SFC Licences of ORMEROD Graham Stuart 鄂瑞漢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 6 20 May 2004 10 July 2009
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 6 20 May 2004 01 November 2006
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 05 March 2004 01 November 2006
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 1 17 February 2004 10 July 2009
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 01 April 2003 05 February 2004
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 01 April 2003 30 July 2003
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 01 April 2003 30 July 2003
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 9 01 April 2003 30 July 2003