SFC Licenceholders of Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司
- helen.hong@samsung.com
- Website
- www.samsungsecurities.co.kr
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALFORD Terrence Miguel | RE | 1 | 25 January 2011 | 03 February 2012 |
| ANG Tai Yue, Eric 洪大裕 | RE | 1 | 15 December 2010 | 03 February 2012 |
| AU-YEUNG Siu Pang 歐陽少鵬 | RE | 4 | 03 September 2009 | 30 June 2011 |
| BAE Hyun Suk | RO | 1 | 10 August 2021 | |
| BAE Hyun Suk | RE | 1 | 21 May 2015 | 10 August 2021 |
| BAE Joon | RE | 1 | 31 January 2005 | 20 July 2007 |
| BAEK Jaeseung | RE | 4 | 24 November 2014 | |
| BAGAMAN Farrah | RE | 4 | 20 November 2009 | 26 March 2010 |
| BAGAMAN Farrah | RE | 1 | 20 October 2009 | 26 March 2010 |
| BARNERT Radek | RE | 1 | 03 October 2011 | 03 February 2012 |
| BIRO Sophie Valerie Louba | RE | 4 | 13 July 2011 | 03 February 2012 |
| BRADBURY Colin David | RE | 4 | 05 May 2009 | 29 May 2010 |
| BYRNE Luke William | RE | 1 | 30 August 2011 | 03 February 2012 |
| BYUN Sup Min | RE | 4 | 16 September 2009 | 24 April 2010 |
| BYUN Sup Min | RE | 1 | 31 August 2004 | 24 April 2010 |
| CAI Yun 蔡韻 | RE | 4 | 18 August 2009 | 03 February 2012 |
| CHAN Chuk Cheung, Ivan 陳祝祥 | RO | 6 | 05 February 2010 | 03 February 2012 |
| CHAN Chuk Cheung, Ivan 陳祝祥 | RE | 1 | 08 December 2009 | 03 February 2012 |
| CHAN Chuk Cheung, Ivan 陳祝祥 | RE | 4 | 08 December 2009 | 01 April 2010 |
| CHAN Chuk Cheung, Ivan 陳祝祥 | RE | 6 | 08 December 2009 | 05 February 2010 |
| CHAN Ming Hang 陳銘恆 | RE | 4 | 01 December 2010 | 03 February 2012 |
| CHAN Pui Tin 陳佩鈿 | RE | 4 | 15 June 2011 | 03 February 2012 |
| CHAN Tsz Man 陳子文 | RE | 4 | 01 August 2011 | 20 January 2012 |
| CHAN Yin Chung, Vivien 陳彥中 | RE | 4 | 27 November 2009 | 13 July 2011 |
| CHAN Yue Hang, Emerson 陳俞亨 | RE | 4 | 22 March 2011 | 03 February 2012 |
| CHANG David Young | RE | 1 | 26 August 2010 | 26 May 2015 |
| CHANG Hsun-Chih 張玄志 | RE | 4 | 28 September 2010 | 03 February 2012 |
| CHEN Chen 陳晨 | RE | 4 | 30 September 2010 | 03 February 2012 |
| CHEN Lijuan 陳鸝鵑 | RE | 4 | 21 October 2010 | 03 February 2012 |
| CHEN Marvin Min-Kong 陳明康 | RE | 4 | 25 July 2011 | 03 February 2012 |
| CHEN Tzu-Yuan 陳姿元 | RE | 4 | 10 September 2010 | 03 February 2012 |
| CHEN Yi-Lin 陳誼玲 | RE | 4 | 15 October 2010 | 03 February 2012 |
| CHEN Ziyu 陳子妤 | RE | 1 | 01 February 2010 | 01 April 2011 |
| CHEONG Jihun 鄭址憲 | RE | 1 | 18 June 2010 | 13 October 2011 |
| CHEUNG Angela On Ki 張安琪 | RE | 6 | 23 October 2008 | 23 July 2009 |
| CHEUNG Angela On Ki 張安琪 | RE | 4 | 23 October 2008 | 23 July 2009 |
| CHEUNG Angela On Ki 張安琪 | RE | 1 | 23 October 2008 | 23 July 2009 |
