SFC Licences of ORMEROD Graham Stuart 鄂瑞漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 20 May 2004 | 10 July 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 20 May 2004 | 01 November 2006 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 05 March 2004 | 01 November 2006 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 17 February 2004 | 10 July 2009 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 01 April 2003 | 05 February 2004 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 01 April 2003 | 30 July 2003 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 9 | 01 April 2003 | 30 July 2003 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 01 April 2003 | 30 July 2003 |