SFC Licences of WALSH Marcus James Finbarr
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 5 | 14 December 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 30 October 2023 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 19 May 2009 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 22 September 2006 | 14 December 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 4 | 30 November 2004 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 30 November 2004 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 30 November 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 30 November 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |