SFC Licences of SI Ka Loy, Joanna 徐嘉來
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 27 March 2020 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 October 2013 | 16 March 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 April 2009 | 29 September 2013 |
| Nerico Brothers Limited | RE | 1 | 16 October 2007 | 19 March 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 June 2006 | 04 October 2007 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 01 April 2003 | 12 May 2006 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 01 April 2003 | 11 May 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 6 | 01 April 2003 | 11 May 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 9 | 01 April 2003 | 11 May 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |