SFC Licences of NIMMO Walter Gilbert Mearns
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 1 | 27 January 2011 | 22 January 2015 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 9 | 13 February 2007 | 22 January 2015 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 4 | 13 February 2007 | 22 January 2015 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 02 September 2005 | 11 December 2006 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 02 September 2005 | 11 December 2006 |