| CHEUNG Ka Che 張家熾 | RE | 1 | 29 September 2009 | 02 December 2011 |
| CHEUNG Ka Che 張家熾 | RE | 4 | 29 September 2009 | 02 December 2011 |
| CHEUNG Ronney Lok-yin 張樂賢 | RE | 4 | 22 August 2011 | 03 February 2012 |
| CHEUNG Wai Kay 張偉奇 | RE | 6 | 25 March 2011 | 12 April 2011 |
| CHEUNG Wai Kay 張偉奇 | RO | 6 | 12 April 2011 | 03 February 2012 |
| CHIN Kong Yew | RO | 4 | 17 May 2011 | 03 February 2012 |
| CHIN Kong Yew | RE | 4 | 22 July 2009 | 17 May 2011 |
| CHIU Wing Fai 趙永輝 | RE | 4 | 24 November 2010 | 03 February 2012 |
| CHO Hyungsoo | RE | 1 | 10 August 2009 | 03 May 2014 |
| CHO Hyungsoo | RE | 4 | 10 August 2009 | 01 April 2010 |
| CHO Jong Ug 曹鍾旭 | RO | 1 | 09 August 2016 | 04 January 2019 |
| CHO Jong Ug 曹鍾旭 | RE | 4 | 19 September 2014 | 04 January 2019 |
| CHO Jong Ug 曹鍾旭 | RE | 1 | 26 June 2014 | 09 August 2016 |
| CHO Moon Kyung | RE | 1 | 25 April 2023 | |
| CHOI Geeho | RE | 4 | 24 November 2014 | 03 October 2015 |
| CHOI Kyung Seon 崔京善 | RE | 1 | 01 April 2003 | 01 December 2009 |
| CHOI Kyung Seon 崔京善 | RE | 9 | 01 April 2003 | 30 March 2004 |
| CHOI Kyung Seon 崔京善 | RE | 6 | 01 April 2003 | 30 March 2004 |
| CHOI Kyung Seon 崔京善 | RE | 4 | 01 April 2003 | 30 March 2004 |
| CHOI Sung Won | RE | 1 | 30 July 2003 | 07 June 2004 |
| CHONG Choong Leong 張忠良 | RO | 6 | 19 October 2011 | 03 February 2012 |
| CHONG Choong Leong 張忠良 | RE | 6 | 02 July 2009 | 19 October 2011 |
| CHONG Choong Leong 張忠良 | RE | 4 | 02 July 2009 | 03 February 2012 |
| CHONG Choong Leong 張忠良 | RE | 1 | 02 July 2009 | 03 February 2012 |
| CHONG Vanessa Tze Yan 莊梓甄 | RE | 4 | 23 September 2011 | 03 February 2012 |
| CHOW Derrick Ding-Vic 周定域 | RE | 1 | 18 April 2011 | 03 February 2012 |
| CHOW Derrick Ding-Vic 周定域 | RE | 6 | 18 April 2011 | 03 February 2012 |
| CHU Wing Shing 朱泳丞 | RE | 4 | 30 October 2009 | 20 September 2010 |
| CHUI Tak Kei 徐德基 | RE | 4 | 28 October 2011 | 03 February 2012 |
| CLARK Bettina Gay | RE | 1 | 15 November 2010 | 25 November 2011 |
| FRANCIS Russell Simon | RE | 4 | 29 September 2009 | 03 February 2012 |
| FUNG Hon Nam 馮漢南 | RE | 4 | 01 September 2009 | 17 May 2011 |
| GAO Muzi 高慕紫 | RE | 4 | 11 April 2011 | 12 September 2011 |
| GARTHOFF Alexander Raymond | RE | 1 | 07 March 2011 | 02 December 2011 |
| GOH Shao Loong, Daryl 吳少龍 | RE | 1 | 09 August 2010 | 28 January 2011 |
| GOULBURN Robert James | RE | 1 | 08 July 2010 | 03 February 2012 |
| GU Xiang 谷香 | RE | 1 | 30 August 2010 | 03 February 2012 |
| HAN Sung Joo 韓盛柱 | RO | 4 | 16 December 2008 | |
| HAN Sung Joo 韓盛柱 | RO | 1 | 16 December 2008 | |
| HAN Sung Joo 韓盛柱 | RE | 6 | 15 July 2008 | 18 February 2012 |
