SFC Licenceholders of Rosa Securities Limited 羅沙證券有限公司
- hkdavid68@gmail.com
- Website
- www.rosa.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Albert Ting Fun 陳廷勳 | RE | 1 | 10 May 2006 | 03 April 2013 |
| CHAN Chak Fai 陳澤輝 | RE | 1 | 21 June 2004 | 24 August 2004 |
| CHAN Kin Tong 陳健棠 | RE | 1 | 01 April 2003 | 30 November 2009 |
| CHAN Kin Tong 陳健棠 | RE | 9 | 01 April 2003 | 02 August 2003 |
| CHAN Kin Tong 陳健棠 | RE | 7 | 01 April 2003 | 02 August 2003 |
| CHAN Kin Tong 陳健棠 | RE | 6 | 01 April 2003 | 02 August 2003 |
| CHAN Kin Tong 陳健棠 | RE | 4 | 01 April 2003 | 02 August 2003 |
| CHAN Tai Yue 陳大譽 | RE | 1 | 01 April 2003 | 16 August 2023 |
| CHAN Tai Yue 陳大譽 | RE | 4 | 01 April 2003 | 11 August 2003 |
| CHAN Tai Yue 陳大譽 | RE | 6 | 01 April 2003 | 11 August 2003 |
| CHAN Tai Yue 陳大譽 | RE | 7 | 01 April 2003 | 11 August 2003 |
| CHAN Tai Yue 陳大譽 | RE | 9 | 01 April 2003 | 11 August 2003 |
| CHAU Chiu Kai 周昭佳 | RE | 6 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Kai 周昭佳 | RE | 7 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Kai 周昭佳 | RE | 1 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Kai 周昭佳 | RE | 9 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Kai 周昭佳 | RE | 4 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Yin 周昭賢 | RE | 1 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Yin 周昭賢 | RE | 9 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Yin 周昭賢 | RE | 7 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Yin 周昭賢 | RE | 6 | 01 April 2003 | 30 July 2003 |
| CHAU Chiu Yin 周昭賢 | RE | 4 | 01 April 2003 | 30 July 2003 |
| CHAU Lai Ming 周麗明 | RE | 9 | 01 April 2003 | 11 April 2003 |
| CHAU Lai Ming 周麗明 | RE | 6 | 01 April 2003 | 11 April 2003 |
| CHAU Lai Ming 周麗明 | RE | 4 | 01 April 2003 | 11 April 2003 |
| CHAU Lai Ming 周麗明 | RE | 7 | 01 April 2003 | 11 April 2003 |
| CHAU Lai Ming 周麗明 | RE | 1 | 01 April 2003 | 11 April 2003 |
| CHENG Chan Kin Louis 鄭燦乾 | RE | 7 | 01 April 2003 | 11 April 2003 |
| CHENG Chan Kin Louis 鄭燦乾 | RE | 9 | 01 April 2003 | 11 April 2003 |
| CHENG Chan Kin Louis 鄭燦乾 | RE | 6 | 01 April 2003 | 11 April 2003 |
| CHENG Chan Kin Louis 鄭燦乾 | RE | 4 | 01 April 2003 | 11 April 2003 |
| CHENG Chan Kin Louis 鄭燦乾 | RE | 1 | 01 April 2003 | 11 April 2003 |
| DA ROSA David Augusto | RO | 1 | 01 April 2003 | 16 August 2023 |
| DA ROSA David Augusto | RO | 9 | 01 April 2003 | 22 November 2004 |
| DA ROSA David Augusto | RO | 7 | 01 April 2003 | 22 November 2004 |
| DA ROSA David Augusto | RO | 6 | 01 April 2003 | 22 November 2004 |
