SFC Licences of CHUNG Pui Kee, Thomas 鍾沛祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tianda Securities Limited 天大証券有限公司 | RE | 1 | 21 December 2011 | 01 January 2014 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 20 May 2011 | 13 December 2011 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 20 May 2011 | 13 December 2011 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 19 August 2008 | 30 September 2010 |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 10 November 2006 | 31 March 2008 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 05 March 2004 | 02 November 2006 |