| HAN Sung Joo 韓盛柱 | RE | 1 | 15 July 2008 | 16 December 2008 |
| HILBOLDT Thomas Christian | RE | 4 | 27 July 2011 | 03 February 2012 |
| HONG Won Jun | RE | 4 | 24 April 2009 | 05 January 2010 |
| HONG Won Jun | RE | 6 | 19 February 2009 | 05 January 2010 |
| HONG Won Jun | RE | 1 | 19 February 2009 | 05 January 2010 |
| HOPSON Anthony Francis | RE | 6 | 28 March 2011 | 03 February 2012 |
| HOPSON Anthony Francis | RE | 1 | 28 March 2011 | 03 February 2012 |
| HSU Chung-Wei 徐忠偉 | RE | 1 | 10 January 2011 | 03 February 2012 |
| HSU Hai Yeh 許海曄 | RE | 6 | 15 June 2010 | 03 February 2012 |
| HSU Hai Yeh 許海曄 | RE | 1 | 15 June 2010 | 03 February 2012 |
| HSU Hui-Hui 許蕙蕙 | RE | 4 | 09 August 2011 | 03 February 2012 |
| HUH Yoonsoo | RE | 1 | 05 June 2017 | 01 September 2018 |
| HWANG Min Seong | RO | 4 | 28 March 2012 | 25 February 2019 |
| HWANG Min Seong | RE | 4 | 16 December 2011 | 28 March 2012 |
| HWANG Sung June 黃盛俊 | RO | 1 | 20 September 2010 | 01 August 2012 |
| HWANG Sung June 黃盛俊 | RO | 4 | 20 September 2010 | 01 August 2012 |
| HWANG Sung June 黃盛俊 | RE | 4 | 03 August 2010 | 20 September 2010 |
| HWANG Sung June 黃盛俊 | RE | 1 | 03 August 2010 | 20 September 2010 |
| JACOBSEN Russell James | RO | 1 | 20 May 2011 | 17 February 2012 |
| JACOBSEN Russell James | RE | 4 | 05 November 2009 | 17 February 2012 |
| JACOBSEN Russell James | RE | 1 | 05 November 2009 | 20 May 2011 |
| JEN Edward Hsi-Ken | RE | 4 | 27 August 2010 | 03 February 2012 |
| JIN Zengxiang 金增祥 | RE | 4 | 06 July 2010 | 06 April 2011 |
| JONES Michael Andrew | RO | 6 | 28 February 2012 | 03 July 2012 |
| JONES Michael Andrew | RE | 6 | 08 August 2011 | 28 February 2012 |
| JONES Michael Andrew | RE | 1 | 08 August 2011 | 03 July 2012 |
| KANG In Muk 姜仁默 | RO | 4 | 15 February 2019 | 07 August 2021 |
| KANG In Muk 姜仁默 | RO | 1 | 15 February 2019 | 07 August 2021 |
| KANG In Muk 姜仁默 | RE | 4 | 06 December 2017 | 15 February 2019 |
| KANG In Muk 姜仁默 | RE | 1 | 06 December 2017 | 15 February 2019 |
| KIM Hyun Kun | RE | 1 | 03 December 2014 | 11 May 2015 |
| KIM Jin Hew | RE | 1 | 03 June 2003 | 31 March 2004 |
| KIM Kyung Duk | RE | 1 | 30 June 2004 | 18 April 2008 |
| KIM Min Hye | RE | 1 | 15 September 2017 | 31 July 2021 |
| KIM So Youn | RO | 1 | 29 September 2016 | 21 June 2019 |
| KIM So Youn | RE | 1 | 28 September 2010 | 29 September 2016 |
| KIM Tae Hoon 金泰勳 | RO | 1 | 31 January 2018 | 10 October 2022 |
| KIM Tae Hoon 金泰勳 | RO | 4 | 20 March 2017 | 10 October 2022 |
| KIM Taehong 金兌泓 | RE | 1 | 10 October 2011 | 10 January 2012 |
| KIM Taehong 金兌泓 | RE | 6 | 10 October 2011 | 10 January 2012 |
