SFC Licences of NG Wai Man 吳偉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 03 April 2009 22 January 2019
Fulbright Futures Limited 富昌期貨有限公司 RE 2 03 April 2009 01 January 2011
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 21 January 2009 01 April 2009
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 21 January 2009 01 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 November 2004 12 December 2008
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 12 December 2008
Nomura Securities (Hong Kong) Limited RE 1 01 April 2003 12 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 12 December 2008
Nomura Securities (Hong Kong) Limited RE 6 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 18 November 2004
Nomura Securities (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura Securities (Hong Kong) Limited RE 4 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 18 November 2004