SFC Licences of LEE Tsz Kwun, Rosanna 李旨坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 04 July 2013 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 04 July 2013 | 01 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 24 November 2004 | 08 December 2021 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 24 November 2004 | 08 December 2021 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2003 | 08 December 2021 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2003 | 08 December 2021 |
| RBC Futures Services (Asia) Limited | RE | 2 | 01 April 2003 | 30 September 2005 |
| RBC Futures Services (Asia) Limited | RE | 5 | 01 April 2003 | 30 September 2005 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 6 | 01 April 2003 | 17 February 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2003 | 17 February 2004 |
| RBC Futures Services (Asia) Limited | RE | 9 | 01 April 2003 | 18 June 2003 |