SFC Licences of CHAU Kin Kei 周建基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 28 April 2021
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 05 June 2020 21 April 2021
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 27 February 2019 20 May 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 07 May 2015 25 February 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 17 January 2013 30 April 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 21 June 2010 05 January 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 21 June 2010 05 January 2013
Wintone Securities Limited 榮通證券有限公司 RE 1 18 March 2008 01 June 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 11 August 2005 18 March 2008
South China Securities Limited 南華證券投資有限公司 RE 1 01 April 2003 02 August 2005
South China Securities Limited 南華證券投資有限公司 RE 9 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 4 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 7 01 April 2003 15 January 2004
South China Securities Limited 南華證券投資有限公司 RE 6 01 April 2003 15 January 2004