SFC Licences of LAU John Chee On 劉自安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 05 March 2014 | 31 August 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 12 June 2012 | 31 August 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 27 March 2012 | 31 August 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 27 March 2012 | 12 June 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 4 | 11 April 2011 | 23 February 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 1 | 11 April 2011 | 23 February 2012 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 01 September 2010 | 23 February 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 01 September 2010 | 11 April 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 28 December 2006 | 22 June 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 22 June 2010 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 01 April 2003 | 22 June 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 28 December 2006 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 9 | 01 April 2003 | 13 January 2004 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 01 April 2003 | 13 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |