SFC Licences of HO Ho Kei, Diamond 何浩基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 19 January 2009 04 December 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 10 June 2021
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 10 June 2021
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 01 April 2003 10 June 2021
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003