealing in Securities) | 2019-09-06 |
CHAN Cheuk Wing, Andy 陳焯榮 | RE | 1 (Dealing in Securities) | 2019-09-03 |
LEUNG Hiu Yi 梁曉怡 | RE | 1 (Dealing in Securities) | 2019-09-02 |
GALLIGAN Jonathan Philip | RO | 4 (Advising on Securities) | 2019-09-02 |
JIA Wei 賈暐 | RE | 1 (Dealing in Securities) | 2019-08-28 |
COCHRAN Shaun Donald | RO | 4 (Advising on Securities) | 2019-08-21 |
ZHANG Youjun 張佑君 | RO | 1 (Dealing in Securities) | 2019-08-20 |
FU Yuen Yeh 傅元冶 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-08-19 |
YU Yang 于楊 | RO | 4 (Advising on Securities) | 2019-08-19 |
LIU Yewei 劉業偉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-08-09 |
FENG Shu 冯书 | RE | 1 (Dealing in Securities) | 2019-08-07 |
REN Anthony W | RE | 4 (Advising on Securities) | 2019-07-31 |
HAN Siyu 韓思雨 | RE | 4 (Advising on Securities) | 2019-07-23 |
GAO Song 高松 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-07-22 |
WONG Wing Sze 黃詠詩 | RO | 7 (Providing Automated Trading Services) | 2019-07-18 |
WONG Chi Ming 黃智明 | RE | 4 (Advising on Securities) | 2019-07-11 |
MCCULLOCH Cale O'Yeah | RE | 1 (Dealing in Securities) | 2019-07-08 |
WANG Mengting 王梦婷 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-07-05 |
CHIA Su Ying 謝舒莹 | RE | 1 (Dealing in Securities) | 2019-07-05 |
KIM Young Rin | RE | 4 (Advising on Securities) | 2019-07-03 |
XIANG Difei 相迪菲 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-07-03 |
LIU Yikai 劉奕愷 | RE | 4 (Advising on Securities) | 2019-06-28 |
YUAN Ransi 袁然思 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-06-05 |
KHONGRUNGPHAKORN Supattra | RE | 1 (Dealing in Securities) | 2019-05-29 |
KE Zicong 柯子聰 | RE | 4 (Advising on Securities) | 2019-05-28 |
CHAN Ying Kwan 陳盈君 | RE | 4 (Advising on Securities) | 2019-05-20 |
LA FABER Sean Michael | RE | 1 (Dealing in Securities) | 2019-05-16 |
LIM Kit Yng | RE | 1 (Dealing in Securities) | 2019-05-16 |
AMER HAMZAH Farahnaz Ireena Binti | RE | 1 (Dealing in Securities) | 2019-05-16 |
PARK Edward | RO | 7 (Providing Automated Trading Services) | 2019-04-24 |
XIAO Kaidi 肖愷弟 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-23 |
WONK-URAI Weerapat | RE | 4 (Advising on Securities) | 2019-04-17 |
TJIA Novita | RE | 1 (Dealing in Securities) | 2019-04-10 |
ASVATHITANONTA Kamolwan | RE | 1 (Dealing in Securities) | 2019-03-29 |
WIBOWO Matthew | RE | 1 (Dealing in Securities) | 2019-03-27 |
SWARBRICK Andrew Jeremy | RE | 1 (Dealing in Securities) | 2019-03-18 |
MADDOCK Warwick Curtis Lee | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-03-15 |
MARDJUKI Jonathan Steven | RE | 4 (Advising on Securities) | 2019-03-13 |
LONGO Anthony | RE | 4 (Advising on Securities) | 2019-03-11 |
TRISNO Merlissa Paramitha | RE | 4 (Advising on Securities) | 2019-03-07 |
TAN Lucas Adnan Soen Hwat | RE | 1 (Dealing in Securities) | 2019-02-25 |
CHOONG Loke Hung | RE | 4 (Advising on Securities) | 2019-02-13 |
WINOTO Yusuf Ade | RE | 4 (Advising on Securities) | 2019-02-13 |
DINCER Ty | RE | 1 (Dealing in Securities) | 2019-02-08 |
