SFC Licences of LEUNG Wai Sze, Alice 梁卉施
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 02 December 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 20 February 2014 | 02 October 2017 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 15 April 2011 | 27 July 2012 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 09 October 2009 | 15 April 2011 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RO | 4 | 15 April 2004 | 24 August 2009 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RO | 1 | 01 April 2003 | 15 April 2004 |