SFC Licenceholders of SPS Securities Limited 新寶城證券有限公司
- yk@spsgroup.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BURR Robert Francis Edwin | RE | 1 | 25 May 2016 | 17 September 2018 |
| CHAN LAM Yin King, Maggie 陳林燕瓊 | RE | 1 | 01 April 2003 | 01 May 2004 |
| CHAN LAM Yin King, Maggie 陳林燕瓊 | RE | 4 | 01 April 2003 | 01 May 2004 |
| CHAN LAM Yin King, Maggie 陳林燕瓊 | RE | 6 | 01 April 2003 | 01 May 2004 |
| CHAN LAM Yin King, Maggie 陳林燕瓊 | RE | 9 | 01 April 2003 | 01 May 2004 |
| CHAN Yin Ling 陳燕玲 | RE | 1 | 01 April 2003 | 18 April 2023 |
| CHAN Yin Ling 陳燕玲 | RE | 9 | 01 April 2003 | 28 October 2004 |
| CHAN Yin Ling 陳燕玲 | RE | 6 | 01 April 2003 | 28 October 2004 |
| CHAN Yin Ling 陳燕玲 | RE | 4 | 01 April 2003 | 28 October 2004 |
| CHAN Yin Sum 陳燕琛 | RE | 1 | 11 September 2009 | 10 June 2013 |
| CHAN Yu Kwan 陳汝筠 | RE | 1 | 01 April 2003 | 25 April 2003 |
| CHAN Yu Kwan 陳汝筠 | RE | 9 | 01 April 2003 | 25 April 2003 |
| CHAN Yu Kwan 陳汝筠 | RE | 6 | 01 April 2003 | 25 April 2003 |
| CHAN Yu Kwan 陳汝筠 | RE | 4 | 01 April 2003 | 25 April 2003 |
| CHENG Kwai Ping, Margaret 鄭桂平 | RE | 1 | 07 August 2006 | 01 June 2009 |
| CHENG Oi Ching 鄭愛晶 | RE | 1 | 06 November 2006 | 04 March 2014 |
| CHOI Kam Tin, Rico 蔡錦天 | RE | 1 | 01 April 2003 | 30 June 2023 |
| CHOI Kam Tin, Rico 蔡錦天 | RE | 9 | 01 April 2003 | 26 October 2004 |
| CHOI Kam Tin, Rico 蔡錦天 | RE | 6 | 01 April 2003 | 26 October 2004 |
| CHOI Kam Tin, Rico 蔡錦天 | RE | 4 | 01 April 2003 | 26 October 2004 |
| CHONG Eng Moo 莊英茂 | RE | 1 | 01 April 2003 | 28 April 2023 |
| CHONG Eng Moo 莊英茂 | RE | 4 | 01 April 2003 | 11 June 2004 |
| CHONG Eng Moo 莊英茂 | RE | 9 | 01 April 2003 | 22 May 2003 |
| CHONG Eng Moo 莊英茂 | RE | 6 | 01 April 2003 | 22 May 2003 |
| CHU Po Chu 朱寶珠 | RE | 1 | 01 April 2003 | 15 July 2006 |
| CHU Po Chu 朱寶珠 | RE | 4 | 01 April 2003 | 25 August 2004 |
| CHU Po Chu 朱寶珠 | RE | 6 | 01 April 2003 | 25 August 2004 |
| CHU Po Chu 朱寶珠 | RE | 9 | 01 April 2003 | 25 August 2004 |
| FOK Fung Ling 霍鳳玲 | RE | 4 | 01 April 2003 | 01 May 2003 |
| FOK Fung Ling 霍鳳玲 | RE | 6 | 01 April 2003 | 01 May 2003 |
| FOK Fung Ling 霍鳳玲 | RE | 9 | 01 April 2003 | 01 May 2003 |
| FOK Fung Ling 霍鳳玲 | RE | 1 | 01 April 2003 | 01 May 2003 |
| HO Shuk Yin 何淑賢 | RE | 1 | 04 May 2007 | 28 April 2023 |
