SFC Licences of BRADBURY Colin David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 13 July 2010 | 16 February 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 13 July 2010 | 30 January 2012 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 05 May 2009 | 29 May 2010 |