SFC Licences of BAKER Kurt Alexander 白光磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RO | 9 | 26 February 2015 | 30 September 2021 |
JT Capital Management Limited 嘉泰新興資本管理有限公司 | RO | 9 | 13 October 2010 | 19 July 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 20 August 2003 | 18 November 2008 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 April 2003 | 18 November 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 18 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 20 August 2003 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 24 June 2003 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 24 June 2003 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 24 June 2003 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 24 June 2003 |