SFC Licenceholders of HSBC Global Asset Management Holdings (Bahamas) Limited
- amhklicensing@hsbc.com.hk
- Website
- www.assetmanagement.hsbc.com/hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| APENBRINK Rudolf Eduard Walter | RO | 9 | 03 July 2007 | 01 October 2010 |
| APENBRINK Rudolf Eduard Walter | RO | 4 | 03 July 2007 | 01 October 2010 |
| AU King Lun 區景麟 | RO | 4 | 01 April 2003 | 01 August 2008 |
| AU King Lun 區景麟 | RO | 5 | 01 April 2003 | 01 August 2008 |
| AU King Lun 區景麟 | RO | 9 | 01 April 2003 | 01 August 2008 |
| AU King Lun 區景麟 | RO | 6 | 01 April 2003 | 07 May 2004 |
| BOARDMAN Luke Jonathan | RE | 4 | 24 December 2012 | 24 July 2015 |
| BOARDMAN Luke Jonathan | RE | 9 | 24 December 2012 | 24 July 2015 |
| BOTELHO BASTOS Pedro Augusto | RE | 9 | 23 December 2021 | 13 May 2022 |
| BOTELHO BASTOS Pedro Augusto | RO | 5 | 07 August 2018 | 02 March 2020 |
| BOTELHO BASTOS Pedro Augusto | RO | 9 | 25 June 2014 | 23 December 2021 |
| BOTELHO BASTOS Pedro Augusto | RO | 4 | 25 June 2014 | 02 March 2020 |
| BOTELHO BASTOS Pedro Augusto | RE | 9 | 12 June 2014 | 25 June 2014 |
| BOTELHO BASTOS Pedro Augusto | RE | 4 | 12 June 2014 | 25 June 2014 |
| BROWN Alison Rosemary | RO | 4 | 10 July 2018 | 20 January 2020 |
| CHAN Po Chi, Cecilia 陳寶枝 | RO | 9 | 03 March 2021 | 30 November 2023 |
| CHAU Wing Yu, Lydia 周穎愉 | RE | 4 | 12 October 2012 | 17 September 2019 |
| CHAU Wing Yu, Lydia 周穎愉 | RE | 9 | 12 October 2012 | 17 September 2019 |
| CHIM Ho Yan 詹可欣 | RE | 9 | 13 June 2016 | 17 January 2018 |
| CHIM Ho Yan 詹可欣 | RE | 4 | 13 June 2016 | 17 January 2018 |
| CHOI Sae Joon | RE | 4 | 12 October 2012 | 11 August 2014 |
| CHOI Sae Joon | RE | 9 | 12 October 2012 | 11 August 2014 |
| CHOW Man Yiu, Paul 周文耀 | RO | 9 | 01 April 2003 | 30 April 2003 |
| CHOW Man Yiu, Paul 周文耀 | RO | 6 | 01 April 2003 | 30 April 2003 |
| CHOW Man Yiu, Paul 周文耀 | RO | 4 | 01 April 2003 | 30 April 2003 |
| CHOW Yin Kwan 周妍君 | RO | 9 | 18 January 2006 | 30 March 2007 |
| CHOW Yin Kwan 周妍君 | RO | 4 | 18 January 2006 | 30 March 2007 |
| CHOW Yin Kwan 周妍君 | RE | 5 | 18 January 2006 | 30 March 2007 |
| CHUNG Kyung Il | RE | 9 | 27 February 2015 | 04 August 2020 |
| CHUNG Kyung Il | RE | 4 | 27 February 2015 | 20 January 2020 |
| CONXICOEUR Patrice Pierre Henri | RO | 9 | 28 July 2008 | 06 May 2015 |
| CONXICOEUR Patrice Pierre Henri | RO | 5 | 28 July 2008 | 06 May 2015 |
| CONXICOEUR Patrice Pierre Henri | RO | 4 | 28 July 2008 | 06 May 2015 |
