SFC Licences of KWAN Chi Keung 關志強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cepa Alliance Securities Limited 世博證券有限公司 | RO | 4 | 23 August 2012 | |
Cepa Alliance Securities Limited 世博證券有限公司 | RO | 1 | 18 May 2005 | |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 25 April 2005 | 18 May 2005 |
Shun Heng Securities Limited 信亨証券有限公司 | RO | 1 | 01 April 2003 | 22 April 2005 |
Shun Heng Securities Limited 信亨証券有限公司 | RO | 9 | 01 April 2003 | 19 January 2005 |
Shun Heng Securities Limited 信亨証券有限公司 | RO | 6 | 01 April 2003 | 19 January 2005 |
Shun Heng Securities Limited 信亨証券有限公司 | RO | 4 | 01 April 2003 | 19 January 2005 |