| KIM Yong Kook | RO | 1 | 13 June 2005 | 01 April 2010 |
| KIM Yong Kook | RO | 1 | 15 July 2003 | 15 January 2004 |
| KUK Yvonne Ho Ming 谷皓明 | RE | 1 | 15 September 2011 | 16 September 2011 |
| KUK Yvonne Ho Ming 谷皓明 | RE | 6 | 15 September 2011 | 16 September 2011 |
| KWAN Kai Ching 關啟正 | RE | 4 | 15 December 2009 | 23 June 2011 |
| LAM Man Wai, Nancy 林文慧 | RE | 1 | 29 September 2010 | 03 February 2012 |
| LAU Hwa Jen 劉華仁 | RE | 4 | 29 September 2010 | 03 February 2012 |
| LAWRENCE Andrew John | RE | 4 | 05 November 2009 | 21 May 2010 |
| LEE Chi Cheung 李賜祥 | RE | 4 | 27 July 2011 | 16 September 2011 |
| LEE Dong Jin 李東璡 | RE | 4 | 16 September 2009 | 01 April 2010 |
| LEE Dong Jin 李東璡 | RE | 1 | 23 June 2006 | 27 April 2010 |
| LEE Gary 李嘉瑜 | RE | 1 | 15 June 2011 | 03 February 2012 |
| LEE Jae Hyun | RO | 1 | 10 October 2012 | 23 August 2016 |
| LEE Jae Hyun | RE | 1 | 05 August 2010 | 10 October 2012 |
| LEE Je Yong 李齊容 | RO | 6 | 02 November 2004 | 25 August 2006 |
| LEE Je Yong 李齊容 | RO | 4 | 02 November 2004 | 25 August 2006 |
| LEE Je Yong 李齊容 | RO | 1 | 02 November 2004 | 25 August 2006 |
| LEE Jung Hyun | RE | 6 | 31 October 2011 | 31 January 2012 |
| LEE Jung Hyun | RE | 1 | 31 October 2011 | 31 January 2012 |
| LEE Junghoon | RE | 1 | 04 August 2021 | |
| LEE Kyungjoon 李炅俊 | RE | 1 | 03 April 2024 | |
| LEE Min Sub | RE | 1 | 10 December 2014 | 18 July 2020 |
| LEE Minjae | RE | 1 | 07 August 2020 | |
| LEE Myung Won 李明遠 | RE | 1 | 01 April 2003 | 07 July 2004 |
| LEE Myung Won 李明遠 | RE | 4 | 01 April 2003 | 03 July 2003 |
| LEE Myung Won 李明遠 | RE | 6 | 01 April 2003 | 03 July 2003 |
| LEE Myung Won 李明遠 | RE | 9 | 01 April 2003 | 03 July 2003 |
| LEE Sangki | RO | 1 | 06 October 2022 | |
| LEE Sangki | RO | 4 | 06 October 2022 | |
| LEE Wee Liat 李偉烈 | RE | 4 | 02 August 2010 | 03 February 2012 |
| LEUNG Pui Ling, Polly | RE | 4 | 07 September 2009 | 01 April 2010 |
| LEUNG Pui Ling, Polly | RE | 1 | 07 September 2009 | 03 February 2012 |
| LIN Yi-Chun 林怡君 | RE | 4 | 08 July 2011 | 03 February 2012 |
| LO Ka Leong 羅家亮 | RE | 4 | 06 January 2010 | 20 June 2011 |
| LU Chia-lin 呂家霖 | RE | 4 | 13 October 2010 | 03 February 2012 |
| MA Chao 馬超 | RE | 1 | 08 February 2010 | 21 October 2011 |
| MA Chao 馬超 | RE | 6 | 08 February 2010 | 21 October 2011 |
| MA Michelle Qiaoqiao 馬喬喬 | RE | 4 | 15 December 2009 | 03 February 2012 |
| MAN Yuk Fai 文旭輝 | RE | 4 | 22 October 2009 | 03 February 2012 |
| MARSDEN Matthew Owen | RE | 4 | 04 December 2009 | 08 August 2011 |
| METCALFE Stephen Donald | RO | 6 | 18 October 2011 | 03 February 2012 |
| METCALFE Stephen Donald | RE | 1 | 08 October 2010 | 03 February 2012 |
