SFC Licences of LAI Yuet Yu, Ann 賴月如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 02 August 2004 | |
| Interchina Futures Limited 國中期貨有限公司 | RE | 2 | 01 April 2003 | 31 July 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 31 July 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 08 October 2003 |
| Interchina Futures Limited 國中期貨有限公司 | RE | 9 | 01 April 2003 | 08 October 2003 |
| Interchina Futures Limited 國中期貨有限公司 | RE | 5 | 01 April 2003 | 08 October 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 08 October 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 08 October 2003 |