| EBRAHIM Ayaz Hatim | RO | 9 | 26 October 2010 | 13 May 2011 |
| EBRAHIM Ayaz Hatim | RO | 4 | 26 October 2010 | 13 May 2011 |
| EBRAHIM Ayaz Hatim | RO | 5 | 11 June 2010 | 13 May 2011 |
| EBRAHIM Ayaz Hatim | RO | 9 | 06 June 2003 | 25 July 2006 |
| EBRAHIM Ayaz Hatim | RO | 5 | 06 June 2003 | 25 July 2006 |
| EBRAHIM Ayaz Hatim | RO | 4 | 06 June 2003 | 25 July 2006 |
| GOLDFELD Leon | RO | 9 | 09 September 2004 | 18 June 2010 |
| GOLDFELD Leon | RO | 5 | 09 September 2004 | 18 June 2010 |
| GOLDFELD Leon | RO | 4 | 09 September 2004 | 18 June 2010 |
| GOLDFELD Leon | RE | 9 | 20 July 2004 | 09 September 2004 |
| GOLDFELD Leon | RE | 5 | 20 July 2004 | 09 September 2004 |
| GOLDFELD Leon | RE | 4 | 20 July 2004 | 09 September 2004 |
| GOULD Denis James | RO | 9 | 12 October 2011 | 31 August 2022 |
| GOULD Denis James | RO | 5 | 12 October 2011 | 20 January 2020 |
| GOULD Denis James | RO | 4 | 12 October 2011 | 20 January 2020 |
| HAN Bin 韓檳 | RE | 9 | 20 March 2017 | 04 August 2020 |
| HAN Bin 韓檳 | RE | 4 | 20 March 2017 | 20 January 2020 |
| HAU Wai Yin, Winnie 侯慧賢 | RO | 9 | 18 January 2006 | 29 July 2011 |
| HAU Wai Yin, Winnie 侯慧賢 | RO | 4 | 18 January 2006 | 29 July 2011 |
| HAU Wai Yin, Winnie 侯慧賢 | RE | 5 | 18 January 2006 | 29 July 2011 |
| HO May Wai, Judy 何美蕙 | RE | 4 | 11 November 2015 | 20 January 2020 |
| HO May Wai, Judy 何美蕙 | RE | 9 | 11 November 2015 | |
| HO Wai Fun 何慧芬 | RO | 9 | 10 February 2022 | |
| HO Wai Fun 何慧芬 | RE | 9 | 12 November 2021 | 10 February 2022 |
| HUI Lam 許琳 | RE | 4 | 16 October 2012 | 31 July 2013 |
| HUI Lam 許琳 | RE | 9 | 16 October 2012 | 31 July 2013 |
| HUI Yuen Fai, Mannix 許遠暉 | RE | 9 | 02 July 2019 | 04 August 2020 |
| HUI Yuen Fai, Mannix 許遠暉 | RE | 4 | 02 July 2019 | 20 January 2020 |
| KIM Joseph | RE | 4 | 12 October 2012 | 14 January 2014 |
| KIM Joseph | RE | 9 | 12 October 2012 | 14 January 2014 |
| KOO Julie J | RO | 9 | 09 June 2011 | 06 February 2015 |
| KOO Julie J | RO | 4 | 09 June 2011 | 06 February 2015 |
| KWONG Siu To 鄺小桃 | RE | 4 | 29 April 2014 | 24 April 2019 |
| KWONG Siu To 鄺小桃 | RE | 9 | 29 April 2014 | 24 April 2019 |
| LAM Fung Ling 林鋒凌 | RE | 9 | 10 July 2014 | 25 March 2022 |
| LAM Fung Ling 林鋒凌 | RE | 4 | 10 July 2014 | 20 January 2020 |
| LAM Lung, Edward 林隆 | RE | 4 | 12 October 2012 | 10 December 2013 |
| LAM Lung, Edward 林隆 | RE | 9 | 12 October 2012 | 10 December 2013 |
| LAM Sin Yee 林茜儀 | RE | 4 | 07 April 2014 | 08 March 2016 |
| LAM Sin Yee 林茜儀 | RE | 9 | 07 April 2014 | 08 March 2016 |
| LANG Lang 郎朗 | RE | 9 | 16 June 2014 | 23 July 2014 |
| LANG Lang 郎朗 | RE | 4 | 16 June 2014 | 23 July 2014 |
| LEE Tsz Ho 李梓豪 | RE | 9 | 01 August 2018 | 26 May 2022 |
| LEE Tsz Ho 李梓豪 | RE | 4 | 01 August 2018 | 20 January 2020 |
| LEE Wai Nam, Bonnie 李慧楠 | RE | 9 | 12 December 2013 | 04 August 2020 |
| LEE Wai Nam, Bonnie 李慧楠 | RE | 4 | 12 December 2013 | 20 January 2020 |
| LEW Kyunghyun 柳炅鉉 | RE | 9 | 10 June 2019 | 04 August 2020 |
| LEW Kyunghyun 柳炅鉉 | RE | 4 | 10 June 2019 | 20 January 2020 |
| LI Tao 黎濤 | RE | 4 | 23 June 2015 | 13 January 2017 |
| LI Tao 黎濤 | RE | 9 | 23 June 2015 | 13 January 2017 |
| LIM Ji Youn 林智娟 | RE | 4 | 23 June 2015 | 03 January 2020 |
| LIM Ji Youn 林智娟 | RE | 9 | 23 June 2015 | 03 January 2020 |
| LIN Edith 林祥玲 | RO | 9 | 06 August 2021 | 11 November 2022 |
| LIN Michelle 林旻璇 | RE | 9 | 13 January 2015 | 04 August 2020 |
| LIN Michelle 林旻璇 | RE | 4 | 13 January 2015 | 20 January 2020 |
| LING Sze Kei 凌思其 | RE | 4 | 22 April 2014 | 26 June 2018 |
| LING Sze Kei 凌思其 | RE | 9 | 22 April 2014 | 26 June 2018 |
| LIU Alan Chi Lun 廖志崙 | RO | 9 | 19 March 2004 | 03 August 2005 |
| LIU Alan Chi Lun 廖志崙 | RO | 5 | 19 March 2004 | 03 August 2005 |
| LIU Alan Chi Lun 廖志崙 | RO | 4 | 19 March 2004 | 03 August 2005 |
| LIU Kwan Kiu 廖君翹 | RE | 9 | 22 October 2012 | 30 January 2015 |
| LIU Kwan Kiu 廖君翹 | RE | 4 | 22 October 2012 | 30 January 2015 |
| LIU Ruby Ching Yee 廖靖怡 | RE | 9 | 24 July 2019 | 04 August 2020 |
| LIU Ruby Ching Yee 廖靖怡 | RE | 4 | 24 July 2019 | 20 January 2020 |
| LO Pui Ki 勞佩琪 | RE | 9 | 01 November 2016 | 29 August 2019 |
| LO Pui Ki 勞佩琪 | RE | 4 | 01 November 2016 | 29 August 2019 |
| LUK Wai Shum 陸慧心 | RE | 9 | 24 October 2012 | 04 August 2020 |
| LUK Wai Shum 陸慧心 | RE | 4 | 24 October 2012 | 20 January 2020 |
| MA Yan Ying 馬銦楹 | RE | 9 | 10 July 2019 | 04 August 2020 |
| MA Yan Ying 馬銦楹 | RE | 4 | 10 July 2019 | 20 January 2020 |
| MALDONADO-CODINA Guillermo Eduardo | RE | 9 | 10 February 2021 | 04 April 2021 |
| MALDONADO-CODINA Guillermo Eduardo | RO | 4 | 24 May 2012 | 02 March 2020 |
| MALDONADO-CODINA Guillermo Eduardo | RO | 9 | 19 September 2011 | 10 February 2021 |
| MALDONADO-CODINA Guillermo Eduardo | RO | 5 | 19 September 2011 | 02 March 2020 |
| MANAKTALA Aneesh | RE | 9 | 18 March 2014 | 03 April 2023 |
| MANAKTALA Aneesh | RE | 4 | 18 March 2014 | 20 January 2020 |
