SFC Licences of LUK Wai Jong, Anita 陸懷莊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 05 August 2009
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 05 August 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 25 August 2003 28 July 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 25 August 2003 28 July 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 April 2003 25 August 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 April 2003 25 August 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 5, 7, 9 01 April 2003 22 August 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4, 6, 7, 9 01 April 2003 22 August 2003