SFC Licences of LI Kam Fai, Jimmy 李錦輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 9 | 08 December 2023 | |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 9 | 22 May 2023 | 08 December 2023 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 4 | 05 December 2022 | |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 1 | 05 December 2022 | |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 12 October 2022 | 05 December 2022 |
Riches Depot Securities Co., Limited 聚富證券有限公司 | RO | 1 | 30 May 2014 | 18 August 2022 |
Anli Securities Limited 安里證券有限公司 | RO | 1 | 01 April 2003 | 27 December 2013 |
Anli Securities Limited 安里證券有限公司 | RO | 4 | 01 April 2003 | 06 December 2004 |
Anli Securities Limited 安里證券有限公司 | RO | 6 | 01 April 2003 | 06 December 2004 |
Anli Securities Limited 安里證券有限公司 | RO | 9 | 01 April 2003 | 06 December 2004 |