| MOK Wan Yu, Philip 莫韻餘 | RO | 5 | 02 June 2011 | 28 February 2015 |
| MUNRO Joanna Mary | RO | 9 | 09 May 2011 | 03 July 2014 |
| MUNRO Joanna Mary | RO | 4 | 09 May 2011 | 03 July 2014 |
| NGAI Tak Sing, Alfred 魏德星 | RE | 9 | 17 October 2012 | 04 August 2020 |
| NGAI Tak Sing, Alfred 魏德星 | RE | 4 | 17 October 2012 | 20 January 2020 |
| PAI Husan 白浩森 | RO | 5 | 07 June 2011 | 31 December 2014 |
| PANG So Sum, Rio 彭素心 | RE | 9 | 16 October 2012 | 04 August 2020 |
| PANG So Sum, Rio 彭素心 | RE | 4 | 16 October 2012 | 20 January 2020 |
| PICKERELL Blair Chilton | RO | 9 | 22 July 2003 | 31 May 2007 |
| PICKERELL Blair Chilton | RO | 4 | 22 July 2003 | 31 May 2007 |
| SHEEHAN Benjamin Septimus | RE | 4 | 25 September 2013 | 19 September 2016 |
| SHEEHAN Benjamin Septimus | RE | 9 | 25 September 2013 | 19 September 2016 |
| SPENCE Susannah Mary | RO | 9 | 18 January 2006 | 15 July 2019 |
| SPENCE Susannah Mary | RO | 4 | 18 January 2006 | 15 July 2019 |
| SPENCE Susannah Mary | RE | 5 | 18 January 2006 | 15 July 2019 |
| SZE Woon Sang 史煥生 | RE | 9 | 29 April 2015 | 26 May 2022 |
| SZE Woon Sang 史煥生 | RE | 4 | 29 April 2015 | 20 January 2020 |
| TANG May See, Michelle 鄧美詩 | RE | 9 | 12 October 2012 | 23 June 2014 |
| TANG May See, Michelle 鄧美詩 | RE | 4 | 12 October 2012 | 23 June 2014 |
| TSANG Tak Yung Raymond 曾德庸 | RE | 9 | 18 December 2015 | 26 May 2022 |
| TSANG Tak Yung Raymond 曾德庸 | RE | 4 | 18 December 2015 | 20 January 2020 |
| WONG Ching, Jane 黃菁 | RE | 4 | 16 October 2012 | 31 January 2013 |
| WONG Ching, Jane 黃菁 | RE | 9 | 16 October 2012 | 31 January 2013 |
| WONG Ling Sze, Susanna 王玲思 | RE | 4 | 27 November 2012 | 28 February 2014 |
| WONG Ling Sze, Susanna 王玲思 | RE | 9 | 15 February 2013 | 28 February 2014 |
| WONG Wing Hoi Jane 黃穎凱 | RE | 4 | 24 February 2015 | 20 January 2020 |
| WONG Wing Hoi Jane 黃穎凱 | RE | 9 | 24 February 2015 | 26 May 2022 |
| WONG Yuen Ting, Brenda | RO | 9 | 09 November 2023 | |
| YEUNG Yim Lan 楊艷蘭 | RE | 9 | 15 June 2018 | 13 August 2018 |
| YEUNG Yim Lan 楊艷蘭 | RE | 4 | 15 June 2018 | 13 August 2018 |
| YIP Sze Ki 葉士奇 | RO | 9 | 09 June 2011 | 01 August 2014 |
| YIP Sze Ki 葉士奇 | RO | 4 | 09 June 2011 | 01 August 2014 |
| YIP Sze Ki 葉士奇 | RO | 5 | 04 May 2011 | 01 August 2014 |
| YUEN Kayla 袁熙棠 | RE | 9 | 01 April 2014 | 04 August 2020 |
| YUEN Kayla 袁熙棠 | RE | 4 | 01 April 2014 | 20 January 2020 |
| YUEN Man In 袁敏妍 | RE | 9 | 17 April 2019 | 04 August 2020 |
| YUEN Man In 袁敏妍 | RE | 4 | 17 April 2019 | 20 January 2020 |