SFC Licences of MOK Wan Yu, Philip 莫韻餘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hexa Asset Management Limited 凱盛資產管理有限公司 RO 9 02 June 2015 30 September 2023
Hexa Asset Management Limited 凱盛資產管理有限公司 RO 4 02 June 2015 30 September 2023
HSBC Global Asset Management (Hong Kong) Limited RO 5 08 March 2012 28 February 2015
HSBC Investment Funds (Hong Kong) Limited RO 5 02 June 2011 28 February 2015
HSBC Global Asset Management Holdings (Bahamas) Limited RO 5 02 June 2011 28 February 2015
Halbis Capital Management (Hong Kong) Limited RO 5 02 June 2011 31 December 2011
HSBC Global Asset Management (Hong Kong) Limited RO 9 28 October 2010 28 February 2015
HSBC Global Asset Management (Hong Kong) Limited RO 4 28 October 2010 28 February 2015
HSBC Global Asset Management (Hong Kong) Limited RO 1 28 June 2010 28 February 2015
HSBC Global Asset Management (Hong Kong) Limited RE 5 28 June 2010 08 March 2012
Halbis Capital Management (Hong Kong) Limited RO 9 09 March 2007 31 December 2011
Halbis Capital Management (Hong Kong) Limited RO 4 23 January 2006 31 December 2011
Halbis Capital Management (Hong Kong) Limited RO 1 23 January 2006 31 December 2011
Halbis Capital Management (Hong Kong) Limited RE 5 23 January 2006 02 June 2011
Halbis Capital Management (Hong Kong) Limited RE 9 15 July 2005 09 March 2007
Halbis Capital Management (Hong Kong) Limited RE 4 15 July 2005 23 January 2006
HSBC Global Asset Management (Hong Kong) Limited RE 9 06 May 2003 28 October 2010
HSBC Global Asset Management (Hong Kong) Limited RE 4 06 May 2003 28 October 2010