SFC Licences of NG Chi Kwan, Stephen 吳志坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RO	2	03 December 2013	30 April 2018
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RO	1	03 December 2013	30 April 2018
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RO	3	07 August 2003	30 April 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 August 2003	02 September 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	1	01 April 2003	30 April 2018
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	03 December 2013
HSBC Broking (Data Services) Limited 滙豐金融(證券資料)有限公司	RO	9	01 April 2003	01 January 2004
HSBC Broking (Data Services) Limited 滙豐金融(證券資料)有限公司	RO	4	01 April 2003	01 January 2004
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	01 April 2003	07 August 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	01 August 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	4	01 April 2003	01 August 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	6	01 April 2003	01 August 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	7	01 April 2003	01 August 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	9	01 April 2003	01 August 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	01 August 2003