| METCALFE Stephen Donald | RE | 6 | 08 October 2010 | 18 October 2011 |
| MIAO Fan 苗帆 | RE | 4 | 04 March 2010 | 03 February 2012 |
| NIHALANI Rajesh Ghansham | RE | 1 | 20 August 2010 | 03 February 2012 |
| NISHIO Yuki 西尾由紀 | RE | 1 | 15 December 2008 | 01 April 2009 |
| OYSON Michaelangelo De Los Reyes | RE | 1 | 17 January 2011 | 03 February 2012 |
| PANG Hing Yin Samuel 彭慶彥 | RE | 1 | 01 August 2011 | 31 May 2012 |
| PARK Chin Kuk | RE | 1 | 04 February 2015 | |
| PARK Ha Sung | RO | 6 | 13 March 2012 | 03 July 2012 |
| PARK Ha Sung | RO | 1 | 13 March 2012 | 01 October 2015 |
| PARK Ha Sung | RE | 1 | 11 May 2010 | 13 March 2012 |
| PARK Hyun Kuk | RO | 6 | 20 February 2009 | 01 November 2010 |
| PARK Hyun Kuk | RO | 4 | 20 February 2009 | 01 November 2010 |
| PARK Hyun Kuk | RO | 1 | 20 February 2009 | 01 November 2010 |
| POON Alex Chun Man 潘俊文 | RE | 4 | 04 May 2011 | 03 February 2012 |
| RA A Ram | RE | 1 | 08 April 2019 | 09 April 2021 |
| RHEE Joo Sang 李周相 | RO | 4 | 15 October 2004 | 05 October 2009 |
| RHEE Joo Sang 李周相 | RO | 6 | 07 May 2003 | 05 October 2009 |
| RHEE Joo Sang 李周相 | RO | 1 | 07 May 2003 | 05 October 2009 |
| ROSS Timothy Wakefield | RE | 4 | 03 October 2011 | 03 February 2012 |
| RUFFY Francis Nicolo Punzalan | RE | 1 | 24 January 2011 | 03 February 2012 |
| SEET Eng Khan 薛永康 | RE | 4 | 19 January 2010 | 12 June 2010 |
| SETH Chetan | RE | 4 | 01 March 2011 | 03 February 2012 |
| SEYMOUR Steven James | RE | 1 | 05 December 2011 | 03 February 2012 |
| SHEN Wei Elaine | RE | 1 | 12 September 2011 | 03 February 2012 |
| SHIH Aaron 施昌勤 | RE | 1 | 11 August 2009 | 17 February 2012 |
| SHIH Aaron 施昌勤 | RE | 4 | 30 September 2009 | 01 April 2010 |
| SHVETS Viktor | RE | 4 | 22 November 2010 | 03 February 2012 |
| SI Tingting 司婷婷 | RE | 4 | 21 September 2011 | 03 February 2012 |
| SIM Choon 沈俊 | RO | 6 | 22 September 2009 | 03 July 2012 |
| SIM Choon 沈俊 | RO | 1 | 22 September 2009 | 03 July 2012 |
| SIU Tsz Hang 蕭子衡 | RE | 4 | 21 September 2010 | 20 July 2011 |
| SO Petrina Pui Yan 蘇佩恩 | RE | 4 | 08 October 2010 | 29 April 2011 |
| SON Do Un | RE | 1 | 11 June 2019 | 31 March 2020 |
| TAI Renee Wing Chiu 戴穎昭 | RE | 4 | 13 October 2010 | 03 February 2012 |
| TAM Tommy Yuk-tong 譚毓棠 | RE | 4 | 06 October 2010 | 03 February 2012 |
| TANG Kiu Fung, Eric 鄧翹鋒 | RE | 4 | 30 September 2009 | 01 April 2010 |
| TANG Kiu Fung, Eric 鄧翹鋒 | RE | 1 | 19 August 2009 | 03 February 2012 |
| TANG Shuk Yin Rosanna 鄧淑賢 | RE | 4 | 15 August 2011 | 03 February 2012 |
| THIO George Patrick | RE | 1 | 25 July 2011 | 25 July 2011 |
