SFC Licences of DA ROSA Jose Augusto Maria

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rosa Securities Limited 羅沙證券有限公司 RO 1 01 April 2003 19 December 2022
Rosa Securities Limited 羅沙證券有限公司 RO 4 01 April 2003 11 August 2003
Rosa Securities Limited 羅沙證券有限公司 RO 6 01 April 2003 11 August 2003
Rosa Securities Limited 羅沙證券有限公司 RO 7 01 April 2003 11 August 2003
Rosa Securities Limited 羅沙證券有限公司 RO 9 01 April 2003 11 August 2003