SFC Licences of CHUI Tai Sun, Derry 徐大新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Premium International (HK) Limited | RO | 3 | 06 September 2021 | 17 December 2021 |
| CLSA Premium International (HK) Limited | RO | 3 | 09 September 2019 | 02 February 2021 |
| South China Forex Limited 南華外匯有限公司 | RO | 3 | 22 November 2013 | 05 July 2017 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 02 July 2013 | 05 July 2017 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 02 July 2013 | 22 November 2013 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 14 March 2013 | 05 June 2013 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 14 March 2013 | 05 June 2013 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 21 June 2010 | 12 December 2012 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 15 October 2009 | 12 December 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 24 May 2004 | 01 October 2009 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 May 2004 | 01 October 2009 |