| THIO George Patrick | RO | 1 | 17 May 2011 | 25 July 2011 |
| THIO George Patrick | RE | 4 | 24 August 2009 | 25 July 2011 |
| THIO George Patrick | RE | 1 | 24 August 2009 | 17 May 2011 |
| TIAN Tian 田甜 | RE | 4 | 24 December 2009 | 14 August 2010 |
| TSE Chi Shing, Christopher 謝志誠 | RO | 4 | 26 August 2021 | |
| TSE Chi Shing, Christopher 謝志誠 | RE | 4 | 09 December 2019 | 26 August 2021 |
| TSE Chi Shing, Christopher 謝志誠 | RE | 1 | 22 November 2019 | |
| TSENG Hsu-Liang 曾緒良 | RE | 4 | 11 May 2011 | 03 February 2012 |
| TSOI Man 蔡雯 | RE | 4 | 29 November 2010 | 03 February 2012 |
| TSUI Yat Yin 徐逸彥 | RE | 1 | 16 August 2010 | 03 February 2012 |
| WANG Gongxun 王功勳 | RE | 1 | 04 May 2011 | 31 October 2011 |
| WANG Gongxun 王功勳 | RE | 6 | 04 May 2011 | 31 October 2011 |
| WANG Ming-Chieh 王銘傑 | RE | 4 | 08 July 2011 | 03 February 2012 |
| WANG Weiying 王惟穎 | RE | 4 | 28 January 2010 | 27 May 2011 |
| WONG Chi Leung 黃智亮 | RE | 4 | 16 July 2010 | 03 February 2012 |
| WONG Patrick 王崇珀 | RE | 6 | 13 September 2010 | 04 July 2011 |
| WONG Patrick 王崇珀 | RO | 6 | 04 July 2011 | 03 February 2012 |
| WONG Patrick 王崇珀 | RE | 1 | 13 September 2010 | 03 February 2012 |
| WONG Po Chin 黃步前 | RE | 1 | 28 September 2009 | 03 February 2012 |
| WONG Po Chin 黃步前 | RE | 4 | 16 October 2009 | 03 February 2012 |
| WOO Yun Shing, Vincent 胡殷誠 | RE | 6 | 24 April 2009 | 17 March 2010 |
| WOO Yun Shing, Vincent 胡殷誠 | RE | 1 | 24 April 2009 | 17 March 2010 |
| WOO Yun Shing, Vincent 胡殷誠 | RE | 4 | 25 March 2009 | 17 March 2010 |
| WU Chun Pong 胡振邦 | RE | 4 | 06 September 2011 | 03 February 2012 |
| WUH Paul I | RE | 4 | 17 August 2009 | 03 February 2012 |
| XU Xiaopeng 徐霄鵬 | RE | 6 | 14 February 2011 | 01 May 2012 |
| XU Xiaopeng 徐霄鵬 | RE | 1 | 14 February 2011 | 01 May 2012 |
| YANG Chang Yong 梁暢容 | RE | 1 | 04 October 2011 | 05 April 2014 |
| YEOH Benjamin Kim Meng | RE | 1 | 03 December 2010 | 03 February 2012 |
| YEW Yat On 姚逸安 | RE | 6 | 11 May 2010 | 15 June 2010 |
| YEW Yat On 姚逸安 | RE | 1 | 11 May 2010 | 28 June 2010 |
| YEW Yat On 姚逸安 | RO | 6 | 15 June 2010 | 15 April 2011 |
| YEW Yat On 姚逸安 | RO | 1 | 28 June 2010 | 15 April 2011 |
| YOU Ching Yung 尤靖湧 | RE | 4 | 01 November 2010 | 03 February 2012 |
| YU Jason | RE | 4 | 05 August 2009 | 17 February 2010 |
| YUN Sokmo | RE | 4 | 03 December 2014 | |
| ZAMORA Ruben Llenado | RE | 1 | 25 May 2011 | 03 February 2012 |
| ZHANG Hui 張輝 | RE | 6 | 09 February 2011 | 03 February 2012 |
| ZHANG Hui 張輝 | RE | 1 | 09 February 2011 | 03 February 2012 |
| ZHANG Xiaodan 張曉丹 | RE | 4 | 01 April 2010 | 16 December 2011 |
| ZHU Jinji 朱勁吉 | RE | 4 | 29 September 2009 | 03 February 2012 |