| KONG Ming Chun, Jones 江明進 | RE | 4 | 01 April 2003 | 07 April 2004 |
| KONG Ming Chun, Jones 江明進 | RE | 1 | 01 April 2003 | 07 April 2004 |
| KONG Ming Chun, Jones 江明進 | RE | 6 | 01 April 2003 | 07 July 2003 |
| KONG Ming Chun, Jones 江明進 | RE | 9 | 01 April 2003 | 07 July 2003 |
| KONG Yuen Ching 江婉貞 | RE | 1 | 01 April 2003 | 28 April 2023 |
| KONG Yuen Ching 江婉貞 | RE | 4 | 01 April 2003 | 28 December 2004 |
| KONG Yuen Ching 江婉貞 | RE | 6 | 01 April 2003 | 28 December 2004 |
| KONG Yuen Ching 江婉貞 | RE | 9 | 01 April 2003 | 28 December 2004 |
| LAM Hoi Fung 林海峰 | RE | 1 | 19 August 2003 | 01 October 2022 |
| LAM Hoi Fung 林海峰 | RE | 4 | 19 August 2003 | 26 August 2004 |
| LAM Ming Hing, Albert 林明興 | RE | 1 | 30 June 2011 | 28 April 2023 |
| LAM Ming Hing, Albert 林明興 | RO | 1 | 01 April 2003 | 30 June 2011 |
| LAM Ming Hing, Albert 林明興 | RO | 9 | 01 April 2003 | 28 December 2004 |
| LAM Ming Hing, Albert 林明興 | RO | 6 | 01 April 2003 | 28 December 2004 |
| LAM Ming Hing, Albert 林明興 | RO | 4 | 01 April 2003 | 28 December 2004 |
| LAU Chi Ching, Vincent 劉志楨 | RE | 1 | 26 June 2020 | 28 April 2023 |
| LAU Chi Ching, Vincent 劉志楨 | RO | 1 | 01 April 2003 | 26 June 2020 |
| LAU Chi Ching, Vincent 劉志楨 | RO | 9 | 01 April 2003 | 28 December 2004 |
| LAU Chi Ching, Vincent 劉志楨 | RO | 4 | 01 April 2003 | 28 December 2004 |
| LAU Chi Ching, Vincent 劉志楨 | RO | 6 | 01 April 2003 | 28 December 2004 |
| LAU Shui Wah 劉瑞華 | RE | 1 | 01 April 2003 | 11 December 2020 |
| LAU Shui Wah 劉瑞華 | RE | 6 | 01 April 2003 | 03 September 2004 |
| LAU Shui Wah 劉瑞華 | RE | 4 | 01 April 2003 | 03 September 2004 |
| LAU Shui Wah 劉瑞華 | RE | 9 | 01 April 2003 | 03 September 2004 |
| LAU Wai Ming 劉偉明 | RE | 6 | 25 January 2005 | 26 January 2005 |
| LAU Wai Ming 劉偉明 | RE | 4 | 25 January 2005 | 26 January 2005 |
| LAU Wai Ming 劉偉明 | RO | 4 | 01 April 2003 | 25 January 2005 |
| LAU Wai Ming 劉偉明 | RO | 6 | 01 April 2003 | 25 January 2005 |
| LAU Wai Ming 劉偉明 | RO | 1 | 01 April 2003 | |
| LAU Wai Ming 劉偉明 | RO | 9 | 01 April 2003 | |
| LI Man Hong 李民康 | RE | 9 | 31 March 2022 | |
| LI Man Hong 李民康 | RE | 1 | 31 March 2022 | |
| LI Man Hong 李民康 | RE | 9 | 15 December 2015 | 08 November 2019 |
| LI Man Hong 李民康 | RE | 1 | 16 May 2012 | 08 November 2019 |
| LUI Yee Ying, Candy 呂綺盈 | RE | 1 | 28 April 2014 | 28 April 2023 |