| DA ROSA David Augusto | RO | 4 | 01 April 2003 | 22 November 2004 |
| DA ROSA Jose Augusto Maria | RO | 1 | 01 April 2003 | 19 December 2022 |
| DA ROSA Jose Augusto Maria | RO | 9 | 01 April 2003 | 11 August 2003 |
| DA ROSA Jose Augusto Maria | RO | 7 | 01 April 2003 | 11 August 2003 |
| DA ROSA Jose Augusto Maria | RO | 6 | 01 April 2003 | 11 August 2003 |
| DA ROSA Jose Augusto Maria | RO | 4 | 01 April 2003 | 11 August 2003 |
| DA ROSA Rosa Fatima Pereira | RO | 1 | 01 April 2003 | 16 August 2023 |
| DA ROSA Rosa Fatima Pereira | RO | 9 | 01 April 2003 | 22 November 2004 |
| DA ROSA Rosa Fatima Pereira | RO | 4 | 01 April 2003 | 22 November 2004 |
| DA ROSA Rosa Fatima Pereira | RO | 6 | 01 April 2003 | 22 November 2004 |
| DA ROSA Rosa Fatima Pereira | RO | 7 | 01 April 2003 | 22 November 2004 |
| DOO Sai Fong 杜細芳 | RE | 1 | 01 April 2003 | 03 August 2004 |
| DOO Sai Fong 杜細芳 | RE | 6 | 01 April 2003 | 06 August 2003 |
| DOO Sai Fong 杜細芳 | RE | 7 | 01 April 2003 | 06 August 2003 |
| DOO Sai Fong 杜細芳 | RE | 9 | 01 April 2003 | 06 August 2003 |
| DOO Sai Fong 杜細芳 | RE | 4 | 01 April 2003 | 06 August 2003 |
| HUI Heung Fai 許向輝 | RE | 1 | 21 April 2008 | 29 April 2010 |
| HUI Tin Kay 許天奇 | RE | 9 | 01 April 2003 | 09 January 2004 |
| HUI Tin Kay 許天奇 | RE | 7 | 01 April 2003 | 09 January 2004 |
| HUI Tin Kay 許天奇 | RE | 6 | 01 April 2003 | 09 January 2004 |
| HUI Tin Kay 許天奇 | RE | 4 | 01 April 2003 | 09 January 2004 |
| HUI Tin Kay 許天奇 | RE | 1 | 01 April 2003 | 09 January 2004 |
| LAI Chun Wa 黎俊華 | RE | 1 | 18 January 2007 | 23 May 2007 |
| LAM Chi Yuen 林志遠 | RE | 1 | 14 March 2005 | 31 December 2006 |
| LEUNG Wai Chung 梁偉忠 | RE | 1 | 11 March 2011 | 28 February 2014 |
| NG Wai Ping, Corlia 吳惠萍 | RE | 1 | 11 February 2009 | 16 August 2023 |
| ROSA Joao Augusto Maria | RE | 9 | 01 April 2003 | 08 August 2003 |
| ROSA Joao Augusto Maria | RE | 7 | 01 April 2003 | 08 August 2003 |
| ROSA Joao Augusto Maria | RE | 4 | 01 April 2003 | 08 August 2003 |
| ROSA Joao Augusto Maria | RE | 6 | 01 April 2003 | 08 August 2003 |
| ROSA Joao Augusto Maria | RE | 1 | 01 April 2003 | 08 August 2003 |
| SIN Yuk Tung 單旭東 | RE | 1 | 02 January 2008 | 03 February 2011 |
| SUN Po Yee 孫寶儀 | RE | 9 | 01 April 2003 | 24 October 2003 |
| SUN Po Yee 孫寶儀 | RE | 6 | 01 April 2003 | 24 October 2003 |
| SUN Po Yee 孫寶儀 | RE | 4 | 01 April 2003 | 24 October 2003 |
| SUN Po Yee 孫寶儀 | RE | 1 | 01 April 2003 | 24 October 2003 |
| SUN Po Yee 孫寶儀 | RE | 7 | 01 April 2003 | 24 October 2003 |
| YAN Chung Hau, Tommy 甄仲厚 | RE | 1 | 01 August 2007 | 28 March 2008 |