SFC Licences of FOK Fung Ling 霍鳳玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 June 2003 | 02 August 2018 |
SPS Securities Limited 新寶城證券有限公司 | RE | 4 | 01 April 2003 | 01 May 2003 |
SPS Securities Limited 新寶城證券有限公司 | RE | 6 | 01 April 2003 | 01 May 2003 |
SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 01 April 2003 | 01 May 2003 |
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 01 April 2003 | 01 May 2003 |