SFC Licences of LIU Yuen Shan 廖婉珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 23 December 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 July 2014 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 July 2014 | |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 06 June 2014 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 06 June 2014 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 10 September 2004 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 10 September 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 10 September 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 10 September 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 10 September 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |