SFC Licences of TSUI Yau Wan 徐幼雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 20 January 2016 | 30 November 2016 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 20 January 2016 | 30 November 2016 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 October 2011 | 08 June 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 31 October 2006 | 21 April 2011 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 03 September 2003 | 01 September 2006 |
| Megabase Securities Limited 萬達基證券有限公司 | RE | 1 | 01 April 2003 | 02 June 2003 |
| Megabase Securities Limited 萬達基證券有限公司 | RE | 4 | 01 April 2003 | 02 June 2003 |
| Megabase Securities Limited 萬達基證券有限公司 | RE | 6 | 01 April 2003 | 02 June 2003 |
| Megabase Securities Limited 萬達基證券有限公司 | RE | 9 | 01 April 2003 | 02 June 2003 |