SFC Licences of LAI Chung Him, Alex 黎重謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 07 September 2005 | 01 April 2007 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 06 April 2005 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 20 January 2004 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 20 January 2004 |