SFC Licences of SPENCE Susannah Mary

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	9	13 August 2019	06 August 2020
HSBC Investment Funds (Hong Kong) Limited	RE	4	13 August 2019	06 August 2020
HSBC Investment Funds (Hong Kong) Limited	RE	1	13 August 2019	06 August 2020
HSBC Global Asset Management (Hong Kong) Limited	RE	9	13 August 2019	06 August 2020
HSBC Global Asset Management (Hong Kong) Limited	RE	4	13 August 2019	06 August 2020
HSBC Global Asset Management (Hong Kong) Limited	RE	1	10 April 2007	06 August 2020
HSBC Investment Funds (Hong Kong) Limited	RO	9	18 January 2006	13 August 2019
HSBC Investment Funds (Hong Kong) Limited	RO	4	18 January 2006	13 August 2019
HSBC Investment Funds (Hong Kong) Limited	RO	1	18 January 2006	13 August 2019
HSBC Global Asset Management (Hong Kong) Limited	RO	9	18 January 2006	13 August 2019
HSBC Global Asset Management (Hong Kong) Limited	RO	4	18 January 2006	13 August 2019
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	9	18 January 2006	15 July 2019
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	4	18 January 2006	15 July 2019
HSBC Investment Funds (Hong Kong) Limited	RE	5	18 January 2006	15 July 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	5	18 January 2006	15 July 2019
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	5	18 January 2006	15 July 2019
HSBC Investment Funds (Hong Kong) Limited	RO	6	18 January 2006	09 September 2015
HSBC Investment Funds (Hong Kong) Limited	RE	1	10 August 2004	18 January 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	4	01 April 2003	18 January 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	9	01 April 2003	18 January 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	6	01 April 2003	05 May 2004