SFC Licences of CHUNG Pui Kee, Thomas 鍾沛祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianda Securities Limited 天大証券有限公司 RE 1 21 December 2011 01 January 2014
Target Capital Management Limited 泰達資產管理有限公司 RE 4 20 May 2011 13 December 2011
Target Capital Management Limited 泰達資產管理有限公司 RE 1 20 May 2011 13 December 2011
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 19 August 2008 30 September 2010
Zhongrong PT Securities Limited 中融平和證券有限公司 RE 1 10 November 2006 31 March 2008
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 05 March 2004 02 November 2006