| MAK Wai Ki 麥偉基 | RE | 4 | 01 April 2003 | 27 October 2004 |
| MAK Wai Ki 麥偉基 | RE | 1 | 01 April 2003 | 08 July 2006 |
| MAK Wai Ki 麥偉基 | RE | 9 | 01 April 2003 | 27 October 2004 |
| MAK Wai Ki 麥偉基 | RE | 6 | 01 April 2003 | 27 October 2004 |
| MAN Yau Kan 萬幼勤 | RE | 1 | 12 July 2006 | 16 March 2023 |
| POON Cheung Fung, David 潘長風 | RO | 9 | 26 January 2005 | |
| POON Cheung Fung, David 潘長風 | RO | 1 | 26 January 2005 | |
| TANG Kwai Ho 鄧桂好 | RE | 1 | 01 April 2003 | 30 March 2023 |
| TANG Kwai Ho 鄧桂好 | RE | 6 | 01 April 2003 | 26 October 2004 |
| TANG Kwai Ho 鄧桂好 | RE | 9 | 01 April 2003 | 26 October 2004 |
| TANG Kwai Ho 鄧桂好 | RE | 4 | 01 April 2003 | 26 October 2004 |
| TING Kwok Hing 丁國慶 | RO | 6 | 01 April 2003 | 28 December 2004 |
| TING Kwok Hing 丁國慶 | RO | 4 | 01 April 2003 | 28 December 2004 |
| TING Kwok Hing 丁國慶 | RO | 1 | 01 April 2003 | |
| TING Kwok Hing 丁國慶 | RO | 9 | 01 April 2003 | |
| TUNG Nei Chuen, Joan 童妮鑽 | RE | 1 | 01 April 2003 | 30 June 2023 |
| TUNG Nei Chuen, Joan 童妮鑽 | RE | 9 | 01 April 2003 | 23 December 2004 |
| TUNG Nei Chuen, Joan 童妮鑽 | RE | 4 | 01 April 2003 | 23 December 2004 |
| TUNG Nei Chuen, Joan 童妮鑽 | RE | 6 | 01 April 2003 | 23 December 2004 |
| VONG Chan Chun 黃振全 | RE | 1 | 01 April 2003 | 28 April 2023 |
| VONG Chan Chun 黃振全 | RE | 4 | 01 April 2003 | 28 October 2004 |
| VONG Chan Chun 黃振全 | RE | 6 | 01 April 2003 | 28 October 2004 |
| VONG Chan Chun 黃振全 | RE | 9 | 01 April 2003 | 28 October 2004 |
| WONG Chun Yee 黃鎮羽 | RE | 1 | 19 June 2006 | 31 December 2015 |
| WONG Ting Yan 王廷茵 | RE | 1 | 05 August 2015 | 13 August 2021 |
| WONG Wai Chi 黃偉志 | RE | 1 | 01 April 2003 | 03 May 2006 |
| WONG Wai Chi 黃偉志 | RE | 9 | 01 April 2003 | 03 May 2006 |
| WONG Wai Chi 黃偉志 | RE | 6 | 01 April 2003 | 27 September 2004 |
| WONG Wai Chi 黃偉志 | RE | 4 | 01 April 2003 | 27 September 2004 |
| WONG Wai Fun 黃慧芬 | RE | 1 | 15 August 2007 | 28 January 2008 |
| YAU Wai Tak 游惠德 | RE | 1 | 01 April 2003 | 28 April 2023 |
| YAU Wai Tak 游惠德 | RE | 6 | 01 April 2003 | 28 October 2004 |
| YAU Wai Tak 游惠德 | RE | 4 | 01 April 2003 | 28 October 2004 |
| YAU Wai Tak 游惠德 | RE | 9 | 01 April 2003 | 28 October 2004 |
| YIM Chi Wai 閻志慰 | RE | 1 | 01 April 2021 | 28 April 2023 |
| YU Ka Ho 余家豪 | RE | 1 | 21 February 2008 | 03 May 2023 |