SFC Licences of KWAN Chi Keung 關志強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cepa Alliance Securities Limited 世博證券有限公司 RO 4 23 August 2012
Cepa Alliance Securities Limited 世博證券有限公司 RO 1 18 May 2005
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 25 April 2005 18 May 2005
Shun Heng Securities Limited 信亨証券有限公司 RO 1 01 April 2003 22 April 2005
Shun Heng Securities Limited 信亨証券有限公司 RO 9 01 April 2003 19 January 2005
Shun Heng Securities Limited 信亨証券有限公司 RO 6 01 April 2003 19 January 2005
Shun Heng Securities Limited 信亨証券有限公司 RO 4 01 April 2003 19 January 2005