SFC Licences of LEE Yiu Sun 李耀新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinofortune Asset Management Limited 華億資產管理有限公司 RE 9 16 December 2015
Sinofortune Securities Limited 華億證券有限公司 RE 4 16 December 2015
Sinofortune Securities Limited 華億證券有限公司 RE 2 16 December 2015
Sinofortune Securities Limited 華億證券有限公司 RE 1 16 December 2015
Sinofortune Financial Capital Limited 華億金融融資有限公司 RE 6 16 December 2015
Sinofortune Securities Limited 華億證券有限公司 RO 2 03 February 2012 16 December 2015
Sinofortune Asset Management Limited 華億資產管理有限公司 RO 9 20 May 2010 16 December 2015
GT Asset Management Limited 國際金融社資產管理有限公司 RO 9 07 December 2006 11 July 2008
GT Asset Management Limited 國際金融社資產管理有限公司 RO 4 07 December 2006 11 July 2008
Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司 RO 9 30 November 2005 11 July 2008
Sinofortune Financial Capital Limited 華億金融融資有限公司 RO 6 01 April 2003 16 December 2015
Sinofortune Securities Limited 華億證券有限公司 RO 4 01 April 2003 16 December 2015
Sinofortune Securities Limited 華億證券有限公司 RO 1 01 April 2003 16 December 2015
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 2 01 April 2003 31 March 2010
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 5 01 April 2003 31 March 2010
Sinofortune Securities Limited 華億證券有限公司 RO 7 01 April 2003 29 August 2003
Sinofortune Securities Limited 華億證券有限公司 RO 6 01 April 2003 29 August 2003
First China Technology Limited RO 4 01 April 2003 30 July 2003