SFC Licences of LUK Wai Jong, Anita 陸懷莊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RE | 1 | 05 August 2009 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
RE | 2 | 05 August 2009 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 25 August 2003 | 28 July 2009 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RE | 2 | 25 August 2003 | 28 July 2009 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 25 August 2003 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 01 April 2003 | 25 August 2003 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 5, 7, 9 | 01 April 2003 | 22 August 2003 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4, 6, 7, 9 | 01 April 2003 | 22 August 2003 |