WANG Yushen 王雨申 | RE | 4 (Advising on Securities) | 2019-01-14 |
BARWICK Richard John | RE | 4 (Advising on Securities) | 2018-12-24 |
FOO Wen Yun | RE | 1 (Dealing in Securities) | 2018-12-10 |
THEODORUS Billy | RE | 1 (Dealing in Securities) | 2018-12-10 |
TOKUMURA Kazue | RE | 4 (Advising on Securities) | 2018-11-30 |
OLDFIELD Alexander Toby | RE | 1 (Dealing in Securities) | 2018-11-27 |
NOGRALES Marseille Navarro | RE | 1 (Dealing in Securities) | 2018-11-19 |
HWANG Kyung Hyun | RE | 1 (Dealing in Securities) | 2018-11-12 |
YUNG Chun Woon, Louis 翁進煥 | RO | 1 (Dealing in Securities) | 2018-10-23 |
LAM Steve Kwok Leung 林國樑 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-10-04 |
WANG Xuan 王瑄 | RE | 1 (Dealing in Securities) | 2018-09-12 |
LIM Sue Lin | RE | 4 (Advising on Securities) | 2018-09-06 |
KIM Warren Ho-Joong | RE | 1 (Dealing in Securities) | 2018-09-05 |
WANG Xiance 王宪策 | RE | 4 (Advising on Securities) | 2018-09-03 |
KONG Nien Sian | RE | 4 (Advising on Securities) | 2018-08-24 |
LI Heung 李响 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-08-15 |
CHAN Yick Kei 陳奕祺 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-07-25 |
LIU Hiu Lau 廖曉柳 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-07-23 |
ZHUANG Yiyang 庄亦洋 | RE | 4 (Advising on Securities) | 2018-07-05 |
CHEN Yali 陳雅俐 | RE | 4 (Advising on Securities) | 2018-07-05 |
HUI Ka Lok, Carl 許嘉諾 | RE | 4 (Advising on Securities) | 2018-07-03 |
ZHUANG Yiyang 庄亦洋 | RE | 1 (Dealing in Securities) | 2018-06-27 |
HUI Bosco Tien Ruey 許天瑞 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-06-27 |
LAM Pak Fung 林柏鋒 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-06-27 |
WEN Zhongjie 文仲杰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-06-25 |
WANG Gan 王干 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-06-21 |
CHEUNG Kai Ming 張啟銘 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-06-21 |
TSE Yan Kei 謝欣冀 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-06-21 |
LIN David Ping 林平 | RE | 1 (Dealing in Securities) | 2018-06-15 |
JIANG Yi 蔣藝 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-06-04 |
LEE Ching Man 李正文 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-06-04 |
HUANG Zihang 黃子航 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-28 |
ZHAO Long 趙龍 | RE | 4 (Advising on Securities) | 2018-05-23 |
YAO Xinjian 姚欣健 | RE | 4 (Advising on Securities) | 2018-05-21 |
YAO Xinjian 姚欣健 | RE | 1 (Dealing in Securities) | 2018-05-11 |
HE Hao 何浩 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-02 |
ZHOU Minlu 周敏鷺 | RE | 4 (Advising on Securities) | 2018-04-19 |
ZHAO Long 趙龍 | RE | 1 (Dealing in Securities) | 2018-04-17 |
WANG Wei 王為 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-04-17 |
ZENG Zhuo 曾卓 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-03-05 |
NURYANTI Yuyun Aisyah | RE | 1 (Dealing in Securities) | 2018-03-01 |
FISCHER Richard Eric Marshall | RE | 1 (Dealing in Securities) | 2018-03-01 |
LI Hang 李航 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-02-23 |
