SFC Licences of HO Mei Ling 何美玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 28 December 2022 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 06 December 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 September 2016 | 02 October 2017 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 09 July 2015 | 16 September 2016 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 30 June 2015 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 27 February 2004 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 27 February 2004 |