SFC Licences of EDWARDS Antony James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sun Hung Kai Capital Partners Limited RE 9 11 March 2024
Sun Hung Kai Capital Partners Limited RE 4 11 March 2024
Sun Hung Kai Capital Partners Limited RE 1 11 March 2024
Robeco Hong Kong Limited RO 9 06 October 2011 09 October 2015
Robeco Hong Kong Limited RO 4 06 October 2011 09 October 2015
Robeco Hong Kong Limited RO 1 06 October 2011 09 October 2015
Robeco Hong Kong Limited RE 9 05 September 2011 06 October 2011
Robeco Hong Kong Limited RE 4 05 September 2011 06 October 2011
Robeco Hong Kong Limited RE 1 05 September 2011 06 October 2011
Neuberger Berman Asia Limited RO 9 01 December 2009 30 May 2011
Neuberger Berman Asia Limited RO 4 01 December 2009 30 May 2011
Neuberger Berman Asia Limited RO 1 01 December 2009 30 May 2011
Neuberger Berman Asia Limited RE 9 13 October 2009 01 December 2009
Neuberger Berman Asia Limited RE 4 13 October 2009 01 December 2009
Neuberger Berman Asia Limited RE 1 13 October 2009 01 December 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 9 31 July 2007 25 September 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 4 31 July 2007 25 September 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RO 1 31 July 2007 25 September 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 23 April 2007 31 July 2007
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 23 April 2007 31 July 2007
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 23 April 2007 31 July 2007
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 5 12 March 2007 25 September 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 2 12 March 2007 25 September 2009
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 22 August 2006 08 September 2006
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 10 July 2006 14 July 2006
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 28 March 2006 02 April 2006
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 15 February 2006 17 February 2006
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 05 September 2005 06 September 2005
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 11 July 2005 14 July 2005