TSOI Geoffrey Wai Yip 蔡偉業 | RE | 1 (Dealing in Securities) | 2018-02-14 |
WANG Xinyi 王心怡 | RE | 4 (Advising on Securities) | 2018-02-09 |
BURNS John Patrick | RE | 1 (Dealing in Securities) | 2018-02-06 |
MCMURTRAY Nathan Noel | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-02-02 |
MA Sirui 馬思睿 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-01-22 |
CHAN Chun Hei 陳俊曦 | RE | 4 (Advising on Securities) | 2018-01-15 |
PARK Edward | RO | 1 (Dealing in Securities) | 2018-01-12 |
YU Yang 于楊 | RO | 1 (Dealing in Securities) | 2018-01-10 |
TOMISAWA Shotaro | RE | 1 (Dealing in Securities) | 2018-01-02 |
LO Chi Yin, Patrick 盧至言 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-12-07 |
KAMAI Takeo | RE | 1 (Dealing in Securities) | 2017-12-07 |
SHAH Chirag Chandrakant | RE | 4 (Advising on Securities) | 2017-12-07 |
NG Chung Kwong 吳松光 | RE | 1 (Dealing in Securities) | 2017-12-07 |
CHONG Yeu Liong | RE | 1 (Dealing in Securities) | 2017-11-20 |
WONG Wing Sze 黃詠詩 | RO | 1 (Dealing in Securities) | 2017-11-20 |
KIYOZUKA Megumi | RE | 1 (Dealing in Securities) | 2017-11-13 |
CHAN Chi Chuen 陳志銓 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-11-06 |
KUWAKI Shota | RE | 1 (Dealing in Securities) | 2017-10-31 |
PARK Carol Lee | RE | 1 (Dealing in Securities) | 2017-10-31 |
MIN Peter Jae Sun | RE | 1 (Dealing in Securities) | 2017-10-31 |
TOH Kah Yong, Jeremy 卓家揚 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-10-20 |
PARK Gregory | RE | 1 (Dealing in Securities) | 2017-10-11 |
LI On Ki 李安琪 | RE | 1 (Dealing in Securities) | 2017-10-11 |
YE Peilin 叶佩琳 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-10-04 |
ZHAO Geoffrey Li 趙力 | RO | 1 (Dealing in Securities) | 2017-09-27 |
ZHONG Wei 鍾威 | RE | 1 (Dealing in Securities) | 2017-09-25 |
RAMOS Joyce Anne Jose | RE | 4 (Advising on Securities) | 2017-09-20 |
CHEN Weiwei 陳衛煒 | RE | 1 (Dealing in Securities) | 2017-09-20 |
HO Kam Kai 何錦佳 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-09-12 |
DALAL Alok Mukul | RE | 4 (Advising on Securities) | 2017-09-12 |
IP Man Ka 葉文嘉 | RE | 4 (Advising on Securities) | 2017-09-08 |
SIBAL Maria Elisa Andrea Pamandanan | RE | 1 (Dealing in Securities) | 2017-09-07 |
DY Andre Mikael Lu | RE | 1 (Dealing in Securities) | 2017-09-07 |
ESPINO Marc Christopher Jison | RE | 4 (Advising on Securities) | 2017-08-31 |
FAJARDO Bennette Edward John | RE | 4 (Advising on Securities) | 2017-08-15 |
TAM Ho Yin, Jude 譚顥賢 | RE | 1 (Dealing in Securities) | 2017-08-04 |
NODA Hideo | RE | 4 (Advising on Securities) | 2017-06-22 |
LI Ran 李然 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-06-02 |
KANEVSKY Eugene | RO | 1 (Dealing in Securities) | 2017-05-16 |
ZHU Feifei 朱霏霏 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-04-21 |
LEUNG Yvonne Tsang Yin 梁政欣 | RE | 1 (Dealing in Securities) | 2017-03-21 |
FONTANILLA Jose-Paolo Cuyegkeng | RE | 4 (Advising on Securities) | 2017-02-13 |
LAU Tin Pui 劉天珮 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-11-15 |
HALLAM Nicholas | RE | 1 (Dealing in Securities) | 2016-11-03 |
NG Kai Him 吳啟謙 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-10-28 |
KATO Jun | RE | 4 (Advising on Securities) | 2016-09-21 |
PAREKH Bharat Nalinkant | RE | 4 (Advising on Securities) | 2016-09-01 |
WANG Xiao 王瀟 | RO | 1 (Dealing in Securities) | 2016-08-05 |
PANG Lei Kan 彭麗勤 | RE | 1 (Dealing in Securities) | 2016-07-20 |
LOW Horng Han | RE | 4 (Advising on Securities) | 2016-07-08 |
HUANG Cunchen 黃存晨 | RE | 4 (Advising on Securities) | 2016-06-20 |
REDBOURN James Robert | RE | 1 (Dealing in Securities) | 2016-03-16 |
CHIU Sze Lai 趙施麗 | RE | 1 (Dealing in Securities) | 2015-12-21 |
SO King Pui 蘇敬培 | RE | 4 (Advising on Securities) | 2015-12-14 |
SHARMA Rohit | RE | 1 (Dealing in Securities) | 2015-12-08 |
NA Mufu 那木夫 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-10-19 |
WU Sitao 吳思燾 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-08-03 |
ZHANG Yuanning 張遠寧 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-07-30 |
KIANG Jeffrey Ming Jie 江明傑 | RE | 4 (Advising on Securities) | 2015-07-23 |
LEE Wai Kit Patrick 李煒傑 | RE | 1 (Dealing in Securities) | 2015-07-16 |
LIU Tong 劉彤 | RE | 4 (Advising on Securities) | 2015-07-08 |
HE Haotian 何昊天 | RE | 1 (Dealing in Securities) | 2015-06-01 |
ZHANG Jie 章婕 | RE | 1 (Dealing in Securities) | 2015-06-01 |
TANG Zhongzhi 唐中植 | RE | 1 (Dealing in Securities) | 2015-05-19 |
CHAN Wai Hung, Edmund 陳偉雄 | RO | 1 (Dealing in Securities) | 2015-04-30 |
ZHOU Zuyu 周祖禹 | RE | 1 (Dealing in Securities) | 2015-04-24 |
BAZZONI Federico | RE | 1 (Dealing in Securities) | 2015-04-23 |
CHEUNG Ho Ming 張可明 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-01-21 |
LEOW Siok Ling 廖淑玲 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-01-16 |
SIN Ka Yiu 冼嘉耀 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-01-06 |
LEACH Francis Hugh Magnus | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-01-06 |
LEE Bing Cai Ryan 李秉財 | RE | 1 (Dealing in Securities) | 2014-09-08 |
LEVINE Robert Peter | RO | 1 (Dealing in Securities) | 2014-09-01 |
KANEVSKY Eugene | RO | 7 (Providing Automated Trading Services) | 2014-08-13 |
CHEUK Siu Bun, Alexander 卓兆斌 | RO | 1 (Dealing in Securities) | 2014-07-30 |
LAU Ka Yeung 劉嘉陽 | RE | 4 (Advising on Securities) | 2014-05-08 |
TAN Jessica Margarida 陳曉彤 | RE | 1 (Dealing in Securities) | 2014-04-28 |
TANG Weiguo 唐維國 | RE | 1 (Dealing in Securities) | 2014-02-10 |
TECHAPOSAI Suchart | RE | 4 (Advising on Securities) | 2014-01-24 |
LEE Kam Chiu 李錦超 | RE | 4 (Advising on Securities) | 2013-10-02 |
SHIN Dong-Wook | RE | 1 (Dealing in Securities) | 2013-09-18 |
SHIN Yoon Sik | RE | 4 (Advising on Securities) | 2013-09-16 |
GOLDIE Benjamin James | RE | 1 (Dealing in Securities) | 2013-09-09 |
DEFIBAUGH Jay Loren | RE | 4 (Advising on Securities) | 2013-09-02 |
AGARWAL Anurag | RE | 4 (Advising on Securities) | 2013-08-19 |
LAI Norman 黎樂仁 | RE | 1 (Dealing in Securities) | 2013-05-24 |
LESMINA Sarina | RE | 4 (Advising on Securities) | 2012-12-31 |
WONG Yew Kiang | RE | 4 (Advising on Securities) | 2012-12-31 |
