SFC Licences of O'SULLIVAN Ian James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Maso Capital Partners Limited	RE	9	28 April 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	31 May 2013	10 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	01 September 2011	10 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	01 September 2011	10 April 2019
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	01 September 2011	31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	01 September 2011	31 August 2013
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	19 August 2010	27 July 2011
Knight Capital Asia Limited 澧盈資本亞洲有限公司	RE	1	27 October 2008	18 August 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	13 December 2004	01 September 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	13 December 2004	01 September 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	13 December 2004	01 September 2008
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	28 July 2004
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	28 July 2004
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	28 July 2004
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	28 July 2004
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	28 July 2004