CHUNG Yong Ho | RE | 4 (Advising on Securities) | 2012-12-31 |
PHUTELA Shantnu | RE | 4 (Advising on Securities) | 2012-12-31 |
PANPIEMRAS Soraphob | RE | 4 (Advising on Securities) | 2012-12-31 |
MUSTON Nigel Peter | RE | 4 (Advising on Securities) | 2012-12-24 |
MATTHEW Oliver James Gray | RE | 4 (Advising on Securities) | 2012-12-24 |
PAULSEN Morten | RE | 4 (Advising on Securities) | 2012-12-17 |
LEUNG Heung Yik 梁向奕 | RE | 4 (Advising on Securities) | 2012-12-10 |
YUSUI (BOURLET) Edward Kai | RE | 4 (Advising on Securities) | 2012-12-03 |
RICHTER Christopher John | RE | 4 (Advising on Securities) | 2012-12-03 |
CHATURVEDI Deepti | RE | 4 (Advising on Securities) | 2012-12-03 |
GARG Amit | RE | 4 (Advising on Securities) | 2012-11-01 |
DY Alfred Olmedo | RE | 4 (Advising on Securities) | 2012-11-01 |
TAN Gee Meng | RE | 1 (Dealing in Securities) | 2012-09-11 |
SMITH Nicholas David Paul | RE | 4 (Advising on Securities) | 2012-09-06 |
JAIN Vikash Kumar | RE | 4 (Advising on Securities) | 2012-07-16 |
WONG King Wai, Gilbert 黃景威 | RE | 1 (Dealing in Securities) | 2011-09-15 |
LIM Hsu An | RE | 1 (Dealing in Securities) | 2011-09-09 |
CITAKU Shpendi Norman | RE | 1 (Dealing in Securities) | 2011-08-31 |
WONG Peter Pui To 黃沛濤 | RE | 1 (Dealing in Securities) | 2011-08-10 |
TSANG Tsz Mei 曾紫微 | RE | 1 (Dealing in Securities) | 2011-07-04 |
PARK Sang Eun | RE | 1 (Dealing in Securities) | 2011-02-14 |
SHEK Po Wan, Winnie 石寶雲 | RE | 1 (Dealing in Securities) | 2011-01-03 |
LEE Yuna | RE | 1 (Dealing in Securities) | 2010-09-09 |
MEHTA Viraf Dinshaw | RE | 1 (Dealing in Securities) | 2010-09-03 |
LAO Ruby Margaret Tan | RE | 1 (Dealing in Securities) | 2010-05-03 |
KIM Jongmin | RE | 1 (Dealing in Securities) | 2010-04-08 |
FROST Michael | RE | 1 (Dealing in Securities) | 2010-03-23 |
TAVEERATANASILP Nuntana | RE | 1 (Dealing in Securities) | 2010-03-08 |
BISWAS Swagatam | RE | 1 (Dealing in Securities) | 2009-09-17 |
OEN Daniel Thian Liong | RE | 1 (Dealing in Securities) | 2009-09-17 |
SOMANI Anirudh | RE | 1 (Dealing in Securities) | 2009-09-17 |
KAMATH Sujay Anthony Derrick | RE | 1 (Dealing in Securities) | 2009-09-17 |
CHONG Yu, Carmen 莊瑜 | RE | 1 (Dealing in Securities) | 2009-05-13 |
BALANCO Laurence | RE | 4 (Advising on Securities) | 2009-02-16 |
JAIN Sonal | RE | 1 (Dealing in Securities) | 2008-09-22 |
YIP Cheng Kwok 葉振國 | RE | 1 (Dealing in Securities) | 2007-11-28 |
JAEGER Christian John | RE | 1 (Dealing in Securities) | 2007-07-03 |
DE DIOS Maria Martha Araullo | RE | 1 (Dealing in Securities) | 2007-06-25 |
WANG Yinan 王軼楠 | RE | 1 (Dealing in Securities) | 2007-04-10 |
GAN Tanya Li Phing | RE | 1 (Dealing in Securities) | 2007-02-21 |
WIJAYA Annie | RE | 1 (Dealing in Securities) | 2006-05-29 |
DEL PAPA Massimiliano | RE | 1 (Dealing in Securities) | 2006-02-20 |
ZIEGLER Richard Paul | RE | 1 (Dealing in Securities) | 2005-11-29 |
FISHWICK Eric James | RE | 4 (Advising on Securities) | 2003-04-01 |
ONG So Po, Polly 王素寶 | RE | 1 (Dealing in Securities) | 2003-04-01 |